Legislation, also called the Maloney Amendment, enacted in 1938 to amend the Securities Exchange Act of 1934 by adding Section 15A, which provides for the regulation of the Over-The-Counter market (OTC) through national securities associations registered with the Securities and Exchange Commission. See also National Association of Securities Dealers (NASD).
Maloney Act
| Financial & Investment Dictionary: Maloney Act |
| 5min Related Video: Maloney Act |
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 | Rules of Fair Practice (finance term) |
| National Association of Securities Dealers (NASD) (finance term) |
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 | Financial & Investment Dictionary. Dictionary of Finance and Investment Terms. Copyright © 2006 by Barron's Educational Series, Inc. All rights reserved. Read more |
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Mentioned in
- Rules of Fair Practice (finance term)
- National Association of Securities Dealers (NASD) (finance term)
- Stock Market (American history)
- The NASDAQ Stock Market, Inc.
