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What type of training and certification is required to become a licensed stock and bond broker?
Wiki User
∙ 14y ago
All you need to become a licensed stock and bond broker is to pass the requisite exams. The first is the Series 7 exam which is the General Securities Representative test. The second is the Series 66 or 63 Uniform Combined State Law Examinations exam. Which series (66 or 63) to take will depend on the state in which you wish to operate in. Passing these 2 exams will net you the certifications required. As for training, you can either learn on your own, or take college finance and economics courses to help prepare you for the exams.
Wiki User
∙ 14y ago
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