In mathematics and computer science, the floor and ceiling functions map a real number to the next smallest or next largest integer. More precisely, floor(x) = ⌊x⌋ is the largest integer not greater than x and ceiling(x) = ⌈x⌉ is the smallest integer not less than x.[1]
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Notation
Gauss introduced the square bracket notation [x] for the floor function in his third proof of quadratic reciprocity (1808).[2] This remained the standard[3] in mathematics until Iverson introduced the names "floor" and "ceiling" and the corresponding notations ⌊x⌋ and ⌈x⌉ in his 1962 programming language APL.[4][5] Both notations are now used in mathematics; this article follows Iverson.[6]
The floor function is also called the greatest integer or entier (French for "integer") function, and the floor of a nonnegative x may be called the integral part or integral value of x. Computer languages (other than APL) commonly use ENTIER(x) (Algol), floor(x), or int(x) (C and C++).[7] In mathematics, it can also be written with boldface or double brackets
.[8]
The ceiling function is usually denoted by ceil(x) or ceiling(x) in non-APL computer languages. In mathematics, there is another notation with reversed boldface or double brackets
or just using normal reversed brackets ]x[.[9]
Examples
| Sample value | Floor ![]() |
Ceiling ![]() |
Fractional part ![]() |
|---|---|---|---|
| −2.7 | −3 | −2 | 0.3 |
| −2 | −2 | −2 | 0 |
| 12/5 = 2.4 | 2 | 3 | 2/5 = 0.4 |
| 2.7 | 2 | 3 | 0.7 |
See below for the definition of the fractional part function.
Definition and properties
In the following formulas, x and y are real numbers, k, m, and n are integers, and
is the set of integers (positive, negative, and zero).
Floor and ceiling may be defined by the set equations
Since there is exactly one integer in a half-open interval of length one, for any real x there are unique integers m and n satisfying
Then
and
may also be taken as the definition of floor and ceiling.
As stated above,
and 
Equivalences
These formulas can be used to simplify expressions involving floors and ceilings.[10]
In the language of order theory, the floor function is a residuated mapping, that is, part of a Galois connection: it is the upper adjoint of the function that embeds the integers into the reals.
These formulas show how adding integers to the arguments affect the functions:
The above are not necessarily true if n is not an integer; however:
Relations among the functions
It is clear from the definitions that
with equality if and only if x is an integer, i.e.
In fact, since for integers n:
Negating the argument switches floor and ceiling and changes the sign:
i.e.
Negating the argument complements the fractional part:
The floor, ceiling, and fractional part functions are idempotent:
The result of nested floor or ceiling functions is the innermost function:
For fixed y, x mod y is idempotent:
Also, from the definitions,
Quotients
If n ≠ 0,
If n is positive[11]
If m is positive[12]
For m = 2 these imply
More generally,[13] for positive m
The following can be used to convert floors to ceilings and vice-versa (m positive)[14]
If m and n are positive and coprime, then
Since the right-hand side is symmetrical in m and n, this implies that
More generally, if m and n are positive,
This is sometimes called a reciprocity law.[15]
Nested divisions
For positive integers m,n, and arbitrary real number x:
Continuity
None of the functions discussed in this article are continuous, but all are piecewise linear.
and
are piecewise constant functions, with discontinuites at the integers. {x} also has discontinuites at the integers, and
as a function of x for fixed y is discontinuous at multiples of y.
is upper semi-continuous and
and
are lower semi-continuous. x mod y is lower semicontinuous for positive y and upper semi-continuous for negative y.
Series expansions
Since none of the functions discussed in this article are continuous, none of them have a power series expansion. Since floor and ceiling are not periodic, they do not have Fourier series expansions.
x mod y for fixed y has the Fourier series expansion[16]
in particular {x} = x mod 1 is given by
At points of discontinuity, a Fourier series converges to a value that is the average of its limits on the left and the right. For x mod y, y fixed, the Fourier series converges to y/2 at multiples of y. At points of continuity the series converges to the true value.
Using the formula {x} = x − floor(x), floor(x) = x − {x} gives
Applications
Fractional part
The fractional part sawtooth function, denoted by {x} for real x is defined by the formula[17]
For all x,
If x is positive, the floor of x is simply x with everything to the right of the decimal point replaced with 0, and the fractional part is x with everything to the left of the decimal point replaced with 0.
mod operator
The mod operator, denoted by x mod y for real x and y, y ≠ 0, is defined by the formula
x mod y is always between 0 and y; i.e.
if y is positive,
and if y is negative,
If x is an integer and y is a positive integer,
x mod y for a fixed y is a sawtooth function.
Quadratic reciprocity
Gauss's third proof of quadratic reciprocity, as modified by Eisenstein, has two basic steps.[18][19]
Let p and q be distinct positive odd prime numbers, and let
First, Gauss's lemma is used to show that the Legendre symbols are given by
and
The second step is to use a geometric argument to show that
Combining these formulas gives quadratic reciprocity in the form
There are formulas that use floor to express the quadratic character of small numbers mod odd primes p:[20]
Rounding
The ordinary rounding of the positive number x to the nearest integer can be expressed as 
Number of digits
The number of digits in base b of a positive integer k is
Factors of factorials
Let n be a positive integer and p a positive prime number. The exponent of the highest power of p that divides n! is given by the formula[21]
Note that this is a finite sum, since the floors are zero when pk > n.
Beatty sequence
Beatty sequence shows how every positive irrational number gives rise to a partition of the natural numbers into two sequences via the floor function.[22]
Euler's constant γ
There are formulas for Euler's constant γ = 0.57721 56649 ... that involve the floor and ceiling, e.g.[23]
and
Riemann ζ function
The fractional part function also shows up in integral representations of the Riemann zeta function. It is straightforward to prove (using integration by parts)[24] that if φ(x) is any function with a continuous derivative in the closed interval [a, b],
Letting φ(n) = n−s for real part of s greater than 1 and lettting a and b be integers, and letting b approach infinity gives
This formula is valid for all s with real part greater than −1, (except s = 1, where there is a pole) and combined with the Fourier expansion for {x} can be used to extend the zeta function to the entire complex plane and to prove its functional equation.[25]
For s = σ + i t in the critical strip (i.e. 0 < σ < 1),
In 1947 van der Pol used this representation to construct an analogue computer for finding roots of the zeta function.[26]
Formulas for prime numbers
n is a prime if and only if[27]
Let r > 1 be an integer, pn be the nth prime, and define
Then[28]
There is a number θ = 1.3064... with the property that
are all prime.[29]
There is also a number ω = 1.9287800... with the property that
are all prime.[30]
π(x) is the number of primes less than or equal to x. It is a straightforward deduction from Wilson's theorem that[31]
Also, if n ≥ 2,[32]
No formula in this section is of any practical use.
Solved problem
Ramanujan submitted this problem to the Journal of the Indian Mathematical Society.[33]
If n is a positive integer, prove that
(i) 
(ii) 
(iii) 
Unsolved problem
The study of Waring's problem has led to an unsolved problem:
Are there any positive integers k, k ≥ 6, such that[34]
Mahler[35] has proved there can only be a finite number of such k; none are known.
Computer implementations
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C and C++
The C, C++, and related programming languages (such as C#, Java) have standard functions floor()[36] and ceil().[37]
An alternative to these functions is to convert floating point values into integers using the type casting syntax: (int) value. The fractional part is discarded whether the value is positive or negative. (i.e., the value is truncated toward zero)[38]
Spreadsheet software
Most spreadsheet programs support some form of a ceiling function. Although the details differ between programs, most implementations support a second parameter—a multiple of which the given number is to be rounded to. As a typical example, ceiling(2, 3) would round 2 up to the nearest multiple of 3, so this would return 3. The definition of what "round up" means, however, differs from program to program.
Microsoft Excel's ceiling function does not follow the mathematical definition, but rather as with (int) operator in C, it is a mixture of the floor and ceiling function: for x ≥ 0 it returns ceiling(x), and for x < 0 it returns floor(x). This has followed through to the Office Open XML file format. For example, CEILING(-4.5) returns −5. A mathematical ceiling function can be emulated in Excel by using the formula "-INT(-value)" (please note that this is not a general rule, as it depends on Excel's INT function, which behaves differently than most programming languages).
The OpenDocument file format, as used by OpenOffice.org and others, follows the mathematical definition of ceiling for its ceiling function, with an optional parameter for Excel compatibility. For example, CEILING(-4.5) returns −4.
Typesetting
The floor and ceiling function are usually typeset with left and right square brackets where the upper (for floor function) or lower (for ceiling function) horizontal bars are missing, and, e.g., in the LaTeX typesetting system these symbols can be specified with the \lfloor, \rfloor, \lceil and \rceil commands in math mode. Unicode contains codepoints for these symbols, at U+2308–U+230B: ⌈x⌉, ⌊x⌋.
See also
- Nearest integer function
- Truncation, a similar function
- Step function
Notes
- ^ Graham, Knuth, & Patashnik, Ch. 3.1
- ^ Lemmermeyer, pp. 10, 23
- ^ e.g. Cassels, Hardy & Wright, and Ribenboim use Gauss's notation, Graham, Knuth & Patashnik, and Crandall & Pomerance use Iverson's
- ^ Higham, p. 25
- ^ Iverson
- ^ See the Wolfram MathWorld article.
- ^ Sullivan, p. 86
- ^ Mathwords: Floor Function
- ^ Mathwords: Ceiling Function
- ^ Graham, Knuth, & Patashink, Ch. 3
- ^ Graham, Knuth, & Patashnik, p. 72
- ^ Graham, Knuth, & Patashnik, p. 85
- ^ Graham, Knuth, & Patashnik, p. 85 and Ex. 3.15
- ^ Graham, Knuth, & Patashnik, Ex. 3.12
- ^ Graham, Knuth, & Patashnik, p. 94
- ^ Titchmarsh, p. 15, Eq. 2.1.7
- ^ Graham, Knuth, & Patashnik, p. 70
- ^ Lemmermeyer, § 1.4, Ex. 1.32–1.33
- ^ Hardy & Wright, §§ 6.11–6.13
- ^ Lemmermeyer, p. 25
- ^ Hardy & Wright, Th. 416
- ^ Graham, Knuth, & Patashnik, pp. 77–78
- ^ These formulas are from the Wikipedia article Euler's constant, which has many more.
- ^ Titchmarsh, p. 13
- ^ Titchmarsh, pp.14–15
- ^ Crandall & Pomerance, p. 391
- ^ Crandall & Pomerance, Ex. 1.3, p. 46
- ^ Hardy & Wright, § 22.3
- ^ Ribenboim, p. 186
- ^ Ribenboim, p. 186
- ^ Ribenboim, p. 181
- ^ Crandall & Pomerance, Ex. 1.4, p. 46
- ^ Ramanujan, Question 723, Papers p. 332
- ^ Hardy & Wright, p. 337
- ^ Mahler, K. On the fractional parts of the powers of a rational number II, 1957, Mathematika, 4, pages 122-124
- ^ http://www.cplusplus.com/reference/clibrary/cmath/floor.html
- ^ http://www.cplusplus.com/reference/clibrary/cmath/ceil.html
- ^ ISO standard for C, § 6.3.1.4, p. 43.
References
- J.W.S. Cassels (1957). An introduction to Diophantine approximation. Cambridge Tracts in Mathematics and Mathematical Physics. 45. Cambridge University Press.
- Crandall, Richard; Pomeramce, Carl (2001), Prime Numbers: A Computational Perspective, New York: Springer, ISBN 0-387-04777-9
- Graham, Ronald L.; Knuth, Donald E.; Patashnik, Oren (1994), Concrete Mathematics, Reading Ma.: Addison-Wesley, ISBN 0-201-55802-5
- Hardy, G. H.; Wright, E. M. (1980), An Introduction to the Theory of Numbers (Fifth edition), Oxford: Oxford University Press, ISBN 978-0198531715
- Nicholas J. Higham, Handbook of writing for the mathematical sciences, SIAM. ISBN 0898714206, p. 25
- ISO/IEC. ISO/IEC 9899::1999(E): Programming languages — C (2nd ed), 1999; Section 6.3.1.4, p. 43.
- Iverson, Kenneth E. (1962), A Programming Language, Wiley
- Lemmermeyer, Franz (2000), Reciprocity Laws: from Euler to Eisenstein, Berlin: Springer, ISBN 3-540-66967-4
- Ramanujan, Srinivasa (2000), Collected Papers, Providence RI: AMS / Chelsea, ISBN 978-0821820766
- Ribenboim, Paulo (1996), The New Book of Prime Number Records, New York: Springer, ISBN 0-387-94457-5
- Michael Sullivan. Precalculus, 8th edition, p. 86
- Titchmarsh, Edward Charles; Heath-Brown, David Rodney ("Roger") (1986), The Theory of the Riemann Zeta-function (2nd ed.), Oxford: Oxford U. P., ISBN 0-19-853369-1
External links
- Štefan Porubský, "Integer rounding functions", Interactive Information Portal for Algorithmic Mathematics, Institute of Computer Science of the Czech Academy of Sciences, Prague, Czech Republic, retrieved 10/24/2008
- Weisstein, Eric W., "Floor Function" from MathWorld.
- Weisstein, Eric W., "Ceiling Function" from MathWorld.
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