Article II, section 4, of the U.S. Constitution provides that "the President, Vice President and all civil Officers of the United States, shall be removed from Office on Impeachment for, and Conviction of, Treason, Bribery, or other high Crimes and Misdemeanors." Article I, section 2, gives the House of Representatives the "sole Power of Impeachment," and once impeachment articles are brought by the House, according to Article I, section 3, "The Senate shall have the sole Power to try all Impeachments. When sitting for that Purpose, they shall be on Oath or Affirmation. When the President of the United States is tried, the Chief Justice shall preside: And no Person shall be convicted without the Concurrence of two-thirds of the Members present." The penalties for impeachment are also carefully spelled out by the Constitution in Article I, section 3: "Judgment in Cases of Impeachment shall not extend further than to removal from Office, and disqualification to hold and enjoy any Office of honor, Trust or Profit under the United States: but the Party convicted shall nevertheless be liable and subject to Indictment, Trial, Judgment and Punishment, according to Law." While the president of the United States has general power to grant pardons and reprieves, this power, according to Article II, section 2, is expressly denied him "in Cases of Impeachment." The only other mention of impeachment in the Constitution is in Article III, section 2, which states, "The Trial of all Crimes, except in Cases of Impeachment, shall be by Jury."
Much mystery surrounds the proper grounds for impeachment and the precise nature of the proceedings. Impeachment as practiced in England carried with it criminal penalties and could result in the death of the offender. For the United States, however, it is merely a means of removing someone from office, though the conduct that gives rise to impeachment can also serve as a basis for a criminal prosecution. While the framers debated impeachment relatively little, it does appear clear that the language included in the Constitution represented a compromise between those who thought officeholders ought to be removable by the people's representatives for any "maladministration" and those who believed the president and the judges simply could not function if they were subject to removal from office at the discretion of the legislature. Thus, they limited impeachable offenses to "Treason, Bribery, or other high Crimes and Misdemeanors." Treason and bribery are clear enough, but the phrase "other high Crimes and Misdemeanors" is not. While the statement in Article III about trials by jury seems to link impeachments with crimes, several English impeachments that were models for the framers did not. And the word "misdemeanors" at the time of the writing of the Constitution meant only "misdeeds" rather than carrying the connotation of minor crimes, as it did later.
Relatively few federal officials have been impeached and tried, although the House has initiated impeachment proceedings against three presidents and one justice of the U.S. Supreme Court. The lower court judges who have been impeached have generally been convicted in their Senate trials, and all of them, with the exception of the first judge impeached, John Pickering, who was a habitual drunkard and probably was insane, were guilty of criminal conduct. Following impeachment, most of these judges went to prison or faded into obscurity, although one was subsequently elected as a member of the House of Representatives.
Associate Justice Samuel Chase
After Pickering's removal in 1803, the House began impeachment proceedings against Associate Justice Samuel Chase. Chase had been a strong partisan of John Adams in the election of 1800, and when Thomas Jefferson won that election, Chase found it difficult to hide his displeasure. He seemed sympathetic to the prosecution of Jeffersonian editors for seditious libel during the election campaign and afterward he railed against the administration during a grand jury charge in 1803. The House of Representatives voted articles against him in 1804 and his trial before the Senate in 1805 was a major social, political, and cultural event. Chase had committed no crimes, and his impeachment seems to have been brought both because of his harsh criticism of the Jeffersonians and because his jurisprudential notions on the roles of judge and jury differed from theirs. In the end many Jeffersonians became convinced Chase's removal would compromise the independence of the judiciary and the Senate could not find the required two-thirds vote for his conviction. Chase's acquittal established the principle that judges should not be removed for political reasons and his impeachment suggested the similar notion that judges should seek to remain above politics.
President Andrew Johnson
Andrew Johnson assumed the presidency following the assassination of Abraham Lincoln in 1865. The nation had just ended the Civil War and Congress and the new president were embroiled in disputes over how to accomplish the reconstruction of the Union. Many congressional Republicans suspected that Johnson harbored southern sympathies, so to restrict his ability to control the course of events Congress passed, over Johnson's veto, the Tenure of Office Act (1867), a statute restricting the president from removing any cabinet members until the Senate had confirmed their successors. The constitutionality of this statute was dubious, as the power to hire and fire subordinate executive officials would seem to be a presidential prerogative, but some, even at the time of the framing, believed that such removal could not take place without the concurrence of the same Senate that con-firmed such appointments. Accordingly, when Johnson challenged Congress by dismissing his secretary of war, Edwin Stanton, whose sympathies were with Congress rather than with the president, the House brought articles of impeachment against Johnson. Johnson, too, was acquitted, but by only one vote. His impeachment was certainly the product of unusual circumstances, but it did seem to imply that ignoring congressional sentiment or abuse of office might constitute "high Crimes and Misdemeanors." Congress had even taken care to specify in the Tenure of Office Act that failure to follow the act would be a "high misdemeanor."
President Richard M. Nixon
The next case involving a presidential impeachment came more than a century later, and was also concerned with abuse of office, although the articles contemplated involved the commission of crimes as well. This was the proposed impeachment of President Richard M. Nixon and was the final chapter in a political crisis known as Watergate. The Watergate was an apartment complex in Washington, D.C., that housed the offices of the Democratic National Committee. During the presidential campaign of 1972, operatives eventually linked to persons working in Nixon's White House broke into the offices, seeking materials that have never been revealed. The White House sought to cover up its involvement in the debacle, at one point even misleading the Federal Bureau of Investigation (FBI) by claiming that important Central Intelligence Agency (CIA) matters would be compromised if the federal investigatory agency probed too deeply into the White House's operatives. After the Supreme Court forced the White House to turn over taped evidence of meetings Nixon attended that involved plans to misuse the FBI and CIA for political damage control, the president's position became untenable. The Senate held hearings that exposed all sorts of official misconduct, and trials of the Watergate burglars revealed the connections with the White House. The House Judiciary Committee completed its hearings on impeachment articles and recommended impeachment to the full House. Nixon's political support deteriorated even among members of his own party, and in August 1974, before the full House could vote, he became the first president to resign his office. Doing so, he avoided becoming the first elected president to be impeached.
President William Jefferson Clinton
That dubious distinction went to William Jefferson Clinton in December 1998. The Nixon impeachment and the Chase impeachment were the models most often turned to in the proceedings against Clinton, although the genesis of his impeachment was different from theirs. During Clinton's campaign for the presidency in 1992 and his entire tenure in office, he was accused of financial chicanery and extramarital dalliances. His political opponents also charged that he and his wife misused White House facilities and staff positions for the benefit of themselves and their personal and political associates. Pursuant to the then-active Independent Counsel Law, a special prosecutor, the former federal judge Kenneth Starr, was appointed to investigate. The Independent Counsel Law required that Starr submit to Congress any evidence he found of impeachable offenses.
After an investigation that cost more than $50 million, Starr found no clear evidence of any wrongdoing with regard to financial manipulations or misuse of the White House. Nevertheless, Starr referred to Congress evidence he had discovered in connection with a private lawsuit brought against Clinton alleging sexual misconduct. The evidence demonstrated the president lied under oath in a deposition, sought to get others to file false affidavits, sought to conceal evidence, lied to a grand jury investigating these events, and sought through other means to "obstruct justice" in the case. To the end Clinton denied any wrongdoing, but the evidence of his perjury and obstruction of justice was clear and strong enough for the civil trial court judge to fine him for contempt. Clinton lost his license to practice law in Arkansas for five years.
A majority of the House of Representatives, following some exceptionally stormy hearings before the House Judiciary Committee, in December 1998 voted articles of impeachment against the president for his perjury and obstruction of justice. Virtually all of the House Republicans voted for the measure, and as they controlled the chamber and only a majority is required for impeachment, they prevailed. No witnesses appeared before the Senate, a first in impeachment trial proceedings, and the House managers were severely restricted in the evidence they were allowed to present. The Senate voted on 12 February 1999. Not one Senate Democrat voted to remove the president, though many criticized his miscon-duct. Fifty Republicans voted to convict on one of the charges and forty-five voted to convict on the other, numbers far short of the two-thirds majority, so Clinton served his remaining two years in office.
The great constitutional question in the Clinton proceedings was whether or not the president's conduct in a private lawsuit was proper grounds for impeachment and removal from office. If Clinton was guilty of the miscon-duct with which he was charged, and few reasonable observers doubted that he was guilty of the commission of many felonies, his detractors said this was intolerable in the only federal official who takes a constitutional oath to take care that the laws are faithfully executed. Further, the Republicans maintained that this evidence of bad character was sufficient to prove Clinton should not continue as president. Clinton's Democratic defenders argued that, even if he had done the things alleged, these were essentially private matters, that such personal peccadilloes were not disqualifications for public office. It was true that earlier impeachment cases seemed to involve grave matters of state or abuse of office and that Clinton's misdeeds seemed different in kind. Nevertheless, some scholars supporting the impeachment pointed out that the framers considered personal virtue important and wrote that impeachment was a tool to ensure that only "fit characters" served the nation. Clinton's acquittal and the political maelstrom his impeachment unleashed likely means that impeachment will be reserved in the near future for cases of clearly official misconduct. But it is also likely that the "character" issue will remain an important one in elective politics.
Bibliography
Berger, Raoul. Impeachment: The Constitutional Problems. Cambridge, Mass.: Harvard University Press, 1973.
Gerhardt, Michael J. The Federal Impeachment Process: A Constitutional and Historical Analysis. 2d ed. Chicago: University of Chicago Press, 2000.
Hoffer, Peter Charles, and N. E. H. Hull. Impeachment in America, 1635–1805. New Haven, Conn.: Yale University Press, 1984.
Kutler, Stanley I. The Wars of Watergate: The Last Crisis of Richard Nixon. New York: Knopf, 1990.
Presser, Stephen B. "Would George Washington Have Wanted Bill Clinton Impeached?" George Washington University Law Review 67 (1999): 666–681.
Whittington, Keith E. Constitutional Construction: Divided Powers and Constitutional Meaning. Cambridge, Mass.: Harvard University Press, 1999.