Computerized data base maintained by the New York Stock Exchange to track enforcement actions against member firms, audits of member firms, and customer complaints. Legal is not an acronym, but is written in all capitals.
Legal
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 | Legal Wrong (business term) |
| in pais |
| Codicil (finance term) |
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 | Financial & Investment Dictionary. Dictionary of Finance and Investment Terms. Copyright © 2006 by Barron's Educational Series, Inc. All rights reserved. Read more |
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Mentioned in
- Legal Wrong (business term)
- in pais
- Codicil (finance term)
- Obligation (finance term)
