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Federal Food, Drug, and Cosmetic Act

 
Act of Congress:

Federal Food, Drug, and Cosmetic Act (1938)

Americans are avid consumers, and the Federal Food, Drug, and Cosmetic Act (FDCA) (52 stat. 1040) covers products that represent nearly a quarter out of every dollar spent. The FDCA and the agency that administers it, the Food and Drug Administration (FDA), govern the safety and accurate labeling of a trillion dollars worth of products annually, including prescription and over-the-counter drugs, cosmetics, medical devices, blood and tissue products, and the nation's entire food supply except for meat and poultry.

Despite frequent amendments since the statute's inception in 1938, two longstanding and complementary regulatory goals remain at the core of the FDCA. The first is to protect the public's safety—the FDCA mandates the safety, purity, and in some cases the "effectiveness" of the products within its scope. For most food products, the FDA ensures safety through inspections of products already on the market, controls the manufacturing practices of companies, and possesses recall and seizure authority. For new drugs, medical devices, and food additives, the FDA has even more robust authority. Unlike most goods sold in the United States, new drugs, medical devices, and food additives must obtain the FDA's stamp of approval as "safe" before being marketed to the public, and drugs and devices must satisfy the added standard of "effectiveness." In a process that often takes years, FDA scientists review extensive empirical research submitted by manufacturers to assess the safety and effectiveness of each new drug or device. Once a product is on the market, the FDCA directs the FDA to monitor emerging information and authorizes it to withdraw approval of products in light of new safety concerns.

The FDCA's second major goal is to disclose information—the statute requires truthfulness and completeness in product labeling and other marketing communications. The act and related FDA regulations contain both prohibitions and affirmative requirements in this area. The act forbids "misbranding," and provides a range of civil and criminal enforcement mechanisms against inaccurate product labeling. It also grants FDA authority to require certain information on product labels, such as the standardized nutritional content box that appears on almost every food label and listing possible side effects and drug interactions on pharmaceutical labels.

Systematic federal regulation of the nation's food and drug supply dates back almost a century, and various public health crises have been instrumental in congressional decisions to implement or strengthen the federal regulatory regime. Upton Sinclair's widely-read book, The Jungle portrayed extremely unsanitary conditions in the meat packing industry and created wide public support for the precursor to the FDCA, the Pure Food and Drug Act of 1906. Numerous deaths from a popular consumer medicine (elixir of sulfanilamide) in the 1930s led Congress to enact the FDCA in 1938. The FDCA significantly expanded federal regulatory authority, most notably by requiring premarket safety approval for new drugs, adding cosmetics to the statutory scheme, and providing express authority for factory inspections.

Congress further strengthened the FDCA in 1958 with the Food Additives Amendment (also called the "Delaney Clause" after its House sponsor), precluding FDA approval of any food additive found to cause cancer in humans or animals; and in 1962 Congress required that drug manufacturers produce scientific evidence not just that their products were "safe" before marketing them, but also that they were "effective" in their intended use. In 1976 the FDCA's scope was expanded to cover all medical devices used in the United States.

Throughout its long history the FDCA has been relatively secure from serious constitutional challenge, primarily because the statute regulates only products that are "in interstate commerce" and thus comfortably within Congress's Commerce Clause authority. Courts have also upheld the FDCA against a different sort of constitutional challenge brought by terminally ill patients claiming a fundamental privacy right to use whatever substances they and their doctors think will relieve their suffering despite the FDA's failure to approve its "safety" or "effectiveness," as in Rutherford v. United States (1980) (which holds that "[t]he premarketing requirement of the [FDCA] is a [valid] exercise of Congressional authority to limit the patient's choice of medication."

More significant than any serious constitutional questions are some important limitations on the scope of the FDCA's coverage. The act does not regulate the "practice of medicine" by individual physicians, meaning that once a drug is on the market, doctors can prescribe it in doses, in combinations with other drugs, or in patient populations (such as children or pregnant women) that differ significantly from the terms upon which the drug was tested and approved, and physicians are free to use a drug approved for one disease to treat a different medical condition. Such medical use of approved drugs for unapproved uses (termed "off-label" use) is widespread in certain specialties such as cancer, AIDS treatment, and pediatric medicine. A U.S. Supreme Court decision in FDA v. Brown and Williamson Tobacco Corp. (2000) upheld another key limitation on the FDCA's coverage by placing cigarettes and other tobacco products outside of the statute's scope. Despite these limitations at the margins, the FDCA remains one of the nation's most important consumer protection statutes.

Bibliography

Dunn, James Harvey. Federal Food, Drug, and Cosmetic Act Chicago: Clearinghouse Press, 1938.

Hutt, Peter Barton and Richard A. Merrill. Food and Drug Law: Cases and Materials 2d ed. New York: Foundation Press, 1991.

Young, James Harvey. Pure Food: Securing the Federal Food and Drugs Act of 1906 Princeton, NJ: Princeton University Press, 1989.

Internet Resource

FDA Home Page.

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Wikipedia: Federal Food, Drug, and Cosmetic Act
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Federal Food, Drug, and Cosmetic Act
Acronym / colloquial name FFDCA, "FD&C Act"
Citations
Codification
Legislative history




Major amendments

The United States Federal Food, Drug, and Cosmetic Act (abbreviated as FFDCA, FDCA, or FD&C), is a set of laws passed by Congress in 1938 giving authority to the U.S. Food and Drug Administration (FDA) to oversee the safety of food, drugs, and cosmetics. A principal author of this law was Royal S. Copeland, a three-term U.S. Senator from New York.[1] In 1968, the Electronic Product Radiation Control provisions were added to the FD&C. Also in that year the FDA formed the Drug Efficacy Study Implementation (DESI) to incorporate into FD&C regulations the recommendations from a National Academy of Sciences investigation of effectiveness of previously marketed drugs.[2] The act has been amended many times, most recently to add requirements about bioterrorism preparations.

The introduction of this act was influenced by the death of more than 100 patients due to a sulfanilamide medication where diethylene glycol was used to dissolve the drug and make a liquid form.[3] See Elixir Sulfanilamide disaster. It replaced the earlier Pure Food and Drug Act of 1906.

Contents

Contents

The FD&C Act has nine chapters:[4]

I. Short Title
II. Definitions
  • 201(f) is the definition for a food, which explicitly includes chewing gum
  • 201(g) is the definition for a drug
  • 201(h) is the definition for a medical device
  • 201(s) is the definition of a food additive
  • 201(ff) is the definition of a dietary supplement
III. Prohibited Acts and Penalties
This section contains both civil law and criminal law clauses. Most violations under the act are civil, though repeated, intentional, and fraudulent violations are covered as criminal law. All violations of the FD&C Act require interstate commerce because of the commerce clause, but this is often interpreted broadly and few products other than raw produce are considered outside of the scope of the act.
Notably, the FD&C Act uses strict liability due to the Dotterweich[5] and Park [6] Supreme Court cases. It is one of a very small number of criminal statutes that does.
IV. Food
There is a distinction in food adulteration between "poisonous and deleterious" substances that are added and those that are naturally present. Substances that are added are held to a stricter "may render (it) injurious to health" standard, whereas substances that are naturally present need only be at a level that "does not ordinarily render it injurious to health"[7]
V. Drugs and Devices
  • 505 is the description of the drug approval process
  • 510(k) is the section that allows for clearance of class II medical devices
  • 515 is the description of the (class III) device approval process
VI. Cosmetics
VII. General Authority
  • 704 allows inspections of regulated entities
VIII. Imports and Exports
IX. Miscellaneous

Food coloring

The FD&C is perhaps best known by the consumer because of its use in the naming of food coloring additives, such as "FD&C Yellow No. 6." The Act made the certification of some food color additives mandatory. Some food colorings are generally recognized as safe (GRAS) by the FDA and do not require certification.[8]

The FDA lists nine FD&C (Food, Drugs & Cosmetics) certified color additives for use in foods in the United States, plus numerous D&C (Drugs & Cosmetics) colorings allowed only in drugs or cosmetics. Color additives derived from natural sources, such as vegetables, minerals or animals, and man-made counterparts of natural derivatives, are exempt from certification. Both artificial and natural color additives are subject to rigorous standards of safety before their approval for use in foods.

Certifiable colors

Name Common name Color Comment
FD&C Blue No. 1 Brilliant Blue FCF bright blue
FD&C Blue No. 2 Indigotine royal blue
FD&C Green No. 3 Fast Green FCF sea green
FD&C Red No. 3 Erythrosine cherry red
FD&C Red No. 40 Allura Red AC orange-red
FD&C Yellow No. 5 Tartrazine lemon yellow
FD&C Yellow No. 6 Sunset Yellow FCF orange
Orange B Restricted to specific uses
Citrus Red No.2 Restricted to specific uses

There are also "D&C" colors that are only approved for use in pharmaceuticals and cosmetics.

Food additives

The FFDCA requires producers of food additives to demonstrate to a reasonable certainty that no harm will result from the intended use of an additive. If the FDA finds an additive to be safe the agency issues a regulation specifying the conditions under which the additive may be safely used.

Definition of food additive

The definition of "food additive" is "any substance, the intended use of which results directly or indirectly, in its becoming a component or otherwise affecting the characteristics of food". However, excluded from the definition of "food additive" are substances that are generally recognized, among experts qualified by scientific training and experience to evaluate their safety, as having been adequately shown through scientific procedures (or, in the case of a substance used in food before January 1, 1958, through either scientific procedures or through experience based on common use in food) to be safe under the conditions of their intended use. This is the so called generally recognized as safe (GRAS) exemption.[9]

GM foods are regarded as containing food additives

These regulations apply to foods produced by genetic engineering and natural sources, if the protein added to the food by the genetic engineering process is not "generally recognized as safe" then genetically modified food is regarded as containing a "food additive" and is subject to pre-market approval by the FDA.[10] All GM foods sold in the USA have been subject to this FDA pre-market approval process.

Bottled water

Bottled water is regulated by FDA as a food. The Agency has published identity standards for types of water (mineral water, spring water), and regulations covering water processing and bottling, water quality and product labeling.[11][12] [13]

Cosmetics

This Act defines cosmetics as products for "cleansing, beautifying, promoting attractiveness, or altering the appearance." In this sense the FDA can classify cosmetics without actually regulating them. This allows a manufacturer the ability to use ingredients or raw materials and market the final product without government approval.

Section 510(k) and the device approval process

Section 510(k)[14] of the Federal Food, Drug, and Cosmetic Act requires those device manufacturers who must register to notify FDA, at least 90 days in advance, of their intent to market a medical device.

This is known as Premarket Notification - also called PMN or 510(k) . It allows FDA to determine whether the device is equivalent to a device already placed into one of the three classification categories. Thus, "new" devices (not in commercial distribution prior to May 28, 1976) that have not been classified can be properly identified.

Any device that reaches market via a 510(k) notification must be "substantially equivalent" to a device on the market prior to May 28, 1976 (a "predicate device"). If a device being submitted is significantly different, relative to a pre-1976 device, in terms of design, material, chemical composition, energy source, manufacturing process, or intended use, the device nominally must go through a pre-market approval, or PMA. This does not always happen.

As of 2007, this has been implemented by splitting devices into three classes:

  • Class I: Devices that do not require premarket approval or clearance but must follow general controls. Dental floss is a class I device.
  • Class II: Devices that are cleared using the 510(k) process. Diagnostic tests, cardiac catheters, and amalgam alloys used to fill cavities are all class II devices. The "predicate device" in question is often quite different, and this process is largely used to clear devices for marketing which do not meet the criteria to be considered class III. Hearing aids are class II devices.
  • Class III: Devices that are approved by the Premarket Approval (PMA) process, analogous to a New Drug Application. These tend to be devices that are permanently implanted into a human body or may be necessary to sustain life. An artificial heart meets both criteria. The most commonly recognized class III device is an Automated External Defibrillator. Devices that do not meet either criteria are generally cleared as class II devices.

A device that reaches market via the 510(k) process is not considered to be "approved" by the FDA. Nevertheless, it can be marketed and sold in the United States. They are generally referred to as "cleared" or "510(k) cleared" devices.

Related legislation

The Wheeler-Lea Act, passed in 1938, granted the Federal Trade Commission the authority to oversee advertising of all products regulated by FDA, other than prescription drugs.

Significant amendments to FDCA and other laws related to FDCA

Descriptions of these can be found at the FDCA's web site.[15]

Amendments:

Other laws:[16]

See also

Comparison to state laws

Some US states have adopted the FD&C Act as an equivalent state law and will by default adopt any changes to the Federal law as changes to the state law as well.

References

External links


 
 

 

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