The 10 provinces and 3 territories in Canada are responsible for securities regulations. Securities regulators from each province and territory have teamed up to form the Canadian Securities Administrators, or CSA for short. The CSA is primarily responsible for developing a harmonized approach to securities regulation across the country.
The CSA brings provincial and territorial securities regulators together to share ideas and work at designing policies and regulations that are consistent across the country and ensure the smooth operation of Canada's securities industry. By collaborating on rules, regulations and other programs, the CSA helps avoid duplication of work and streamlines the regulatory process for companies seeking to raise investment capital and others working in the investment industry.
In recent years, the CSA has developed a “passport system" through which a market participant has access to markets in all passport jurisdictions by dealing only with its principal regulator and complying with one set of harmonized laws. It is a major step forward in improving Canada’s securities regulatory system by providing market participants with streamlined access to Canada’s capital markets.
The CSA's impact on most Canadians comes through its efforts to help educate Canadians about the securities industry, the stock markets and how to protect investors from investment scams.
The CSA provides a wide variety of educational materials on securities and investing. It has produced brochures and booklets explaining various topics such as how to choose a financial adviser, mutual funds, and investing via the internet. All CSA materials are available in the Investors’ Tools section of the CSA Website and through your local securities regulator.
CSA’s mission
To give Canada a securities regulatory system that protects investors from unfair, improper or fraudulent practices and fosters fair, efficient and vibrant capital markets, through developing the of a national system of harmonized securities regulation, policy and practice.
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List of securities regulators
- BC: British Columbia Securites Commission
- jointly regulates the TSX Venture Exchange (TSX-V)
- formerly regulated the Vancouver Stock Exchange (VSE)
- Alberta: Alberta Securities Commission
- jointly regulates the TSX Venture Exchange (TSX-V)
- formerly regulated the Alberta Stock Exchange (ASE)
- Saskatchewan: Saskatchewan Financial Services Commission
- Manitoba: Manitoba Securities Commission
- Northwest Territories : Superintendent of Securities
- Nunavut : Superintendent of Securities
- Yukon : Superintendent of Securities
- Ontario: Ontario Securities Commission
- regulates the Toronto Stock Exchange (TSE, TSX)
- Quebec: Autorité des marchés financiers
- regulates the Montreal Exchange (ME, MSE, MX)
- New Brunswick : New Brunswick Securities Commission
- Nova Scotia : Nova Scotia Securities Commission
- Prince Edward Island : Securities Office
- Newfounland and Labrador : Department of Government Services
See also
External links
References
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