Definition
Sleep apnea, or sleep-disordered breathing, is a condition in which breathing is briefly interrupted or even stops episodically during sleep. Because repeated arousal or even full awakening when breathing stops disturbs sleep, individuals suffering from sleep apnea are often drowsy during the day. Complications from an insufficient amount of oxygen reaching the brain are serious and even potentially life threatening. Sleep apnea appears to be far more common than was initially realized when it was first described in 1965.
Description
The syndrome of sleep apnea is subdivided into two types: central and obstructive. Central sleep apnea, in which the brain does not properly signal respiratory muscles to begin breathing, is much less common than obstructive sleep apnea. In the latter condition, there are repeated episodes of upper airway obstruction during sleep, typically reducing blood oxygen saturation.
A distinctive form of obstructive sleep apnea is known as the Pickwickian syndrome, named after the protagonist in Charles Dickens' Pickwick Papers. Like that character, individuals with the Pickwickian syndrome are overweight, with large necks, fat buildup around the soft tissues of the neck, and loss of muscle tone with aging. When the neck muscles relax during sleep, these characteristics allow the windpipe to collapse during breathing, which usually causes loud snoring.
When the individual with obstructive sleep apnea attempts to inhale, this causes suction that collapses the windpipe and blocks air flow for 10–60 seconds. The resulting fall in blood oxygen level signals the brain to awaken the person enough to tighten the upper airway muscles and reopen the windpipe, resulting in a snort or gasp before snoring resumes. The entire cycle may occur repeatedly, as often as hundreds of times each night.
Demographics
Approximately 6–7% of the population of the United States, or 18 million Americans, are thought to have sleep apnea, but only 10 million have symptoms, and only 0.6 million have yet been diagnosed. In Americans aged 30–60 years, obstructive sleep apnea affects nearly one in four men and one in 10 women; men are twice as likely as women to have sleep apnea. As sleep apnea seldom occurs in premenopausal females, it is suggested that hormones may play some role in the disorder.
Other predisposing factors include age, as nearly 20–60% percent of the elderly may be affected; over-weight status or obesity; or use of alcohol or sedatives. Based on a 1995 study, elderly African Americans are more than twice as likely as elderly whites to suffer from sleep apnea. Some families appear to have increased incidence of sleep apnea.
Causes and symptoms
Causes of central sleep apnea include various severe and life-threatening lesions of the lower brainstem, which controls breathing. Examples include bulbar poliomyelitis, a form of polio affecting the brainstem; degenerative diseases; radiation treatment to the neck, damaging the lower brainstem; and severe arthritis of the cervical spine and/or base of the skull, putting pressure on the lower brainstem.
Symptoms of central sleep apnea include cessation of breathing during sleep, often causing frequent awakenings and complaints of insomnia. In central sleep apnea, breathing patterns may also be disrupted during wakefulness. Other symptoms may relate to the underlying neurological condition affecting the brainstem, and may include difficulty swallowing, change in voice, or limb weakness and numbness.
Normally, muscles in the upper throat keep this part of the airway open, allowing air to enter the lungs. Although these muscles relax somewhat during sleep, they retain enough tone to keep the passage open. If the passage is narrow, relaxation of throat muscles during sleep can obstruct, or block, the passage and hinder or prevent air from flowing into the lungs.
Individuals with obstructive sleep apnea may have airway obstruction because of excessive relaxation of throat muscles or because of an already narrowed passage.
Because many patients with obstructive sleep apnea have no major structural defects in the airway and are not obese, other factors such as disordered control of ventilation and changes in lung volume during sleep may play a role in causing the condition.
Soon after falling asleep, the patient with obstructive sleep apnea typically begins snoring heavily. The snoring continues for some time and may become louder before the apnea, during which breathing stops for 10–60 seconds. A loud snort or gasp ends the apnea, followed by more snoring in a recurrent pattern. Decreased oxygen level in the blood during the apneas may cause decreased alertness and other symptoms, while disturbance of the sleep pattern at night may cause daytime drowsiness.
Those with the Pickwickian syndrome have a large neck or collar size, nasal obstruction, a large tongue, a narrow airway, or certain shapes of the palate and jaw.
While patients with sleep apnea may not be aware of the problem, their spouse may seek medical assistance because they are frequently awakened by their partner's snoring, which may be described as loud, squeaky, or raspy. In other cases, the patient may seek help for fatigue, difficulty staying awake during the day, or falling asleep at inappropriate times.
Because of restless sleep and decreased oxygen supply to the brain, patients with sleep apnea may complain of impaired mental function, slowed reaction times, problems concentrating, memory loss, poor judgment, personality changes such as irritability or depression, morning headaches, and decreased interest in sex.
Additional symptoms may include excessive sweating during sleep, bedwetting, nightmares, dry mouth when awakening caused by sleeping with the mouth open, development of high blood pressure, and frequent upper respiratory infections. Young children with sleep apnea may have visible inward movement of the chest during sleep, learning problems, growth or developmental problems, and hyperactive behavior.
Drinking alcohol before bedtime or taking sleeping pills may increase the risk of apneic episodes, as may breathing through the mouth rather than the nose during sleep.
Severe obstructive sleep apnea may cause pulmonary hypertension, or increased pressure in lung arteries, eventually leading to heart failure. Other complications may include increased risk of cardiovascular disease, stroke, heart arrhythmias or irregular heartbeats, and disorders of immune function.
Diagnosis
Although sleep apnea has been more widely diagnosed in the past decade, experts estimate that at least 90–95% of cases remain undiagnosed. Reasons for this include vague, slowly developing symptoms that largely occur when the patient is sleeping; limited knowledge of the disease by physicians; and expensive, specialized testing needed for definitive diagnosis.
Talking to the patient and the spouse or parent is an important first step, but it may not be sufficient. Similarly, the physical examination often fails to reveal distinctive abnormalities. Helpful diagnostic aids may include a questionnaire asking about typical symptoms and sleep habits, and a detailed inspection of the mouth, neck, and throat. Arterial blood gases may reveal low oxygen or high carbon dioxide levels in the blood.
More recently, it has been recognized that obstructive sleep apnea can occur even in individuals of normal weight who lack the other distinctive features of the Pick-wickian syndrome. Up to 40% of people with obstructive sleep apnea are not obese.
When sleep apnea is suspected from characteristic symptoms and physical appearance, in many other cases, an overnight polysomnography (PSG) testing at a specialized sleep center may be suggested. During this test, breathing, brain waves, heartbeat, muscle tension, and eye movement are monitored through wires attached to the skin while the patient sleeps. Oxygen levels can be monitored through a device applied to a fingertip, and audio and/or video recordings may provide additional diagnostic information.
After the test, a physician trained in PSG testing analyzes the recordings to determine if sleep apnea or other conditions are present. In some cases, PSG can also be done at home after a sleep technologist attaches the wires and instructs the parent or other responsible adult on how to record sleep activity. Although portable PSG tests are less expensive and more convenient, they are subject to lost or inadequate recording, technical problems, and slightly lower diagnostic accuracy. Patients with inconclusive results on home studies and those with negative studies but persistent symptoms should have standard PSG testing in a sleep center.
Treatment team
The internist or family practitioner is often the first physician consulted because the earliest symptoms of sleep apnea are typically vague. If sleep apnea is suspected, the patient is usually referred to a neurologist or specialist in sleep disorders. Ear, nose, and throat specialists can help determine if there are characteristic abnormalities of the jaw or palate contributing to the problem, and in some cases they may perform corrective surgery if indicated. Lung specialists should manage severe cases of sleep apnea that result in pulmonary hypertension. Technicians involved in the diagnosis and treatment of sleep apnea may include PSG technicians and respiratory therapists.
Treatment
For mild cases of sleep apnea, simple measures may suffice, such as losing weight through a diet and exercise program, or preventing the person from sleeping on their back. More severe cases may need assisted breathing devices to wear at night or surgery to correct airway obstruction. Individuals with sleep apnea should avoid sedatives, sleeping pills, narcotics, and alcohol, especially at bedtime, as these central nervous system depressants can prevent them from awakening enough to keep breathing.
General suggestions to promote better sleep include good sleep habits, going to bed at a regular time each night, and arising at the same time each morning rather than sleeping late on weekends. Keeping the bedroom at a comfortable temperature is conducive to better sleep. Exercising 20–30 minutes each day, at least five to six hours before bedtime, may be helpful both for sleeping better and for weight loss.
Caffeine and related stimulants found in coffee, tea, chocolate, and some diet drugs and pain relievers should be avoided. Smoking disrupts sleep by causing early morning awakening in response to nicotine withdrawal. Alcohol reduces the amount of time spent in deep sleep and rapid eye movement (REM) sleep and proportionately increases time spent in the lighter stages of sleep, which are less refreshing.
To relax before bedtime, taking a warm bath, reading, or other restful bedtime ritual may be helpful. Sleeping until the sun rises helps the body's internal biological clock reset itself, as does daily exposure to an hour of morning sunlight. When unable to sleep despite these measures, it is better to read, watch television, or listen to soothing music rather than lying in bed awake, which can cause anxiety and worsen insomnia.
To keep the airway open during sleep, some individuals with obstructive sleep apnea need a device called nasal CPAP, or continuous positive airway pressure, which delivers air through a mask over the nose or over both the nose and mouth. This is considered to be the most effective and widely used therapy.
Complications of CPAP may include nasal congestion or dryness, discomfort related to wearing the mask, and feelings of claustrophobia. To relieve these problems, heated humidifiers to moisturize and warm the air, better fitting and more comfortable masks, or applying steroids within the nasal passages may be helpful. In patients who find it difficult to exhale against the increased pressure of CPAP, bilevel positive-pressure therapy may be equally effective.
Some investigators are studying mechanical devices inserted into the mouth during sleep to open the airway by moving the jaw forward. Although these oral appliances appear to prevent daytime sleepiness and sleep disordered breathing, they do not seem to be as effective as nasal CPAP. However, they may be a reasonable option for patients who are unwilling or unable to use nasal CPAP.
Obstructive sleep apnea in children may be caused by enlarged tonsils and adenoids and can be corrected by tonsillectomy. In adults, surgery to remove airway obstruction may be needed, depending on the anatomical structure. Excess tissue at the back of the throat may be removed in a procedure called an uvulopalatopharyngoplasty, or UPPP. Some cases may require repairing a deviated nasal septum, or other surgery to remove blockage of the nose or upper throat. Surgery to correct obstructive sleep apnea seems to be most effective when it is tailored to the individual's specific anatomical obstruction.
As a last resort, a tracheostomy can be performed, making an opening in the windpipe to bypass the obstructed airway during sleep. During the day, a valve over the opening is closed so the person can speak, and at night, the valve is opened to bypass the obstruction.
If brainstem injury or disease impairs respiratory drive, causing central sleep apnea, mechanical ventilation on a respirator may be needed to ensure continued breathing.
Medications being tested in sleep apnea include Provigil, a nonaddictive drug that improves daytime alertness. Side effects may include nausea and headaches. Decongestants may reduce airway obstruction related to nasal congestion. Results of a controlled trial published in November 2003 suggest that the cholinesterase inhibitor physostigmine may reduce apnea episodes.
Clinical trials
The National Institutes of Neurological Disorder and Stroke, the National Heart, Lung, and Blood Institute (NHLBI), and the National Institute on Aging all support sleep apnea research.
The National Institute of Child Health and Human Development (NICHD) is recruiting children and adolescents with obstructive sleep apnea or other obesity-related diseases for a trial of orlistat (Xenical, Hoffmann LaRoche). By preventing the action of digestive enzymes, this drug interferes with the absorption of approximately one-third of dietary fat. Study subjects may receive active medication or placebo, but all will be enrolled in a weight loss program, including nutrition education, behavioral self-monitoring strategies, and promotion of physical activity.
The APPLES study (apnea positive pressure long-term efficacy study), sponsored by the NHLBI, is recruiting patients with obstructive sleep apnea to determine the effectiveness of nasal CPAP therapy as compared with a similar-appearing control device that does not administer air delivered under positive pressure. Outcomes studied in this trial include mental function, mood, daytime sleepiness, and quality of life. Contact information is the office of study chair William C. Dement, MD, PhD, (650) 723-8131, or .
The NHLBI is also planning a study of the outcomes of sleep disorders in men aged 65 years and older. It will look at whether sleep disorders such as obstructive sleep apnea are associated with increased risk of cardiovascular disease, falls, decreased physical function, impaired mental function, decreased bone density, fractures, and death.
Prognosis
Treating sleep apnea by eliminating the obstruction usually prevents and reverses complications such as pulmonary hypertension, high blood pressure, and heart disease. Individuals with obstructive sleep apnea who are unable or unwilling to tolerate CPAP may suffer from abnormal heart rhythms, reduced alertness, and sleep deprivation.
Left untreated, sleep apnea can profoundly reduce daytime functioning, work performance, social relationships, and quality of life. If patients fall asleep while driving or engaging in another potentially hazardous activity during the day, sleep apnea may be fatal. Severe, untreated sleep apnea doubles or even triples the risk of automobile accidents compared with the general population. These individuals are also at risk of sudden death from respiratory arrest during sleep.
Children with unrecognized obstructive sleep apnea may experience problems with learning, development, and behavior, as well as failure to grow, heart problems, and high blood pressure. Daytime sleepiness may cause personality changes, poor school performance, and difficulties with interpersonal relationships. Lagging development may lead to frustration and even depression.
Until additional research is carried out, it remains unclear if there is a "safe" number of apnea episodes, or how sleep apnea interacts with other causes of lung or heart failure. It appears that most patients with sleep apnea and heart or lung failure also have underlying diseases such as obstructive lung disease caused by smoking or asthma, severe obesity, or coronary artery disease.
Central sleep apnea usually has a poor prognosis related to the underlying injury or disease affecting the brainstem. Most patients with central sleep apnea require prolonged mechanical ventilation, which can also lead to many serious complications.
Special concerns
Sleep apnea is difficult to diagnose without expensive testing, can aggravate or cause heart and lung problems, often reduces function and quality of life, and may require invasive surgical procedures or long-term use of nasal CPAP. For all these reasons, prevention of obstructive sleep apnea is a worthwhile goal.
Weight reduction in overweight individuals and decreasing intake of alcohol and sedatives have independent health benefits as well as reducing risk of developing obstructive sleep apnea. In children with enlargement of the tonsils and adenoids, corrective surgery may reduce upper respiratory infections while preventing sleep apnea.
In experiments in rats, intermittent decreases in blood oxygen levels during sleep, similar to those seen with obstructive sleep apnea, cause degenerative changes in the hippocampus, a brain region involved in memory and learning. These degenerative changes in the brain are associated with deficits in maze learning. If similar changes occur in obstructive sleep apnea, this might explain decreased mental function observed with this disorder. Brain degeneration related to episodic decreases in oxygen levels would be another important reason to ensure that obstructive sleep apnea is diagnosed and effectively treated.
Although it is well recognized that sleep apnea is more common in men than in women, a study in October 2003 also suggested that men are far more likely than women to seek treatment at a specialized sleep clinic. Research is ongoing to determine the cause of gender differences in sleep apnea and to increase referrals of women to sleep centers where they may obtain appropriate care.
Resources
PERIODICALS
Boyer, S., and V. Kapur. "Role of Portable Sleep Studies for Diagnosis of Obstructive Sleep Apnea." Current Opinion in Pulmonary Medicine 2003 Nov 9(6): 465–70.
Durand, E., F. Lofaso, S. Dauger, G. Vardon, C. Gaultier, and J. Gallego. "Intermittent Hypoxia Induces Transient Arousal Delay in Newborn Mice." Journal of Applied Physiology 96 (March 2004): 1216–1222.
Fitzpatrick, M. F., H. McLean, A. M. Urton, A. Tan, D. O'Donnell, and H. S. Driver. "Effect of Nasal or Oral Breathing Route on Upper Airway Resistance during Sleep." European Respiratory Journal 22, no. 5 (November 2003): 827–32.
Gozal, D., B. W. Row, et al. "Temporal Aspects of Spatial Task Performance during Intermittent Hypoxia in the Rat: Evidence for Neurogenesis." European Journal of Neuroscience 2003 Oct 18(8): 2335–42.
Hedner, J., H. Kraiczi, Y. Peker, and P. Murphy. "Reduction of Sleep-Disordered Breathing after Physostigmine." American Journal of Respiratory and Critical Care Medicine (2003) 168: 1246–1251.
Jordan, A. S., and R. D. McEvoy. "Gender Differences in Sleep Apnea: Epidemiology, Clinical Presentation and Pathogenic Mechanisms." Sleep Medicine Review 2003 Oct 7(5): 377–89.
Jordan, A. S., D. P. White, and R. B. Fogel. "Recent Advances in Understanding the Pathogenesis of Obstructive Sleep Apnea." Current Opinion in Pulmonary Medicine 2003 Nov 9(6): 459–64.
Kao, Y. H., Y. Shnayder, and K. C. Lee. "The Efficacy of Anatomically Based Multilevel Surgery for Obstructive Sleep Apnea." Otolaryngology Head Neck Surgery 2003 Oct 129(4): 327–35.
Lim, J., T. Lasserson, J. Fleetham, and J. Wright. "Oral Appliances for Obstructive Sleep Apnea." Cochrane Database Systems Review 2003 (4): CD004435.
Moyer, C. A., S. S. Sonnad, S. L. Garetz, J. I. Helman, and R. D. Chervin. "Quality of Life in Obstructive Sleep Apnea: A Systematic Review of the Literature." Sleep Medicine 2001 Nov 2(6): 477–91.
Qureshi, A., and R. D. Ballard. "Obstructive Sleep Apnea." Journal of Allergy and Clinical Immunology 2003 Oct 112(4): 643–51.
Wolk, R., A. S. Shamsuzzaman, and V. K. Somers. "Obesity, Sleep Apnea, and Hypertension." Hypertension 2003 Nov 10.
WEBSITES
Clinical Trials (March 2, 2004). http://www.clinicaltrials.gov/ct/action/GetStudy.
HealthFinder PO Box 1133, Washington, DC 20013-1133. (March 1, 2004). http://www.healthfinder.gov/search/default.asp?ct=HFDocs&so=Rank%5Bd%5D%2CDocTitle&doclang=1&page=1&q1=sleep&apnea.
National Institute of Neurological Disorders and Stroke NIH Neurological Institute. PO Box 5801, Bethesda, MD 20824. (800) 352-9424. (March 2, 2004). http://www.ninds.nih.gov/search.htm?Text2=%27Sleep+apnea%27&Text1=Sleep+apnea.
National Sleep Foundation. When You Can't Sleep: The ABCs of ZZZs. 2002. February 22, 2004 (March 2, 2004). http://www.sleepfoundation.org/publications/ZZZs.cfm
Stanford University Medical Center 300 Pasteur Drive, Stanford, CA 94305. (650) 723-4000. (March 2, 2004). http://www.stanford.edu/~dement/childapnea.html.
U.S. National Library of Medicine 8600 Rockville Pike, Bethesda, MD 20894. (March 2, 2004). http://www.nlm.nih.gov/medlineplus/ency/article/003997.htm.
OTHER
Apneos Corporation 2033 Ralston Avenue #41, Belmont, CA 94002. (650) 591-2895. (March 2, 2004). http://www.apneos.com.
ORGANIZATIONS
The American Lung Association. 61 Broadway, 6th Floor, New York, NY 10006. (212) 315-8700. (March 2, 2004). http://lungusa.org/diseases/sleepapnea.html.
The Sleep Apnea Society of Alberta. c/o 911-78 Avenue SW, Calgary, AB T2V0T7. (800) 817-5337. (March 2, 2004). http://www.sleep-apnea.ab.ca/prognosis.htm.
Laurie Barclay