In contrast to the broker's role as an agent, a dealer acts as a principal in relations with customers. This is the only difference between commodities brokers and dealers.
A stockbroker is a regulated professional individual, usually associated with a brokerage firm or broker-dealer, who buys and sells shares and other securities
A stockbroker is a regulated professional individual, usually associated with a brokerage firm or broker-dealer, who buys and sells shares and other securities
role of broker
A stock trading broker's role is to buy and sell stocks and securities on behalf of someone else for a fee. A stock broker must have a professional designation depending on what securities they are selling and what services they provide their client.
The difference between a broker and jobbers is the role that they play in the buying and selling of stocks. A broker is hired by an investor to buy and sell stock for them. A jobber ensures that when the broker wants to buy or sell, that there is someone lined up for the broker to buy or sell from.
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The role of a mortgage broker is vital when one plans on buying a house. The broker functions as a middle man between the customer and the financial supplier. As the name states, he brokers the deal so that the customer can get the best interest rate available. A mortgage broker is supposed to be independant.
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what are 3 duties of the OR floaters
The role of a commodity trader is to buy or sell commodity contracts on behalf of clients and then later charge them a commission for their service. A commodity trader can work as an individual or with a firm.
Stock broker is a profitable profession if you know your role. You can become a stock broker by achieving financial certification. Having bachelors or masters in Finance can help you to have a better grip of the job.
He may represent either party, and he does not take possession of goods or property or deal on his own account. The broker receives a fee or commission from one or both of the parties that is usually based on a percentage