0
What else can I help you with?
Do you need a series 6 or series 7 to sell fixed annuities?
no, just a life insurance license
What type of license do you need to sell bonds?
You will either need a series 6 7 or 3 and/possibly series 31 depending on the type of bonds you want to sell but time is of the essence meaning time is moving and so should you so go research these licenses and get your knowledge moving you are the one that has to make things happen nothing will fall in your lap by chance best of blessings in your journey
How much does a assistant financial associate make?
It depends on how big of a financial advisor you work for and whether or not you are Series 7 licensed. I work for an advisor who makes 7 figures before taxes and I am not Series 7 licensed but I make about 40k salary.
How does reposession affect obtaining a home loan?
A repossession ruins your credit for 7 years. This will have an adverse effect on any loan you may try to obtain.
What year did the series 7 exam become required for stock brokers?
2002
Is a felon prohibited from obtaining a series 7 license?
This is largely a matter of state and local laws. Each municipality is different.
Where can I take series 7 classes.?
Provides books and computer training for NASD exams including the Series 6 license and Series 65 exam license. Series 7 exam training and NASD exam Provides books and computer training for NASD exams including the Series 6 license and Series 65 exam license. Series 7 exam training and NASD exam Provides books and computer training for NASD exams including the Series 6 license and Series 65 exam license. Series 7 exam training and NASD exam
How do you verify a series 7 license in NY?
A stockbroker's Series 7 license can be verified in New York by checking with FINRA. FINRA is the Financial Industry Regulatory Authority.Ê
How does one become a stocks and bonds broker?
You must obtain license 7. Obtaining an college degree or MBA is a plus.
Do you need a series 6 or series 7 to sell fixed annuities?
no, just a life insurance license
How do I get a series 7 license?
The Series 7 license is issued and overseen by FINRA, and it authorizes you to sell certain securities. You need to have sponsorship, do some exam prep, register for the testing, pay a fee of around $250, then successfully complete the test!
Can you sell annuities with a life insurance license?
Depending on your license you may be able to sell fixed annuities. Variable annuities require Series-7 license however
How do you verify a series 7 license?
The best way to verify your Series 7 license or General Securities Representative Exam is to contact FINRA, previously the National Association of Securities Dealers or NASD, through email and phone or you can just drop by personally to their office.
What is the benefit of achieving a full class 5 drivers license?
The benefit of obtaining a full Class 5 driver's license is that there will be no GDL restrictions. Drivers can upgrade their licenses to commercial classes and can supervise Class 7 learners.
Who needs to get a Series 7 license?
A Series 7 exam is also known as a General Securities Representative exam, or a Stockbroker exam. It is required in the United States if one seeks to become a registered representative of a broker dealer.
What is Someone who is licensed to trade securities on behalf of investors called?
Either a broker (Series 6 or 7 license) or an advisor (series 65 license). A broker receives a commission for each purchase and or each sale, and an advisor receives a fee on asset under management.
How can I get a series 7 license?
You have to first start working with a brokerage firm. They have to sponsor you for the exam and then and only then can you get your license. Along with your series 7 exam you probably will have to take the state licensing exam called the 63 which lets you sell the securities in the states by covering the general laws. Each state does have different laws but the majority of the laws are the same and that's why you have to take the series 63 exam.
