1. The name given to securities whereby ownership is registered with the issuing company or their agent.
2. Securities that are unavailable for sale due to restrictions placed upon them at the time of issue.
Investopedia Says:
1. This is the common method for handling securities. It provides the issuing company with the necessary stockholder information needed to pay out dividends and deliver notices of important company activity.
2. These securities cannot be sold or transferred to other investors unless certain criteria are met under regulations.
Also known as restricted stock.
Related Links:
Find out how this regulatory body protects the rights of investors. Policing The Securities Market: An Overview Of The SEC
In 2003, the SEC issued a new regulation meant to hold analysts more accountable for their reports. Find out what it means. Reg AC: What Does It Mean To Investors?




