father/son

brother/brother

husban/wife

ruler/subject

friend/friend
Three Confucian Values

Robert Oxnam

President Emeritus, Asia Society

Irene Bloom

Wm. Theodore and Fanny Brett de Bary

and the Class of 1941 Collegiate

Professor in Asian Humanities

Columbia University

Vd in

http://www.columbia.edu/itc/eacp/asiasite/topics/CTeaching/Values/Text.htm

Confucian teaching rests on three essential values: Filial piety, humaneness, and ritual.

The Confucian value system may be likened in some ways to a tripod, which is one of

the great vessels of the Shang and Zhou Period and a motif that reoccurs in later Chinese

arts. You could say of the three legs of the tripod, one is filial devotion, or filial piety. A

second is humaneness. A third is ritual or ritual consciousness.

Filial Piety

Respect for one's parents, filial piety, is considered the most fundamental of the

Confucian values, the root of all others.

Almost everyone is familiar with the idea that filial piety is a prime virtue in

Confucianism. It's a prime virtue in the sense that, from the Confucian point of view, it's the

starting point of virtue. Humaneness is the ultimate goal, is the larger vision, but it starts with

filial piety.

Excerpt from the Analects:

Few of those who are filial sons and respectful brothers will show disrespect to

superiors, and there has never been a man who is respectful to superiors and yet creates

disorder. A superior man is devoted to the fundamental. When the root is firmly established,

the moral law will grow.

Filial piety and brotherly respect are the root of humanity.1

1. A Source Book in Chinese Philosophy, Wing-tsit Chan, ed., (Princeton University Press, 1963) Analects I:2

Filial piety derives from that most fundamental human bond: parent and child. The

parent-child relationship is appropriately the first of the five Confucian relationships. Although

the child is the junior member in the relationship, the notion of reciprocity is still key to

understanding filial piety. The Chinese word for this is xiao

The top portion of the character for xiao, shows an old man and underneath, a

young man supporting the old man. There is this sense of the support by the young

of the older generation and the respect of the young for the older generation, but it's

also reciprocal. Just as parents have looked after children in their infancy and

nurtured them, so the young are supposed to look after parents when they have reached old

age and to revere them and to sacrifice to them after their death as well.

Ancestor Worship

Filial piety and ancestor worship are interconnected as parts of a single concept. This

becomes clear when one considers that the word for filial piety is the same as the word for

mourning, the child who acts with piety towards its parent is equated with the child who

mourns its parents through the proper rituals.

A key manifestation of filial piety was ancestor worship. Ancestor worship in China was

obviously related to the basic Confucian idea that children are obligated to respect their

parents in life and to remember them after they have died.

There were two major loci of ancestor worship, as far as most people were concerned.

One locus was in the home where people worshiped ancestral tablets. And the tablet behind

me is an example of an ancestral tablet that would be kept in the home.

So this is the tablet of people named Liu whose remote ancestors came from this place

called Peng Cheng, which is in Northern China. Below this the column says that this is the

tablet or spirit tablet of the generations of ancestors of the Liu.

And this tablet in fact starts with the ninth generation and goes all the way down and

you have the generations on either side going from top to bottom.

As I said, the large number of individuals in this tablet implies quite accurately that

there are an awful lot of living descendants who relate to this particular tablet and who

worship the ancestors in it.

Another important focus of ancestor worship was the graves. So that once or twice a

year, minimally, people throughout China would go to the graves of their ancestors, both

especially recent ancestors, but also sometimes more distant ancestors, to tidy up the graves

and worship them.

Humaneness

Another key value in Confucian thinking--the second leg of the tripod--is humaneness,

the care and concern for other human beings.

Excerpt from the Analects:

Confucius said: "...The humane man, desiring to be established himself, seeks to

establish others; desiring himself to succeed, he helps others to succeed. To judge others by

what one knows of oneself is the method of achieving humanity..." 1

1. Sources of Chinese Tradition, Wm. Theodore de Bary, ed. (New York: Columbia University Press, 1960), Analects

VI:28

A second, very important concept in the Analects of Confucius and again, in

later Confucian thought is that of ren. Sometimes that term ren is translated as

goodness, benevolence.

I prefer to translate it as humaneness or humanity because the character is

made up of two parts. On the left is the element that means a person or a human

being. On the right the element that represents a number two. So, ren has a sense of a

person together with others. A human being together with other human beings, a human

being in society.

Ritual Consciousness

The last of the three central Confucian values is respect for ritual--the proper way of

doing things in the deepest sense.

The third leg in this tripod is that of li, ritual consciousness or propriety. Li represents

the forms in which human action are supposed to go on.

Excerpt from the Analects:

Confucius said: "In rites at large, it is always better to be too simple rather than too

lavish. In funeral rites, it is more important to have the real sentiment of sorrow than minute

attention to observances." 1

1. Sources of Chinese Tradition, Wm. Theodore de Bary, ed. (New York: Columbia University Press, 1960), Analects

III:4

So, while in the course of evolution of the Confucian tradition, li rights are considered to

have become more, what in the West might be called more secular in character, not to be

concerned so much with the idea of trying to appease deceased ancestors as had been true

in the period prior to the time of Confucius. Still the notion of the ritual retains a very strong

religious association throughout time.

So as that evolves in a more secular, humanistic context, it still retains the sense that

individuals have to defer to one another, have to show respect to one another. They have to

be prepared to make some sacrifice for one another.

Confucius himself emphasized again and again that ritual itself was important. That

rituals, that through ritual, people could learn proper relationships.

So if we look at ancestor worship through the lenses of ritual, what can we see? We

can see, first of all, that through ancestor worship filial piety is eternal. People can continue

to be loyal and obedient to their parents even after their parents have passed away.

At the same time, and in line, indeed, with the ancient Confucian theory, through

ancestor worship, parents continue to teach their own children filial piety.

In the character li, the strong religious associations are very, very clear here.

On the left side of the character, li is the element indicating prognostication or

pre-saging. On the right, you have a ritual vessel.

Rituals

There are all kinds of rituals governing all aspects of life, the great moments of life:

Birth, capping (which is a coming of age ceremony for boys), marriage, death. So, there are

rituals also which apply to many other aspects of life as well, not just the great moments of

human life but many of the smaller and more ordinary interactions of human life.

At the pinnacle of the social order in imperial China was the emperor, the Son of

Heaven, who performed rituals designed to preserve the cosmic order.

There was in fact a board of ritual, as part of the imperial government. And the emperor

himself was deeply involved in ritual throughout the year.

The emperor, for example, there would be the annual worship of heaven, which was

the most important day of the imperial ritual calendar.

Now it was not only heaven that was worshiped. It was also the emperors of previous

dynasties that were worshiped, and it was also the ancestors of the emperor that were

worshiped.

Insofar as the emperor was worshiping his own ancestors, he was being a good

Chinese Confucian. He was doing what everyone else in China was doing.

Insofar as the emperor worshiped the earlier emperors of earlier dynasties, he was

proclaiming the continuity of the imperial institution, above and beyond the rise and collapse

of particular dynasties. He was giving legitimacy to the imperial institution itself.

Insofar as the emperor worshiped heaven, he was expressing his privileged position as

the son of heaven.

Reciprocity / The Five Relationships

Excerpt from the Analects:

Zi Gong asked: "Is there any one word that can serve as a principle for the conduct of

life?" Confucius said: "Perhaps the word 'reciprocity': Do not do to others what you would not

want others to do to you."1

1. Sources of Chinese Tradition, Wm. Theodore de Bary, ed. (New York: Columbia University Press, 1960), Analects

XV:23

The importance of reciprocity, and the mutual responsibility of one person for another,

is essential to understanding the five basic human relations suggested by Confucius.

Very prominent in the Confucian tradition is the idea of the five relationships between, if

you take it according to Mencius, parent and child, minister and ruler, husband and wife,

older and younger brother, friend and friend.

The order of the five relationships is taken from that given by Confucius' most famous

follower, the philosopher Mencius (active 372-289 B.C.E.) whose conversations were

recorded in the book Mencius (see The Classics).

Those five relationships and the fact of human relatedness are of crucial importance in

the Confucian tradition.

In the first four cases, you're talking about differentiated statuses.

Now, the point is not to necessarily confirm or reinforce the status difference but to

understand what it is that establishes a responsibility between those two pairs in the

relationship.

Man as Social Being

Confucius builds his theory of society and government on the assumption that man is a

social being always interacting with other human beings.

Moral obligations to other people, and the imperative of public service, follow from this

assumption.

Confucius had been traveling with his friends and his students, and visiting one state

after another and trying to persuade one ruler after another, and being unsuccessful at it.

And at one point, they lost their way in their travels, and one of Confucius' disciples went to

ask directions from somebody who was cultivating in a nearby field.

And when this farmer learned who the disciple was and who Confucius was, he said,

"Instead of following someone who flees from this man and that, you should flee from this

whole generation of men." Now, that sets up the peasant, the farmer as somebody who's

cultivating his own garden and isn't worrying about the rest of mankind.

The disciple goes back to Confucius and reports this. And Confucius says, "One

cannot herd with the beasts or flock with the birds. If I am not to be a man among men," or

literally, to go in the company of other men, "then what am I to be? If the Way prevailed in the

world, I wouldn't be trying to change things."

He is not content with what he finds. His conscience impels him to try to rectify what is

wrong in the world. And it is a sense of the moral conscience that he's got to be in the

company of other men, whatever he is going to make of himself. It has to be in relation to

human society.

In the Confucian tradition, human relatedness is the primary given. Human beings exist

in a social context. They learn from one another, they interact with one another.

And so practically speaking, the way that one comes to understand what it means to be

human, or to be humane, is through one's interactions with other people, and through the

allied virtue of reciprocity or empathy, so that you understand yourself by what you

understand of others, and you understand others and treat them by what you understand of

yourself.

Education

Implicit in the Confucian emphasis on ritual and self-cultivation through ritual is the

notion that life is a continuous process of learning and self-improvement.

Confucius stressed the importance of education for achieving personal and social

order.

Excerpt from the Analects:

When Confucius was traveling to Wei, Ran Yu drove him.

Confucius observed, "What a dense population!" Ran Yu said, "The people having

grown so numerous, what next should be done for them?"

"Enrich them," was the reply. "And when one has enriched them, what next should be

done?" Confucius said, "Educate them." 1

1. Sources of Chinese Tradition, Wm. Theodore de Bary, ed. (New York: Columbia University Press, 1960) Analects,

XIII:9

Government

Confucius' overriding concern was with government. He believed that when virtuous

men lead by moral example, good government would follow naturally.

Then if we recognize that the issue at the start is what is the true vocation of the noble

man or the noble person, it's a question of how do you govern. What is the proper way of

governing?

Excerpt from the Analects:

Confucius said: "If a ruler himself is upright, all will go well without orders. But if he

himself is not upright, even though he gives orders they will not

be obeyed." 1

1. Sources of Chinese Tradition, Wm. Theodore de Bary, ed. (New York: Columbia University Press, 1960). XIII:6

He says, "To try to order the people through laws and regulations and implicit

punishments, if you do that, people will find a way to avoid, evade the law, and they will have

no sense of shame. If you lead them by virtue and the rites, then they will govern

themselves, discipline themselves, and they will have a sense of shame."

That's a rather basic statement of the Confucian appeal to a basic personal morality in

all persons, all men, rather than a reliance upon coercion, on force, on power.