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A financial regulator is one who supervises, or regulates, financial institutions by issuing certain requirements, restrictions and guidelines with the aim to maintain the integrity of the system.
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∙ 10y ago
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Is a life insurance company an example of financial intermediaries?
Though Life Insurance Company plays the role of financial intermediary, technically an Insurer is governed by Insurance Regulator of the country and has got separate entity of its own.
Who is the regulator for the financial services sector?
In India, it is the RBI - The Reserve Bank of India
What is the role of a financial services representative?
The role of a Financial Service Representative is to help sell investment products to the institution's clients. A Financial Representative role consists of financial planning advice and the sale of financial products. Depending on what Company you work for a Financial Representatives responsibilities may vary.
Nature and role of financial institution and financial market?
nature of financial institution
How has the role of wall street changed in today's financial market?
how has the role of wall street changed today's financial market
What is the verb in the sentence The role of education in successful financial planning?
role
What is the role played by financial manager in matter of financial accountancy?
i dont knw
What is the role of an auditor in terms of the financial statement?
External Auditor has the role to materially evaluate the financial statements and provide his opinion that 'Does financial statements reflects true and fair activities of business' or not.
What is the role of financial institutions?
N kljnl
What role does the cost of capital play in the financial decision making of the firms top managers?
What role does the cost of capital play in the financial decision making
Is Primerica a legitimate company?
Short answer yes. Look them at these government agencies Www.sec.gov Www.ftc.gov Or financial regulator Www.finra.com
What is regulator in a formal financial system?
It is no more than an individual in a supervisory capacity. He/she will subject financial houses to their administrative guide lines and ensure they operate in a moral and ethical way
