Amendment II (the Second Amendment) of the United States
Constitution, which is part of the Bill of Rights, declares "a well
regulated militia " as "being necessary to the security of a free State", and prohibits Congress or any other government agency from infringement of "the right of the people to keep and
bear arms."
Text
The Second Amendment, as written by the Constitutional Convention of 1787, states:
| “ |
A well-regulated Militia being necessary to the security of a free state, the right of
the people to keep and bear arms shall not be infringed. |
” |
The hand-written copy of the Bill of Rights which hangs in the National Archives had slightly different capitalization and
punctuation inserted by William Lambert, the scribe who prepared it. This copy
reads:
| “ |
A well regulated militia, being necessary to the security of a free State, the right
of the People to keep and bear arms, shall not be infringed. |
” |
Both versions are commonly used in official US Government publications.
Precedents
The philosophy behind the Second Amendment began several hundred years before its creation, originating in England. The concept of citizens or "subjects" bearing arms dates back to at least the 12th century when
King Henry II obligated all freemen to possess certain arms for defense. In the
following century, King Henry III required every subject between the ages of
fifteen and fifty to own a weapon other than a knife. This was of such importance that Crown officials gave periodic inspections
to guarantee a properly armed townspeople. This was because England did not have a police force until 1829, and in the absence of
a regular army it was the responsibility and duty of the subjects to keep watch and ward at night to confront and capture
"suspicious persons". This remained relatively unchanged until 1671, when Parliament created
a statute that drastically raised the property qualifications needed to possess firearms. In essence, this statute disarmed all
but the very wealthy. In 1686, King James II banned without exception the
Protestants' ability to possess firearms, even while Protestants constituted over 95% of
the English subjects. Not until 1689, with the rise of William of Orange, did the
Protestants possess firearms once again with the newly enacted law that reads, "That the Subjects which are Protestants may have
Arms for their defence suitable to their Conditions, and as allowed by Law". The tradition of securing a military force through a
duty of universal military obligation for all able-bodied males follows from the Elizabethan
era militia in England.[1][2]
The English Declaration of Rights (1689) affirmed freedom for Protestants to
"have arms for their defence suitable to their conditions and as allowed by law." When Colonists protested British efforts to
disarm their militias in the early phases of the Revolution, colonists cited the Declaration of Rights, Blackstone's summary of
the Declaration of Rights, their own militia laws, and Common Law rights to self-defense.
While British policy in the early phases of the Revolution clearly aimed to prevent coordinated action by the militia, there is
no evidence that the British sought to restrict the traditional common law right of self-defense. Indeed, in his arguments on
behalf of British troops in the Boston Massacre, John
Adams invoked the common law of self-defense.[3]
Some have seen the Second Amendment as derivative of a common law right to keep and bear
arms; Thomas B. McAffee & Michael J. Quinlan, writing in the North Carolina Law Review, March 1997, Page 781, have
stated "... Madison did not invent the right to keep and bear arms when he drafted the
Second Amendment—the right was pre-existing at both common law and in the early state constitutions."[4]
Others perceive a distinction between the right to bear arms and the right to self-defense; Robert Spitzer has stated: "...the
matter of personal or individual self-defense, whether from wild animals or modern-day predators, does not fall within, nor is it
dependent on, the Second Amendment rubric. Nothing in the history, construction, or interpretation of the Amendment applies or
infers such a protection. Rather, legal protection for personal self-defense arises from the British common law tradition and
modern criminal law; not from constitutional law."[5]
Heyman has similarly argued that the common law right of self defense was legally distinct from the right to bear arms.[6]
The potential connection between the right of self defense and the new constitutional protection of a right to keep and bear
arms contained in the Second Amendment depends on the distinction whether 'keep and bear arms' is synonymous more broadly with
the right of individual self defense or does 'keep and bear arms' pertain more narrowly towards use of arms in a military
context, or, in the case of the Common Law while still under the British, in service of the king and country. This distinction
was not subject to serious judicial notice until the first gun control laws were passed in the Jacksonian era. Judges in the nineteenth century split over how to interpret this connection; some saw
the Common Law right and the protection of a right to keep and bear arms contained in the Second Amendment as identical; others
viewed these as being legally distinct. Texts from the era of the Second Amendment are largely silent on this important
question.
Origin
In 1786, a decade after the Declaration of Independence was signed, the United States existed as a loose national government
under the Articles of Confederation. This confederation was perceived to have
several weaknesses, among which was the inability to mount a Federal military response to an armed uprising in western
Massachusetts known as Shays' Rebellion.
In 1787, to address these weaknesses, the Philadelphia Convention was
convened with the charter of amending the Articles. When the convention concluded with a proposed Constitution, those who debated
the ratification of the Constitution divided into two camps; the Federalists
(who supported ratification of the Constitution) and the Anti-Federalists (who opposed
it).
Among their objections to the Constitution, anti-Federalists feared creation of a standing army not under civilian control
that could eventually endanger democracy and civil liberties as had happened recently in the
American Colonies and Europe.[7] Although the anti-Federalists were ultimately unsuccessful at blocking ratification of the
Constitution, through the Massachusetts Compromise they laid the groundwork to
ensure that a Bill of Rights would be drafted, which would provide
constitutional guarantees against encroachment by the government of certain rights.
The Federalists on the other hand held that a Bill of Rights was unnecessary, particularly since the Federal Government could
never raise a standard army powerful enough to overcome the militia. Leading Federalist James
Madison wrote:
Let a regular army, fully equal to the resources of the country, be formed; and let it be entirely at the devotion of the
federal government; still it would not be going too far to say, that the State governments, with the people on their side, would
be able to repel the danger. The highest number to which, according to the best computation, a standing army can be carried in
any country, does not exceed one hundredth of the whole number of souls; or one twenty-fifth part of the number able to bear
arms. This proportion would not yield, in the United States, an army of more than twenty-five or thirty thousand men. To these
would be opposed a militia amounting to near half a million of citizens with arms in their hands, officered by men chosen from
among themselves, fighting for their common liberties, and united and conducted by governments possessing their affections and
confidence. It may well be doubted, whether a militia thus circumstanced could ever be conquered by such a proportion of regular
troops.[8]
Similarly, Federalist Noah Webster wrote:
Tyranny is the exercise of some power over a man, which is not warranted by law, or necessary for the public safety. A people
can never be deprived of their liberties, while they retain in their own hands, a power sufficient to any other power in the
state.[9]
One example given by Webster of a "power" that the people could resist was that of a standing army:
Another source of power in government is a military force. But this, to be efficient, must be superior to any force that
exists among the people, or which they can command; for otherwise this force would be annihilated, on the first exercise of acts
of oppression. Before a standing army can rule, the people must be disarmed; as they are in almost every kingdom in Europe. The
supreme power in America cannot enforce unjust laws by the sword; because the whole body of the people are armed, and constitute
a force superior to any band of regular troops that can be, on any pretence, raised in the United States.[8]
The controversy of a standing army for the United States existed in context of the
Continental Forces that had won the American Revolutionary War which consisted of both the standing Continental Army created by the Continental Congress and
of State and Militia Units. In opposition, the British Forces consisted of a mixture of the standing British
Army, Loyalist Militia, and Hessian mercenaries.
Federalists, on the other hand, believed that federal government must be trusted and that the army and the militias "ought
certainly to be under the regulation and at the disposal" of federal government. This belief was fundamentally stated by
Alexander Hamilton:
The power of regulating the militia, and of commanding its services in times of insurrection and invasion are natural
incidents to the duties of superintending the common defense, and of watching over the internal peace of the Confederacy.[10]
The origin of the Second Amendment also occurred in context of an ongoing debate about "the people" fighting governmental
tyranny, (as described by Anti-federalists); or the risk of mob rule of "the people", (as
described by the Federalists). These feelings can be seen in the "a force superior" quote of Noah Webster above, and in contrast,
when John Adams wrote of his fears about Antifederalists in the ongoing revolution in France:
The State is in critical Circumstances, and have been brought into them by the Heat and Impatience of the People. If
nothing will bring them to consideration, I fear they will suffer[11]
Reaching a compromise between these widely disparate positions was not easy, but nonetheless, a compromise was negotiated with
the result being the Second Amendment.
Creation
Conflict and compromise
In the early months of 1789, the United States was engaged in an ideological conflict between Federalists who favored a stronger central government and Antifederalists skeptical of a strong central government. This conflict was accentuated by the recent
news of a brewing, potentially violent, revolution in France with similar Antifederal tensions. Also, the conflict in beliefs
continued between northern states, that generally favored Federalist values, and southern states that tended to share
Antifederalist values.
Intense concerns gripped the country of the potential for success or failure of these newly-formed United States. The first
presidential inauguration of George Washington had occurred just a few short weeks
earlier. A spirited public concern and debate from this time is captured in numerous heated newspaper articles, personal diaries
and letters from this pivotal time in United States
history.
Antifederalists supported the proposal to amend the Constitution with clearly-defined and enumerated rights to provide further
constraints on the new government, while opponents felt that by listing only certain rights, other unlisted rights would fail to
be protected. Amidst this debate, a compromise was reached, and James Madison drafted what ultimately became the United States
Bill of Rights, which was proposed to the Congress on June 8, 1789.
The original text of what was to become the Second Amendment, as brought to the floor to the first session of the first
congress of the U.S. House of Representatives was:
The right of the people to keep and bear arms shall not be infringed; a well armed and well regulated militia being the best
security of a free country; but no person religiously scrupulous of bearing arms shall be compelled to render military service in
person.[12]
The Bill of Rights that Madison introduced on June 8 were not numbered amendments intended to
be added at the end of the Constitution. The Rights instead were to be inserted into the existing Constitution. The right to keep
and bear arms was to be inserted in Article 1, section 8 that specifies Congress's power over the militia. The sentence that
later became the Second Amendment was to be inserted in the First Article, Section Nine, between clauses 3 and 4, following the
prohibition on suspension of habeas corpus, bills of attainder, and ex post facto laws, all individual civil rights asserted by individuals as a defense against
government action.[12] (Additionally, these
provisions can all be interpreted as limits on congressional power, a view that has been advanced by supporters of the individual
rights view of the Amendment.[13]) Debate in the House on
the remainder of June 8 focused again on whether a Bill of Rights was appropriate, and the matter
was held for a later time. On July 21, however, Madison raised the issue of his Bill and
proposed a select committee be created to report on it. The House voted in favor of Madison's motion,[14] and the Bill of Rights entered committee for review. No official records were
kept of the proceedings of the committee, but on July 28, the committee returned to the House a
reworded version of the Second Amendment.[15] On
August 17, that version was read into the Journal:
A well regulated militia, composed of the body of the people, being the best security of a free State, the right of the people
to keep and bear arms shall not be infringed; but no person religiously scrupulous shall be compelled to bear arms.[16]
The Second Amendment was debated and modified during sessions of the House on August 17 and
August 20.[17] These
debates revolved primarily around risk of "mal-administration of the government" using the "religiously scrupulous" clause to
destroy the militia as Great Britain had attempted to destroy the militia at the commencement of the American Revolution. These concerns were addressed by modifying the final clause, and on
August 24 the House sent the following version to the U.S. Senate:
A well regulated militia, composed of the body of the people, being the best security of a free state, the right of the people
to keep and bear arms shall not be infringed; but no one religiously scrupulous of bearing arms shall be compelled to render
military service in person.
The next day, August 25, the Senate received the Amendment from the House and entered it
into the Senate Journal. When the Amendment was transcribed, the semicolon in the religious exemption portion was changed to a
comma by the Senate scribe:
A well regulated militia, composed of the body of the people, being the best security of a free state, the right of the people
to keep and bear arms, shall not be infringed, but no one religiously scrupulous of bearing arms shall be compelled to render
military service in person.[18]
On September 4, the Senate voted to change significantly the language of the Second
Amendment by removing the definition of militia, and striking the conscientious objector clause:
A well regulated militia, being the best security of a free state, the right of the people to keep and bear arms, shall not be
infringed[19]
The Senate returned to this Amendment for a final time on September 9. A proposal to
insert the words "For the common defence", next to the words "Bear Arms" was defeated.[20] The Senate then slightly modified the language and voted to return the Bill of
Rights to the House. The final version passed by the Senate was:
A well regulated militia being the security of a free state, the right of the people to keep and bear arms shall not be
infringed.
The House voted on September 21 to accept the changes made by the Senate, however the
Amendment as finally entered into the House journal contained the additional words "necessary to":
A well regulated militia being necessary to the security of a free State, the right of the People to keep and bear arms shall
not be infringed.[21]
This version was transmitted to the states for ratification.
Historical sources
The House Journal[22]
and Senate Journal[23]
are the official records kept by the legislature at the time debate was taking place. Because these journals are often sparse,
they are frequently augmented by the Annals of Congress[24] (AoC) which were compiled forty to seventy years after the debates, using the
best sources which could then be found, which at the time was primarily newspaper reports.
The Debates in the Several State Conventions, on the Adoption of the Federal Constitution[25] by Jonathan Elliot (1836), contains additional information concerning the
desire by Antifederalists to amend the Constitution, and the intent of the amendments that were negotiated and adopted attempting
to answer their concerns.
Commas
There is some question as to whether the Second Amendment contains a comma after the word "militia". In the twentieth century,
it became unusual to separate a subject and verb or verb and object with a comma. In the eighteenth and nineteenth centuries,
commas were used to indicate rhetorical pauses; in the twentieth century, commas were generally used to differentiate between
restrictive and nonrestrictive modifiers. This practice continues in the early twenty-first century.
On March 4, 1789, the completed, hand-written Bill of Rights
was approved by the first Federal Congress, and attested to (signed) by Frederick
Augustus Muhlenberg, the Speaker of the House of Representatives and John Adams, the Vice-President of the United States
and President of the Senate, as well as the Clerk of the House and the Secretary of the Senate.[26]. In this original signed document, now held by the National Archives, the
commas were present. Some of the later type-cast printings of the Constitution, such as those in the National Annals, delete the
commas from the Second Amendment.
The U.S. Government is inconsistent in the use of the comma in publications. The Statutes at Large (the official permanent record of all laws enacted) does not include
the comma.[27] The Government Printing Office (GPO) has produced versions both with and without
this comma.
A second comma, after the word "State", is generally seen in printed versions. It is not controversial.
The third comma, after the phrase "to keep and bear arms", is also an example of changing customs. It is generally seen in
contemporary reprints of the Amendment, but it did not appear if the Amendment had been drafted and enacted recently.
Ratification
On December 15, 1791, the Virginia legislature ratified the Bill of Rights, rounding out the requisite three-fourths of the states needed
to make the Amendments part of the Constitution.
Early commentary
The earliest published commentary on the Second Amendment by a major constitutional theorist was by St. George Tucker, also known as The American Blackstone. He authored a set of law books in
1803 that annotated Sir William Blackstone's Commentaries on the Laws of England (discussed at length later, under Colonial
Rights), for American use, and that formed, in many cases, the sole legal written works read by many early American
attorneys.[28] Tucker, the leading Jeffersonian
constitutional theorist, was widely read, even by those who rejected his interpretation of the Constitution.
In two footnotes, he wrote: "[fn40] The right of the people to keep and bear arms shall not be infringed. Amendments to C. U.
S. Art. 4, and this without any qualification as to their condition or degree, as is the case in the British government."
"[fn41] Whoever examines the forest, and game laws in the British code, will readily perceive that the right of keeping arms is
effectually taken away from the people of England. The commentator himself informs us, Vol. II, p. 412, "that the prevention of
popular insurrections and resistance to government by disarming the bulk of the people, is a reason oftener meant than avowed by
the makers of the forest and game laws."[28]
Blackstone discussed the right of individual self defense in a separate section of his treatise on the common law of crimes.
Tucker's annotations for that latter section made no mention of the Second Amendment but cited the standard works of English
jurists such as Hawkins.[29]
Further, Tucker writes of the English Bill of Rights:
The bill of rights, 1 W. and M, says Mr. Blackstone, (Vol. 1 p. 143), secures to the subjects of England the right of having
arms for their defence, suitable to their condition and degree. In the construction of these game laws it seems to be held, that
no person who is not qualified according to law to kill game, hath any right to keep a gun in his house. Now, as no person,
(except the game-keeper of a lord or lady of a manor) is admitted to be qualified to kill game, unless he has 100l. per annum,
&c. it follows that no others can keep a gun for their defence; so that the whole nation are completely disarmed, and left at
the mercy of the government, under the pretext of preserving the breed of hares and partridges, for the exclusive use of the
independent country gentlemen. In America we may reasonably hope that the people will never cease to regard the right of
keeping and bearing arms as the surest pledge of their liberty.[28]
Tucker also wrote of the British,
True it is, their bill of rights seems at first view to counteract this policy: but the right of bearing arms is confined to
Protestants, and the words suitable to their condition and degree, have been interpreted to authorise the prohibition of keeping
a gun or other engine for the destruction of game, to any farmer, or inferior tradesman, or other person not qualified to kill
game. So that not one man in five hundred can keep a gun in his house without being subject to a penalty.[28]
Another one of the most important early commentaries on the Second Amendment was the 1833 book Commentaries on the U.S.
Constitution authored by Associate Justice of the Supreme Court Joseph Story. Both
sides in the modern gun debate have excerpted parts of this commentary to support their particular points of view:
§ 1890 of the book describes the Second Amendment:
The importance of this article will scarcely be doubted by any persons, who have duly reflected upon the subject. The militia
is the natural defence of a free country against sudden foreign invasions, domestic insurrections, and domestic usurpations of
power by rulers. It is against sound policy for a free people to keep up large military establishments and standing armies in
time of peace, both from the enormous expenses, with which they are attended, and the facile means, which they afford to
ambitious and unprincipled rulers, to subvert the government, or trample upon the rights of the people. The right of the citizens
to keep and bear arms has justly been considered, as the palladium of the
liberties of a republic; since it offers a strong moral check against the usurpation and arbitrary power of rulers; and will
generally, even if these are successful in the first instance, enable the people to resist and triumph over them. And yet, though
this truth would seem so clear, and the importance of a well regulated militia would seem so undeniable, it cannot be disguised,
that among the American people there is a growing indifference to any system of militia discipline, and a strong disposition,
from a sense of its burthens, to be rid of all regulations. How it is practicable to keep the people duly armed without some
organization, it is difficult to see. There is certainly no small danger, that indifference may lead to disgust, and disgust to
contempt; and thus gradually undermine all the protection intended by this clause of our national bill of rights.[30]
§1202 of the book describes Power over the Militia and analyzes the origins of the Second Amendment. Justice Story
clearly viewed the original meaning of the Amendment as a concession to moderate Anti-Federalists who feared federal control over the militia:
It is difficult fully to comprehend the influence of such objections, urged with much apparent sincerity and earnestness at
such an eventful period. The answers then given seem to have been in their structure and reasoning satisfactory and conclusive.
But the amendments proposed to the constitution (some of which have been since adopted) show, that the objections were
extensively felt, and sedulously cherished. The power of congress over the militia (it was urged) was limited, and concurrent
with that of the states. The right of governing them was confined to the single case of their being in the actual service of the
United States, in some of the cases pointed out in the constitution. It was then, and then only, that they could be subjected by
the general government to martial law. If congress did not choose to arm, organize, or discipline the militia, there would be an
inherent right in the states to do it. All, that the constitution intended, was, to give a power to congress to ensure
uniformity, and thereby efficiency. But, if congress refused, or neglected to perform the duty, the states had a perfect
concurrent right, and might act upon it to the utmost extent of sovereignty. As little pretence was there to say, that congress
possessed the exclusive power to suppress insurrections and repel invasions. Their power was merely competent to reach these
objects; but did not, and could not, in regard to the militia, supersede the ordinary rights of the states. It was, indeed, made
a duty of congress to provide for such cases; but this did not exclude the co-operation of the states. The idea of congress
inflicting severe and ignominious punishments upon the militia in times of peace was absurd. It presupposed, that the
representatives had an interest, and would intentionally take measures to oppress them, and alienate their affections. The
appointment of the officers of the militia was exclusively in the states; and how could it be presumed, that such men would ever
consent to the destruction of the rights or privileges of their fellow-citizens. The power to discipline and train the militia,
except when in the actual service of the United States, was also exclusively vested in the states; and under such circumstances,
it was secure against any serious abuses. It was added, that any project of disciplining the whole militia of the United States
would be so utterly impracticable and mischievous, that it would probably never be attempted. The most, that could be done, would
be to organize and discipline select corps; and these for all general purposes, either of the states, or of the Union, would be
found to combine all, that was useful or desirable in militia services.[31]
Historical interpretations
During its first ten or twelve decades, the intended meaning of the Second Amendment, and how the Amendment applied, drew less
interest than it does in modern times. The vast majority of regulation was done by states, and the first case law on the right to
bear arms dealt with state provisions, not the Second Amendment. The notable exception to this general rule was Houston v.
Moore, (1820),[32] where the U.S. Supreme Court mentioned the Second Amendment in an aside, but Justice Story
"misidentified"[33] it as the 5th Amendment. The Second
Amendment did not attract serious judicial attention again until the Reconstruction era
case of Cruikshank.
In Dred Scott v. Sandford, 60 U.S. 393 (1856) (the "Dred Scott
Decision"),[34] the Supreme Court indicated that: "It
would give to persons of the negro race, who were recognised as citizens in any one State of the Union . . .the full liberty . .
.to keep and carry arms wherever they went." This may indicate that the right to carry arms was considered to be universal for
citizens of the United States, though it is not clear that the terms to 'carry arms' and to 'bear arms' were considered
synonymous. The term "to keep arms" may have been considered distinctly different than to "carry arms". Both actions may have
been considered to be protected for "citizens in any one State of the Union". These comments were obiter dicta (non-binding).
The Dred Scott Decision contains additional significant wording.
"More especially, it cannot be believed that the large slaveholding States regarded them as included in the word citizens, or
would have consented to a Constitution which might compel them to receive them in that character from another State. For if they
were so received, and entitled to the privileges and immunities of citizens, it would exempt them from the operation of
the special laws and from the police regulations which they considered to be necessary for their own safety. It would give to
persons of the negro race, who were recognized as citizens in any one State of the Union, the right to enter every other State
whenever they pleased, singly or in companies, without pass or passport, and without obstruction, to sojourn there as long as
they pleased, to go where they pleased at every hour of the day or night without molestation, unless they committed some
violation of law for which a white man would be punished; and it would give them the full liberty of speech in public and in
private upon all subjects upon which its own citizens might speak; to hold public meetings upon political affairs, and to keep
and carry arms wherever they went." [emphasis added]
When the Fourteenth Amendment was drafted,
Representative John A. Bingham of Ohio used the Court's own phrase "privileges and
immunities of citizens" to include the first Eight Amendments of the Bill of Rights under its protection and guard these rights
against state legislation.[35]
The debate in the Congress on the Fourteenth Amendment after the Civil War also concentrated on what the Southern States were
doing to harm the newly freed slaves. One particular concern was the disarming of former slaves.
Akhil Reed Amar notes in the Yale Law Journal, April 1992, Page 1193, the basis of Common Law for the first ten amendments of
the U.S. Constitution, which would include the Second Amendment, "following John Randolph
Tucker's famous oral argument in the 1887 Chicago anarchist Haymarket Riot case,
Spies v. Illinois":
Though originally the first ten Amendments were adopted as limitations on Federal power, yet in so far as they secure and
recognize fundamental rights—common law rights—of the man, they make them privileges and immunities of the man as citizen of
the United States...[36]
Modern interpretations
During the last two decades, the intended meaning of the Second Amendment, and how the Amendment applies in the twenty-first
century, is one of the most frequently debated topics in American politics. The reason may stem in part from the perceived
encroachments on, or enhancements of, individual rights to arms, amidst the increased prominence of gun control positions in modern politics.
The modern Second Amendment debate centers on questions such as:
- Who does the Amendment mean by "the People"?
- Why does the Amendment protect the right to 'keep and bear arms', and not protect just the right to 'bear arms'?
- Does "bear arms" or "keep and bear arms" mean the same now as it did in 1789?
- Is there significance that the Amendment is constructed of two clauses?
- Is there significance that the phrase "defense of himself/themselves and the State" was included in some state
constitutions at the time but not included in the Federal Second Amendment?
In addition, the debate often involves discussion focused on more precise details around the word "militia", such as:
- Who or what does the Amendment mean by the "militia"?
- What relationship does "militia" today have with "militia" in 1789?
- What is meant by "well regulated", relative to "militia"?
- Does the mention of "militia" in the Second Amendment mean that maintaining viable militia is the 'obvious purpose' of the
Second Amendment?
It also often involves topics on differences in historical meanings and thoughts such as:
- What does "shall not be infringed" mean?
It also expands to include discussions on the impact among states, such as:
- Does the Amendment prohibit states from regulating arms?
- Does the Amendment permit some states to deviate from interpretations of the Amendment as taken by other states?
Constitutional analysis and rhetorical structures
"The Embarrassing Second Amendment" by Sanford Levinson[37] indicates the six approaches to constitutional
analysis outlined in Constitutional Fate by Philip Bobbitt:
-
- textual argument — the unadorned language of the text
- historical argument — the historical background of the vision being considered, whether the general history (such as the
American Revolution) or specific appeals to the so-called intentions of
Founding Fathers of the United States
- structural argument — inferences from the particular structures established by the Constitution, including the
tripartite division of the US federal government; the separate
existence of both state and nation as political entities; and the structured role of citizens within the political order
- doctrinal argument — prior cases decided by the Supreme Court
- prudential argument — consequences of adopting a proferred decision in any given case
- ethical argument — reliance on the overall ethos of limited government as centrally
constituting American political culture
The legal grammar of constitutional argument comprise these six approaches — or "modalities", as Bobbitt terms them. These
approaches are the rhetorical structures within which "law-talk" as a recognizable form of
conversation is carried on in analysis of United States constitutional
law:
"The People"
Regarding the meaning of "the People", the U.S. Supreme Court stated in United States v. Verdugo-Urquidez, 494 U.S. 259 (1990),
"the people" seems to be a term of art used in select parts of the Constitution and contrasts with the words "person" and
"accused" used in Articles of the Fifth and Sixth Amendments regulating criminal procedures. This suggests that "the people"
refers to a class of persons who are part of a national community or who have otherwise developed sufficient connection with this
country to be considered part of that community.[38]
Applied to the first and fourth amendments, other clauses enumerating rights to "the people", this would imply the right
applies to all members of this class and in some cases individually. The right of free speech, for instance, applies to all those
within the class of those attached to the national community.
As Richard Primus and Jack Rakove have noted, the right of the people to assemble was generally understood not to refer to
individuals in isolation. The Pennsylvania Declaration of Rights affirmed a right of the
people "to regulate their internal police", another formulation in which this right was used in a
more collective sense.
However, as noted earlier by the Supreme Court in 1886, the Second Amendment is not restricted to American citizens. In
Presser v. Illinois (1886) before the high court, Presser made an attempt to link the Second Amendment as being a
privilege or immunity of citizens of the United States. This attempt was found lacking when the Supreme Court stated
The plaintiff in error [Presser] next insists that the sections of the Military Code of Illinois under which he was indicted
are an invasion of that clause of the first section of the fourteenth amendment to the constitution of the United States which
declares: 'No state shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United
States.'
Additionally, the Supreme Court stated in Presser v. Illinois,
The constitution and laws of the United States will be searched in vain for any support to the view that these [Second
Amendment] rights are privileges and immunities of citizens of the United States...
Hence, because the Second Amendment did not apply solely to citizens of the United States, "the people" mentioned in the
Second Amendment are not necessarily American citizens but are instead simply "a class of persons who are part of a national
community or who have otherwise developed sufficient connection with this country to be considered part of that community".
"To keep and bear arms"
The legal meanings of the terms "keep" and "bear" are integral to the debate and much of the amendment jurisprudence relies on
such interpretations.
Relative to the "bear arms" meanings, an extensive study found "...that the overwhelming preponderance of usage of 300
examples of the 'bear arms' expression in public discourse in early America was in an unambiguous, explicitly military context in
a figurative (and euphemistic) sense to stand for military service".[39] Further, the Oxford English Dictionary on Historical Principles declares that a meaning of
"to bear arms" is a figurative usage meaning "to serve as a soldier, do military service, fight".
The United States Declaration of Independence uses the
expression "bear arms" in the sense of military duty on a ship.
He has constrained our fellow Citizens taken Captive on the high Seas to bear Arms against their Country.
In Amyette v. State the Tennessee Supreme Court stated in 1840 that the term "bear
arms" "has a military sense, and no other" and further stated "A man in the pursuit of deer, elk, and buffaloes might carry his
rifle every day for forty years, and yet it would never be said of him that he had borne arms; much less could it be said that a
private citizen bears arms because he has a dirk or pistol concealed under his clothes, or a spear in a cane."[40]
The term "keep" has also been subject to scrutiny. In the recent case Parker v. District of Columbia the court analyzed two different interpretations, one
claiming "keep" meant to upkeep the weapons, and another claiming "keep" meant personal retention.
From the opinion: "Turning again to Dr. Johnson's Dictionary , we see the first three definitions of keep are "to
retain; not to lose," "to have custody," "to preserve; not to let go." Johnson, supra , at 540. We think "keep" is a
straightforward term that implies ownership or possession of a functional weapon by an individual for private use."[41]
In a released Senate report on the Right to Keep and Bear Arms, Senator Orrin G. Hatch, chairman, U.S. Senate Judiciary
Committee, Subcommittee on the Constitution, and well known gun rights proponent, states
They argue that the Second Amendment's words "right of the people" mean "a right of the state" — apparently overlooking the
impact of those same words when used in the First and Fourth Amendments. The "right of the people" to assemble or to be free from
unreasonable searches and seizures is not contested as an individual guarantee. Still they ignore consistency and claim that the
right to "bear arms" relates only to military uses. This not only violates a consistent constitutional reading of "right of the
people" but also ignores that the second amendment protects a right to "keep" arms.
"When our ancestors forged a land "conceived in liberty", they did so with musket and rifle. When they reacted to attempts to
dissolve their free institutions, and established their identity as a free nation, they did so as a nation of armed freemen. When
they sought to record forever a guarantee of their rights, they devoted one full amendment out of ten to nothing but the
protection of their right to keep and bear arms against governmental interference. Under my chairmanship the Subcommittee on the
Constitution will concern itself with a proper recognition of, and respect for, this right most valued by free men."[42]
For a more recent judicial interpretation, the United States Court of Appeals for the Fifth Circuit stated in 2001 that
there are numerous instances of the phrase "bear arms" being used to describe a civilian's carrying of arms. Early
constitutional provisions or declarations of rights in at least some ten different states speak of the right of the "people" [or
"citizen" or "citizens"] "to bear arms in defense of themselves [or "himself"] and the state", or equivalent words, thus
indisputably reflecting that under common usage "bear arms" was in no sense restricted to bearing arms in military
service.[43]
Several scholars have challenged the 5th Circuit's history.[44] Several of the earliest state constitutions used variants of the Pennsylvania
(September 28, 1776) model, affirming a right to "bear arms
in defense of themselves and the state." Thus, North Carolina's declaration of rights
(December 18, 1776) stated that "The people have a right to
bear arms, for the defence of the State; and, as standing armies, in time of peace, are dangerous to liberty, they ought not to
be kept up; and that the military should be kept under strict subordination to, and governed by, the civil power."[45] Less than two decades later (1796), Tennessee affirmed that
"The freemen of this State have a right to keep and bear arms for their common defence."[46]
According to these same scholars, a more individualistic formulation emerged only during the Jacksonian era.[44]
Alabama's constitution of 1819 declared that "that every citizen has a right to bear arms in
defence of himself and the state." In Buzzard v. State (1842), the Arkansas high court
took notice of these two different constitutional models of arms bearing. More recently, Stanford Law professor Robert Weissberg
has noted that the shift in the language of arms bearing provisions challenges the historical accounts put forth by supporters of
the collective rights and individual rights accounts.[47]
Models of interpretation
Modern legal theorists have identified three models used to interpret the Second Amendment. Professor Michael Dorf has
described these models as follows:[48]
| “ |
The first and second both emphasize the preamble, or "purpose" clause, of the
Amendment — the words "A well regulated Militia, being necessary to the security of a free State." The third does not. The first
model holds that the right to keep and bear arms belongs to the people collectively rather than to individuals, because the
right's only purpose is to enable states to maintain a militia; it is not for individuals' benefit. The second model is similar
to the first. It holds that the right to keep and bear arms exists only for individuals actively serving in the militia, and then
only pursuant to such regulations as may be prescribed. Under either of the first two models, a private citizen has no right to
possess a firearm for personal use. But the court rejected these two models in favor of a third, the individual rights model.
Under this third model, the Second Amendment protects a right of individuals to own and possess firearms, much as the First
Amendment protects a right of individuals to engage in free speech. |
” |
Until recently United States federal courts have consistently interpreted the Second Amendment per a collective right
model.[49] Two recent exceptions to this trend have
occurred in federal circuit courts: The 2001 Fifth Circuit court ruling United States
v. Emerson and the D.C. Circuit court 2007 ruling Parker v. District of
Columbia, both of which found per an individual rights model. Presently, nine of the federal circuit courts support a
collective rights model, two of the federal circuit courts an individual rights model, and the Supreme Court and one federal
circuit court have not addressed the question.[50]
Early commentary about the right to bear arms in state courts
The Second Amendment of the United States Constitution is a Federal provision. Each of the fifty states also has its own state
constitution addressing their specific state. Forty-four states have chosen to embody explicitly a right to bear arms into their
state's constitution,[51] and six states have chosen
explicitly not to do so.
Of the forty-four states that have chosen to embody explicitly a right to bear arms into their state's constitution,
approximately thirty-one have explicitly chosen to include the right to arms for "individual right", "defense of self", "defense
of home" or similarly worded reasons. Approximately thirteen states, as with the Federal Constitution, did not choose to include
explicitly "individual", "self" or "home" wording associated with a right to bear arms for their specific state.
Of the forty-four states, approximately twenty-eight have explicitly chosen to include the right to bear arms for "security of
a free state", "defense of state", "common defense" or similarly worded reasons, as with the Federal Constitution. Approximately
sixteen states did not choose to include explicitly "free state", "defense of state" or "common defense" wording for their
specific state. Whether the inclusion of these kinds of wording in state constitutions has relevance to the issue of whether
implicit "individual" rights exist, or whether such rights (if any) are implicitly protected by the states' constitutions or by
the Federal Constitution's Second Amendment, remains a matter of dispute.
Regarding the state constitutional rights to bear arms, the state courts have addressed the meaning of their specific state
rights under their specific state's constitution. Two different models have emerged in state jurisprudence.
In Bliss v. Commonwealth (1822, KY),[52] which evaluated the right to bear arms in defence of themselves and the state
pursuant to Section 28 of the Second Constitution of Kentucky (1799), the right to bear arms in
defense of themselves and the state was interpreted as an individual right, for the case of a concealed sword cane. As stated by
the Kentucky High Court, "But it should not be forgotten, that it is not only a part of the right that is secured by the
constitution; it is the right entire and complete, as it existed at the adoption of the constitution; and if any portion of that
right be impaired, immaterial how small the part may be, and immaterial the order of time at which it be done, it is equally
forbidden by the constitution."[52] The "constitution" mentioned in this quote refers to Kentucky's
Constitution.[42] As mentioned in this
quotation "as it existed at the adoption of the constitution" would have had to have been the pre-existing right in force when
Kentucky's First Constitution was drawn in 1799.[53]
The case prompted outrage in the Kentucky House, all the while recognizing that Section 23 of the Second Constitution of
Kentucky (1799), which stated "That the right of the citizens to bear arms in defence of themselves and the State shall not be
questioned."[54] did guarantee individuals the right to
bear arms in defense of themselves and the state.
The result was that the law of the Commonwealth of Kentucky was eventually over-turned by constitutional amendment with
Section 26 in Kentucky's Third Constitution (1850), banning the future carrying of concealed weapons, while still asserting that
the bearing of arms in defense of themselves and the state was an individual and collective right in the Commonwealth of
Kentucky. This recognition, has remained to the present day in the Commonwealth of Kentucky's Fourth Constitution enacted in
1891, in Section 1, Article 7, that guarantees "The right to bear arms in defense of themselves and of the State, subject to the
power of the General Assembly to enact laws to prevent persons from carrying concealed weapons." As noted in the Northern
Kentucky Law Review Second Amendment Symposium: Rights in Conflict in the 1980’s, vol. 10, no. 1, 1982, p. 155, "The first state
court decision resulting from the "right to bear arms" issue was Bliss v. Commonwealth. The court held that "the right of
citizens to bear arms in defense of themselves and the State must be preserved entire, . . ." This holding was unique because it
stated that the right to bear arms is absolute and unqualified. In contrast to this, all states currently regulate the possession
and use of firearms to some extent."