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Are investment bankers licensed

Updated: 9/19/2023
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13y ago

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Yes. That have at a bare minimum a FINRA series 79 license, although it is not uncommon for them to have many other licenses, like the 7 and 63. Unfortunately it's not as easy as just applying to take the test to become a licensed investment banker. You must be sponsored by an investment company, which they won't do unless they've offered you the job.

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13y ago
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