A personal union is the combination by which two or more different states are governed by the same monarch while their boundaries, their laws and their interests remain distinct.[1][2] It should not be confused with a federation which is internationally considered a single state. Nor is it to be confused with dynastic union, where the union can be under a dynasty.
Personal unions can arise for very different reasons, ranging from near coincidence (a princess who is already married to a king becomes queen regnant, and their child inherits the crown of both countries) to virtual annexation (where a personal union sometimes was seen as a means of preventing uprisings). They can also be codified (i.e., the constitutions of the states clearly express that they shall share the same person as head of state) or non-codified, in which case they can easily be broken (e.g., by the death of the monarch when the two states have different succession laws).
Because presidents of republics are ordinarily chosen from within the citizens of the state in question, personal unions are almost entirely a phenomenon of monarchies, and sometimes the term dual monarchy is used to signify a personal union between two monarchies.
There is a somewhat grey area between personal unions and federations, and the first has regularly grown into the second.
The following provides some detail of personal unions through history. With the exception of the constitutional monarchies of the British Commonwealth, such as Australia, New Zealand, and Canada[3], there are no longer any personal unions in today's world.[2]
The term personal union is also used to describe the bureaucratic device used in Nazi Germany to combine high level state positions with equivalent positions in the National Socialist Party.[4] The same bureaucratic device is also used by other governments, such as in the People's Republic of China. It is similar to the persona designata scheme by which judicial officers can be appointed to non-judicial or quasi-judicial functions under common law systems.
Andorra
- Partial personal union with France since 1607 (the French president, and formerly the king of France, is one of the heads of state in Andorra, the other co-head of state is the Bishop of La Seu d'Urgell, Catalonia, Spain.)
Aragon, Crown of
In 1162 Alfonso II of Aragon was the first person to bear the titles of King of Aragon and Count of Barcelona, ruling what was called later Crown of Aragon. James I of Aragon later created and added the Kingdom of Majorca and the Kingdom of Valencia to the Crown. Later, Charles of Ghent - Charles I of Spain, Charles V of the Holy Roman Empire - would join Aragon and Castile in a personal union that would become Spain.
Bohemia
- Personal union with Poland 1003 - 1004 (Bohemia occupied by Poles)
- Personal union with Poland 1300 - 1306 and Hungary 1301 - 1305 (Wenceslas II and Wenceslas III)
- Personal union with Luxembourg 1313 - 1378 and 1383 - 1388
- Personal union with Hungary 1419-1439 (Sigismund of Luxemburg and his son in law) and 1490 - 1526 (Jagellon dynasty)
- Personal union with Austria and Hungary 1526 - 1918 (except years 1619 - 1620)
Brandenburg
- Personal union with the Duchy of Prussia from 1618, when Albert Frederick, Duke of Prussia, died without male heirs and his son-in-law John Sigismund, Elector of Brandenburg, became ruler of both countries. Brandenburg and Prussia maintained separate governments and seats of power in Berlin and Königsberg respectively until 1701, when Frederick I consolidated them into one government.
Brazil
- Personal union with Portugal, under Peter I of Brazil (Peter IV of Portugal), from 10 March 1826, to 28 May 1826. Peter was the Prince Royal of Portugal, Brazil and the Algarves when he declared the independence of Brazil in 1822, becoming its first emperor. When his father (John VI of Portugal) died, Peter also became king of Portugal for only several weeks, after which he abdicated the Portuguese throne in favour of his younger child, Princess Maria da Glória.
Commonwealth realms
The conception of a personal union was suggested to keep the Irish Free State as a Commonwealth Realm.[5]
The phrase personal union appears in some discussion about the early Commonwealth of Nations [6], though its application to Commonwealth was refuted by others.[7] They fit the classical definition, but whether they are in personal union is doubted because of a) the functional unimportance of the monarch in today's Commonwealth governments,[citation needed] and b) the term being seen as an anachronism. Also it could be questioned whether a shared monarchy falls under the definition of a personal union, as the Crowns of the countries involved aren't entirely separate.[citation needed]
Congo Free State
- Personal union with Belgium from 1885 to 1908, when the Congo Free State became a Belgian colony.
Croatia
Kingdom of Croatia and Kingdom of Hungary formed a personal union of two kingdoms in 1102, united under the Hungarian king.[8][9][10][11][12][13][14][15][16][17][18]
The act of union was detailed in disputed document called the Pacta conventa, by which the institutions of separate Croatian statehood were maintained through the Sabor (an assembly of Croatian nobles) and the ban (viceroy). In addition, the Croatian nobles retained their lands and titles.[19] Medieval Hungary and Croatia were (in terms of public international law) allied by means of personal union until the Battle of Mohács in 1526. On January 1, 1527, the Croatian nobles at Cetin unanimously elected Ferdinand, Archduke of Austria, as their king, and confirmed the succession to him and his heirs.[20] However, officially the Hungarian-Croatian state existed until the beginning of the 20th century and the Treaty of Trianon.[18][17][16]
Denmark
- Sweyn Forkbeard ruled both Denmark and England from 1013 to 1014. He also ruled Norway from 999 to 1014.
- Cnut the Great ruled both Denmark and England from 1016 to 1035. He also ruled Norway 1028 to 1035.
- Harthacanute ruled both Denmark and England from 1040 to 1042.
- Personal union with Norway from 1380 to 1814 (the Norwegian Riksråd was abolished in 1536).
- The Kalmar Union with Norway and Sweden from 1389 to 1521 (sometimes defunct).[vague]
- The kings of Denmark at the same time being dukes of Schleswig and Holstein 1460-1864 (Holstein being part of the Holy Roman Empire, now part of Germany).
- Personal union with Iceland from 1918 to 1944 when Iceland became a republic.
England
- Sweyn Forkbeard ruled both England and Denmark from 1013 to 1014. He also ruled Norway from 999 to 1014.
- Cnut the Great ruled both England and Denmark from 1016 to 1035. He also ruled Norway from 1028 to 1035.
- Harthacanute ruled both England and Denmark from 1040 to 1042.
- Henry VI of England and France ruled both England and France from 1422 to 1453.
- Personal union with Ireland from 1541 (when Ireland was raised to the level of a kingdom) to 1707.
- Philip II of Spain was joint king of England (with Mary I) from 1554 to 1558, during which time he was also King of Naples (from 1554) and King of Spain (from 1556).
- Personal union with Scotland from 1603 to 1707 (when they were joined together in the Kingdom of Great Britain).
- Personal union with the Netherlands from 1689 to 1702, with the Dutch Stadtholder, William of Orange, also serving as the King of England, Scotland and Ireland. The actual situation was slightly more complex with the Dutch provinces Holland, Zeeland, Utrecht, Gelderland and Overijssel entering into personal union in 1689 and Drenthe in 1696. Only two Dutch provinces never entered into the personal union: Friesland and Groningen.
Finland
- The status of the Grand Duchy of Finland, ruled from 1809 to 1917 by the czar of Russia as the Grand Duke of Finland, closely resembled a personal union and is often described as such by Finns.[citation needed] In accordance with the Treaty of Fredrikshamn, Finland was legally a part of the Russian Empire that was granted autonomy at the sufferance of the czar; the autonomous status was temporarily repealed later on.
France
- Personal union with the Duchy of Burgundy from 1361, when John II of France succeeded to the Duchy, until 1363, when he passed it to his son Philip the Bold.
- Personal union with the Kingdom of England from 1422, when Henry VI of England and France succeeded to the French throne, until 1453 when Henry was expelled from France by Charles VII.
- Personal union with the Duchy of Brittany from 1491, when Duchess Anne of Brittany married King Charles VIII of France under duress, to 1532 when the Duchy of Brittany was formally annexed to the Kingdom of France.
- Personal union with the Kingdom of Navarre from 1589 to 1620, when Navarre was formally integrated into France.
- Partial personal union with Andorra since 1607 (the French president is one of the heads of state in Andorra)
Note: The point at issue in the War of the Spanish Succession was the fear that the succession to the Spanish throne dictated by Spanish law, which would devolve on Louis, le Grand Dauphin — already heir to the throne of France — would create a personal union that would upset the European balance of power (France had the most powerful military in Europe at the time, and Spain the largest empire).
Great Britain
- Personal union with Ireland from 1707 to union in 1801 (when they were joined together in the United Kingdom of Great Britain and Ireland).
- Personal union with Hanover from the accession of George I in 1714 to union in 1801, when Great Britain became the United Kingdom (and thereafter until 1837).
Hanover
- Personal union with Great Britain and Ireland from 1714 to 1801
- Personal union with the United Kingdom from 1801 to 1837, when differing succession laws resulted in Queen Victoria ascending the British throne and her uncle Ernest Augustus that of Hanover.
Holy Roman Empire
- Personal union with Spain from 1519 to 1556 under Charles V.
- Personal union with Hungary from 1526 to 1806.
Hungary
- Personal union with Poland and Bohemia 1301 - 1305.
- Personal union with Poland from 1370 to 1382 under the reign of Louis the Great. This period in Polish history is sometimes known as the Andegawen Poland. Louis inherited the Polish throne from his maternal uncle Casimir III. After Louis' death the Polish nobles (the szlachta) decided to end the personal union, since they didn't want to be governed from Hungary, and chose Louis' younger daughter Jadwiga as their new ruler, while Hungary was inherited by his elder daughter Mary. Personal union with Poland for the second time from 1440 to 1444.
- Personal union with Bohemia from 1419 to 1439 and from 1490 to 1918.
- Personal union with the Holy Roman Empire from 1410 to 1439 and from 1526 to 1806 (except 1608-1612).
- Real union with Austria from 1867 to 1918 (the dual monarchy of Austria-Hungary) under the reigns of Franz Joseph and Charles IV.
Iceland
- Personal union with Denmark from 1918 to 1944 when the country became a republic.
Ireland
- Personal union with England from 1541 (when the Irish Parliament proclaimed King Henry VIII of England King of Ireland) to 1707 (upon the formation of Great Britain).
- Personal union with Scotland (and England) from 1603 to 1707 (when England and Scotland were joined together in the Kingdom of Great Britain).
- Personal union with the Netherlands from 1689 to 1702, with the King of Ireland, Scotland and England also serving as Stadtholder of most of the provinces of the Netherlands. The actual situation was slightly more complex with the Dutch provinces Holland, Zeeland, Utrecht, Gelderland and Overijssel entering into personal union in 1689 and Drenthe in 1696. Only two Dutch provinces never entered into the personal union: Friesland and Groningen.
- Personal union with Great Britain from 1707 to 1801 (when they were joined together in the United Kingdom of Great Britain and Ireland).
- Personal union with Hanover from 1714 to 1837 on the accession of Queen Victoria.
- Personal union with the United Kingdom of Great Britain and Northern Ireland from 1922 to 1937/1949 (see Irish head of state from 1936-1949).
Lithuania
- Personal union with Poland from 1386 to1401, then from 1447 to 1569 (with a break in 1492-1501) - the Polish-Lithuanian Union. In 1569 transformed into a federation of the Polish-Lithuanian Commonwealth.
Luxembourg
- Personal union with Bohemia, 1313 - 1378 and 1383 - 1388.
- Personal union with the Netherlands from 1815 to 1890.
- Personal union with France from 1589 to 1620 due to the accession of Henry IV, after which Navarre was formally integrated into France.
The Netherlands
- Personal union with England, Scotland and Ireland from 1689 to 1702, with the stadtholder of most of the provinces of the Netherlands also serving as King of England, Scotland and Ireland. The actual situation was slightly more complex, as until 1795 the Dutch Republic was a confederation of nominally independent provinces. The provinces of Holland, Zeeland, Utrecht, Gelderland and Overijssel entered into personal union in 1689 and Drenthe followed in 1696. Two Dutch provinces never entered into the personal union: Friesland and Groningen, as they had different stadtholders from the other provinces.
- Personal union with Luxembourg from 1815 to 1890.
Norway
- Sweyn Forkbeard ruled both Norway and Denmark from 999 to 1014. He also ruled England from 1013 to 1014.
- Cnut the Great ruled both England and Denmark from 1016 to 1035. He also ruled Norway from 1028 to 1035.
- Personal union with Sweden from 1319 to 1343.
- Personal union with Denmark from 1380 to 1814; (the Norwegian Riksråd was abolished in 1536).
- The Kalmar Union with Denmark and Sweden from 1389 to 1521 (sometimes defunct)
- Personal union with Sweden from 1814 (when Norway declared independence from Denmark and was forced into a union with Sweden) to 1905.
Poland
- Personal union with Bohemia, from 1300 to 1306, and with Hungary, from 1301 to 1305, (Wenceslas II and Wenceslas III).
- Personal union with Hungary from 1370 to 1382 and 1440 to 1444 (see Hungary section above).
- Personal union with Lithuania in the Union of Krewo, 1386-1401, then from 1447 to the Union of Lublin in 1569 (with a break in 1492-1501) known as the Polish-Lithuanian Union. In 1569 the union was transformed into a federation of the Polish-Lithuanian Commonwealth.
- Personal union with the Electorate of Saxony from 1697 to 1706, 1709 to 1733, and 1734 to 1763.
- Eastern part: Personal union with Russia from 1814 to 1832, known as Congress Poland; following the suppression of an army revolt, the territory was annexed outright by Russia.
Poland-Lithuania
- Personal union with Sweden from 1592 to 1599
- Personal union with Saxony from 1697 to 1705, 1709 to 1733 and 1733 to 1763
Portugal
- Iberian Union with Spain from 1580 to 1640, under Philip II (also known as Philip I of Portugal), his son and grandson.
- Personal union with Brazil, under Peter I of Brazil (Peter IV of Portugal), from 10 March 1826 to 28 May 1826. Peter was the Prince Royal of Portugal, Brazil and the Algarves when he declared the independence of Brazil in 1822, becoming its first emperor. When his father (John IV of Portugal) died, Peter became also king of Portugal for only a several weeks, after which he abdicated the Portuguese trone in his younger child, Princess Maria da Glória.
Romania
- Personal union between Wallachia and Transylvania from 1599 to 1600 under the rule of Michael the Brave
- Personal union between Wallachia, Moldavia and Transylvania from 1600 to 1601 under the rule of Michael the Brave
- Personal union between Wallachia and Moldavia from 1859 to 1862 under the rule of Alexander John Cuza
Saxe-Weimar and Saxe-Eisenach
The duchies of Saxe-Weimar and Saxe-Eisenach were in personal union from 1741, when the ruling house of Saxe-Eisenach died out, until 1809, when they were merged into the single duchy of Saxe-Weimar-Eisenach.
Schleswig and Holstein
Duchies with peculiar rules for succession.
- The kings of Denmark at the same time being dukes of Schleswig and Holstein 1460-1864. (Holstein being part of the Holy Roman Empire, while Schleswig was a part of Denmark). The situation was complicated by the fact that for some time, the Duchies were divided among collateral branches of the House of Oldenburg (the ruling House in Denmark and Schleswig-Holstein). Besides the "main" Duchy of Schlewig-Holstein-Glückstadt, ruled by the Kings of Denmark, there were states encompassing territory in both Duchies. Notably the Dukes of Schleswig-Holstein-Gottorp and the subordinate Dukes of Schleswig-Holstein-Beck, Schleswig-Holstein-Sonderburg-Augustenburg and Schleswig-Holstein-Sonderburg-Glücksburg.
Scotland
- Personal union with France from 1559 to 1560
- Personal union with England and Ireland from 1603 to 1707 (when England and Scotland were joined together in the Kingdom of Great Britain)
- Personal union with the Netherlands from 1689 to 1702, with the King of Scotland, England and Ireland also serving as Stadtholder of most of the provinces of the Netherlands. The actual situation was slightly more complex with the Dutch provinces Holland, Zeeland, Utrecht, Gelderland and Overijssel entering into personal union in 1689 and Drenthe in 1696. Only 2 Dutch provinces never entered into the personal union: Friesland and Groningen.
Spain
- Personal union of the crowns that would later form Spain (Crown of Castile and Crown of Aragon) with the Holy Roman Empire from 1519 to 1556 under Charles I (Charles V, Holy Roman Emperor). Castile and Aragon remained united from 1556–1707, after which they were formally unified as Spain.
- Philip II of Spain was joint king of England (with Mary I) from 1554 to 1558, during which time he was also King of Naples (from 1554) and King of Spain (from 1556).
- Iberian Union of all kingdoms in the Iberian Peninsula, including Portugal, from 1580 to 1640, under Philip II (also known as Phillip I of Portugal), his son and grandson.
Sweden
- Personal union with Norway from 1319 to 1343
- The Kalmar Union with Denmark and Norway from 1389 to 1521 (sometimes defunct)
- Personal union with Poland-Lithuania from 1592 to 1599
- Personal union with Norway from 1814 to 1905 (sometimes called Sweden-Norway)
United Kingdom
- Personal union with Hanover from 1801 to 1837, when differing succession laws resulted in Queen Victoria ascending the British throne and her uncle Ernest Augustus that of Hanover.
- Personal union with Ireland from 1922 to 1937/1949 (see Irish head of state from 1936-1949).
References
- ^ Lalor, ed. Various authors. See Contents. Cyclopaedia of Political Science. New York: Maynard, Merrill, and Co., ed. John Joseph Lalor, 1899. online version; accessed 21 June 2008
- ^ a b Oppenheim, Lassa; Roxbrough, Ronald (2005). International Law: A Treatise. The Lawbook Exchange. ISBN 1584776099, 9781584776093. http://books.google.co.uk/books?id=vxJ1Jwmyw0EC&pg=PA154&dq=%22personal+union%22+monarch&sig=ACfU3U1hl7VxWK410aPkbxUnOqtpY7tI-w#PPA154,M1. Retrieved 2008-10-05. "At present there is no Personal Union in existence"
- ^ http://www.crownedrepublic.com.au/index.php/australian-crown/personal-union
- ^ Steinweis, A.E. (1996). Art, Ideology, and Economics in Nazi Germany. UNC Press. p. 60.
- ^ Mansergh, Nicholas (1934). The Irish Free State - Its Government and Politics. Read Books. pp. 263. http://books.google.co.uk/books?id=pla9SUe1yS0C&pg=RA1-PA263&dq=%22personal+union%22+Dominions&lr=&sig=ACfU3U2S-6-1i0tVX4H3jmV_yrEWjk7lFQ.
- ^ F. R. Scott (January 1944). "The End of Dominion Status". The American Journal of International Law 38 (1): 34–49. doi:. http://links.jstor.org/sici?sici=0002-9300%28194401%2938%3A1%3C34%3ATEODS%3E2.0.CO%3B2-B. "The common kinship within the British group today establishes a form of personal union".
- ^ P. E. Corbett (1940). "The Status of the British Commonwealth in International Law". The University of Toronto Law Journal 3 (2): 348–359. doi:. http://links.jstor.org/sici?sici=0042-0220%281940%293%3A2%3C348%3ATSOTBC%3E2.0.CO%3B2-J.
- ^ "Croatia (History)". Encarta. http://encarta.msn.com/encyclopedia_761577939_6/Croatia.html#p40.
- ^ Encyclopedia of the Middle Ages
- ^ Europa Publications Limited, p.271: Eastern Europe and the Commonwealth of Independent States, Svezak 4
- ^ Alain Finkielkraut, (pp. 17-18): Dispatches from the Balkan War and other writings
- ^ Imogen Bell, p.173: Central and South-Eastern Europe 2003
- ^ Mitja Velikonja p.78: Religious separation and political intolerance in Bosnia-Herzegovina
- ^ Piotr Stefan Wandycz, p.159: The price of freedom: a history of East Central Europe from the Middle Ages
- ^ Adrian Webb,Inc NetLibrary, Adrian Webb, p.218: The Routledge companion to Central and Eastern Europe since 1919
- ^ a b Charles W. Ingrao, p.12: The Habsburg monarchy, 1618-1815
- ^ a b David Raic, p. 342: Statehood and the law of self-determination
- ^ a b Font, Marta: Hungarian Kingdom and Croatia in the Middle Age
- ^ "Croatia (History)". Britannica. http://www.britannica.com/EBchecked/topic/143561/Croatia/223953/History.
- ^ R. W. SETON -WATSON:The southern Slav question and the Habsburg Monarchy page 18
See also
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