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constitutionalism

 
Dictionary: con·sti·tu·tion·al·ism   (kŏn'stĭ-tū'shə-nə-lĭz'əm, -tyū'-) pronunciation
n.
  1. Government in which power is distributed and limited by a system of laws that must be obeyed by the rulers.
    1. A constitutional system of government.
    2. Advocacy of such a system.
constitutionalist con'sti·tu'tion·al·ist n.

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US Supreme Court: Constitutionalism
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Is a form of political thought and action that seeks to prevent tyranny and to guarantee the liberty and rights of individuals on which free society depends. This definition, drawn mainly from English and American political history, may be compared with a more formalistic view that regards constitutionalism as the conduct of politics in accordance with a constitution. The import of this definition depends on the meaning of constitution, a term that has been variously interpreted in western political thought. During the American Revolution, Americans conceived of a constitution as the permanent, binding, and paramount political law of the polity. Although this theoretical innovation did not end all controversy over the meaning of the concept, it generally caused constitutionalism to be defined thereafter as the forms, principles, and procedures of limited government.

Constitutionalism addresses the perennial problem of how to establish government with sufficient power to realize a community's shared purposes, yet so structured and controlled that oppression will be prevented. In the absence of any means of assuring statesmanship in rulers, two approaches to the problem of government have been employed. One approach proceeds through the ordering of political and governmental institutions. From ancient to modern times the idea of the mixed regime, juxtaposing properly balanced institutions of monarchy, aristocracy, and democracy, and the social orders they represent, illustrates this way of limiting government. A second approach to the problem is through the rule of law. Historical examples of this tradition are the Roman idea that the law of nature provides a standard of justice for evaluating the legitimacy of government enactments and the English practice, beginning with Magna Carta, of subjecting the monarchical power to legal limits and common‐law rules protecting the liberty and property of subjects.

Although analytically distinct, these approaches are historically related in the institutional arrangements and practices that provide the basis for defining constitutionalism. In modern political science a constitution is an authoritative text possessing legal force that prescribes the structure and principles of limited government. The constitutional text is normative, stipulating how government shall be organized, the ends it may pursue, and the means to be employed in pursuit of those ends. In premodern political thought constitution had a descriptive connotation, referring to the ordering of the polity or the way institutions had evolved and assumed their present form. It is important to note that this concept of constitution was also thought to have a normative aspect. The English writer Lord Bolingbroke, for example, defined the English constitution in the early eighteenth century as “that assemblage of laws, institutions, and customs, derived from certain fixed principles of reason, directed to certain fixed objects of public good, that compose the general system, according to which the community hath agreed to be governed.” Bolingbroke said a good government exists when the administration of affairs is wisely pursued “and with a strict conformity to the principles and objects of the constitution.”

In Roman and medieval times the word constitutio, constitutiones, of which the term constitution is a transliteration, referred to enactments, decrees, or regulations of a ruler or sovereign. (In Latin, constituere means “to cause to stand,” or “to fix, set, or make” a thing.) It has been suggested that the enactments of the Roman emperor implied the idea of limited government insofar as they collectively defined the scope of state action. Subsequently constitution was superseded by statute with respect to government enactments providing rules of action for the community.

The word constitution entered political discourse as a term describing the structure of the polity or the arrangement of governmental institutions in the seventeenth century. This usage was analogous to that employed in describing the constitution of the human body. Although in the nineteenth century the term constitution was proposed as a translation of the Greek word politeia, before that time politeia was translated as government, regime, or policy. The tradition of political science deriving from Aristotle did not require use of the word constitution.

A form of American constitutionalism began in the seventeenth century as voluntary associations of settlers founded colonies under royal charters conferring on a person or corporate group governmental powers for specific purposes. As the basis of local government, the colonists wrote and adopted covenants, compacts, combinations, ordinances, fundamental orders, and other instruments of mutual consent. Through these documentary agreements they constituted themselves as a political community, defined their purposes, affirmed the principles of a way of life, specified the rights of citizens, and organized governmental institutions.

In the imperial conflicts of the 1760s and 1770s, Americans gained a new understanding of what the constitution of a free state was and how it functioned to guarantee liberty. They rejected the idea that a constitution described the governmental order of the polity. American critics of English policy argued that a constitution was a deliberately framed agreement among the people that imposed effective limits on government in order to protect community and individual liberty. If Parliament was a component of the English constitution and could change the fundamental law by its enactments, they concluded, then England did not have a real constitution. The important distinction was that although a constitution conferred power, it was not the simple equivalent of a mandate to legislate or govern. The Massachusetts General Court in 1768 pointed the direction of modern American constitutionalism in declaring: “in all free States the Constitution is fixed; & as the supreme Legislative derives its Power & Authority from the Constitution, it cannot overleap the Bounds of it, without destroying its own foundation.”

During the Revolution Americans wrote constitutions of liberty, the distinctive feature of which was their legal superiority to legislative enactments and other sources of ordinary law. This supremacy was more theoretical than actual in the early years of written constitutions, when state legislatures framed the documents and often exercised power despite their provisions. Constitutions took on greater authority when popularly elected conventions wrote them and the people ratified them. The Massachusetts constitution of 1780 and the New Hampshire constitution of 1784 were modeled in this way. In employing the constitutional convention device the framers of the federal Constitution established it as the norm for modern constitutionalism.

Unlike the state constitutions, which expressed the idea of forming political communities out of the state of nature, the original U.S. Constitution contained no bill of rights and only a brief preamble stating the nation's basic principles and ends. In effect the Declaration of Independence is the preamble to the Constitution. Accordingly, the framers wrote a document that was less a social compact for a cohesive, like‐minded community than a contractual specification of the powers, duties, rights, and responsibilities among the diverse people that constituted the American Union. Reacting against state encroachments on liberty and property, the framers emphasized protection of individual rights rather than promotion of virtue and community consensus.

In the political context of the 1780s, the founders' constitutional reforms signified the creation of energetic government to fill the vacuum of power under the Articles of Confederation. In the perspective of western political thought, the Constitution of 1787 marks the emergence of modern constitutionalism as a political theory combining limited government for the protection of individual rights with the principles of the people as constituent power.

Constitutionalism requires that the primary rules for the conduct of government be impartially maintained against the demands of political passion, interest, ideology, and ambition. It is remarkable therefore that the founders provided for enforcement of the Constitution by the political branches of the government as well as by the judiciary. Each of the coordinate departments was responsible for applying and interpreting the provisions of the constitutional document that defined or regulated the performance of its duties and responsibilities.

Asserted by Presidents Andrew Jackson and Abraham Lincoln in the nineteenth century, the departmental theory of constitutional decision making has never been effectively repudiated or expunged from the American political tradition. Yet it has in the twentieth century been obscured by the legalistic approach to constitutional interpretation, institutionalized in judicial review, which confers a monopoly of power on the judiciary with respect to the settlement of constitutional disputes. In Marbury v. Madison (1803), Chief Justice John Marshall asserted the power of judicial review in judiciary cases concerning individual rights, while adhering to the departmental theory in regard to political questions or public policy matters. In later cases dealing with federalism and the Contract Clause, however, Marshall employed a legalistic method of constitutional decision making based on the application of common‐law rules of interpretation to the text of the Constitution. In this approach the Constitution became supreme ordinary law susceptible to judicial adaptation and emendation in a way that blurred the distinction between questions of a judiciary nature and policy matters properly subject to determination by the political branches of government. The Constitution was transformed from fundamental political principles into supreme ordinary law. A consequence was the steady expansion of judicial power into the sphere of public policymaking. By the beginning of the twentieth century, constitutionalism in the United States was considered to be mainly a body of legal doctrines and rules that enabled the courts to play an active role in government and politics.

Constitutionalism in twentieth‐century America continued to be largely juridical and increasingly policy oriented. Limited government constitutionalism, grounded in natural rights principles and protective of entrepreneurial liberty and property, persisted until 1937. Political demands for a more socially responsive rule of law that were first asserted in the Progressive period came to fruition in the New Deal era. The consequence was a general questioning of the nineteenth‐century view of limited government and the expansion of government activism in social and economic regulation.

From 1937 until the 1980s, the Supreme Court generally approved governmental activism as a means of guaranteeing positive liberty or the provision of material support as the basis of individual autonomy and self‐expression. To some extent the idea of liberty against government (negative government) persisted as the Court nationalized the Bill of Rights as limitations on the states. In other respects the Court confirmed the activist government tradition by transforming civil rights into group‐and class‐based claims to public benefits and entitlements.

The expansion of government under the concept of positive liberty raised the question whether the Constitution was the binding political law that limited government, or a rhetorical abstraction or symbol used by government officials, including the Supreme Court, to justify policy decisions. Did the Constitution control the government, or did the government control the Constitution?

From the eighteenth century to the mid‐twentieth century, the essential element in modern constitutionalism was the doctrine of limited government under a written fundamental law. Postmodern constitutionalism in the second half of the twentieth century challenged this outlook by creating activist government to achieve social justice and positive liberty. Tension between these two conceptions of constitutionalism was a prominent feature of American politics as the third century of constitutional government began in the 1990s.

Bibliography

  • Gerhard Casper, Changing Concepts of Constitutionalism: 18th to 20th Century, Supreme Court Review (1989): 311–332.
  • Donald S. Lutz, The Origins of American Constitutionalism (1988).
  • Sylvia Snowiss, From Fundamental Law to Supreme Law of the Land: A Reinterpretation of the Origins of Judicial Review, Studies in American Political Development 2 (1987): 1–67.
  • Gerald Stourzh, Constitution: Changing Meanings of the Term from the Early Seventeenth to the Late Eighteenth Century, in Conceptual Change and the Constitution, edited by Terence Ball and J. G. A. Pocock (1988), pp. 35–54

— Herman Belz

US Government Guide: constitutionalism
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Limited government and the rule of law, as embodied in legal documents, institutions, and procedures, are the two essential elements of constitutionalism.

Limited government means that officials cannot act arbitrarily when they make and enforce public decisions. Public officials cannot simply do as they please. Rather, they are guided and limited by laws as they carry out the duties of their government offices. In the United States, the Constitution is the supreme law that guides and limits the exercise of power by government officials. Laws made in conformity with the Constitution also guide and limit the actions of government officials.

The rule of law means that neither government officials nor common citizens are allowed to break the law. Furthermore, people accused of crimes should be treated equally under the law and accorded due process, or fair and proper legal proceedings, in all official actions against them. Law governs the actions of everyone in the system—public officials and the citizenry, from highest to lowest ranks in both government and society. All laws and the actions based on those laws must conform to the highest law of the land, the Constitution.

In the United States, constitutionalism means there is a supreme law by which the people establish and limit the powers of their government. In 1787 representatives of the people of the United States drafted and ratified a Constitution, which stands above all laws made by any legislative body in the United States. Article 6 of the Constitution states this principle: “The Constitution, and the Laws of the United States which shall be made in Pursuance thereof … shall be the supreme Law of the Land.” All laws, passed either by Congress or by state legislatures, must conform to the supreme law—the Constitution. As Alexander Hamilton explained in The Federalist No. 78: “No legislative act contrary to the Constitution, therefore, can be valid.” On the contrary, a legislative or executive action that violates the Constitution can be declared unconstitutional, or unlawful, by the Supreme Court.

In the United States, the ultimate purpose of constitutionalism is stated in the Declaration of Independence: to secure the “unalienable rights” of all people through a government established by “consent of the governed.” According to the Declaration, a good constitution limits the power of a government in order to secure the rights of every person, which belong equally to all human beings. If a government fails to secure these rights of individuals, then it is a bad government and the people have the right to alter and replace it.

A continuing problem of constitutionalism, and of constitution makers, is how to establish a government with sufficient power to rule and maintain order yet with sufficient limitations on its power to prevent tyranny. The rights and liberties of individuals are supposed to be protected by law against abuses of power by government officials. However, if constitutional limits on government are too strict, the government will be too weak to carry out its duties effectively. A government that is too limited by law may not even be able to enforce the laws and maintain public order and security. By contrast, if the government is too strong, or unlimited in its use of power, then the liberties of individuals may be lost and tyranny might prevail. An effective constitutional government is neither too powerful nor too weak.

It is difficult to achieve a workable balance between power sufficient to govern effectively and limits on power sufficient to protect the people's liberties and rights. On the eve of the Civil War, Abraham Lincoln asked, “Must a government, of necessity, be too strong for the liberties of its own people, or too weak to maintain its own existence?” During the 1780s, James Madison and Alexander Hamilton argued in The Federalist that limited government under the Articles of Confederation (the document that formed the first government of the newly independent states) was too weak to maintain its own existence. The authors of The Federalist argued that limited government and the rule of law—principles of government reflected in the 1787 Constitution—would protect the people from abuses of power by would-be tyrants. They feared equally any unrestrained source of power. The power of an unlimited majority of the people, in their view, was just as dangerous to the rights of individuals as the unlimited power of a king. They argued that the best government is both “energetic” (strong enough to act decisively and effectively in the public interest) and “limited by law” to protect individual rights.

The problem of constitutionalism—how to combine the contrary factors of power and restraint, order and liberty, in one constitution—was stated memorably by James Madison in The Federalist No. 51:

But what is government itself but the greatest of all reflections of human nature? If men were angels, no government would be necessary. If angels were to govern men, neither external nor internal controls on government would be necessary. In framing a government which is to be administered by men over men, the great difficulty lies in this: you must first enable the government to control the governed; and in the next place oblige it to control itself. A dependence on the people is, no doubt, the primary control on the government; but experience has taught mankind the necessity of auxiliary precautions [limited government based on the supreme law of a written constitution].


Constitutionalism—limited government and the rule of law—is a means to the elusive end of securing the human rights of all people. This is the ultimate purpose of government under the U.S. Constitution.

See also Constitutional democracy; Constitutional law; Constitution, U.S.; Federalist, The; Judicial review; Liberty under the Constitution

Sources

  • Ralph Ketchum, Framed for Posterity: The Enduring Philosophy of the Constitution (Lawrence: University Press of Kansas, 1993).
  • Donald S. Lutz, The Origins of American Constitutionalism (Baton Rouge: Louisiana State University Press, 1988).
  • David A.J. Richards, Foundations of American Constitutionalism (New York: Oxford University Press, 1989)
History 1450-1789: Constitutionalism
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The modern concept of constitutionalism involves a political system of checks and balances, regulated by law and designed to protect the liberty of individuals and enable their participation in politics. A constitution may take written form, as in the American constitution of 1787, or it may consist of an assemblage of legal statutes and precedents collected over time, as in the United Kingdom. The word "constitutionalism" did not exist in early modern Europe, but most of the ideas behind it were frequently expressed. A constitution generally meant the creation of a law or statute. However, political institutions and individual liberty were long seen as the products of custom rather than deliberate lawmaking. Checks and balances were thought to be embodied in a limited monarchy or mixture of monarchy, aristocracy, and democracy. The idea of the separation of legislative, executive, and judicial powers did not become clear until the eighteenth century.

France

Claude de Seyssel's La grant monarchie de France (1519; The great monarchy of France) was representative of early French constitutional thought. Seyssel (c. 1450–1520) was a bishop and a jurist high in the counsels of Louis XII (ruled 1498–1515), and his book was intended as a guide for the next king, Francis I (ruled 1515–1547). He insisted that the king must observe what he called la police, meaning the institutional structure of the realm, which included such fundamental laws as the rules of royal succession and the inalienability of the royal domain. The king was restricted by two other "bridles" (freins), religion and justice. The clergy and the high court of the parlement were supposed to advise the king accordingly. In practice the regime of Francis I became increasingly authoritarian, and constitutional ideas were seldom voiced until the monarchy proved unable to cope with the civil and religious conflicts of the second half of the sixteenth century.

An important jurist who did not align himself with those who extolled the rights of the king was Charles Du Moulin (1500–1566). He agreed with Seyssel about the fundamental laws and demanded that the royal administration serve the cause of justice. Looking to remote Carolingian precedents, Du Moulin found supreme authority in early Frankish assemblies of the realm, and while he respected the royal authority, he saw the king's function as primarily administrative. His main interest lay in customary law, which he regarded as the result of consensual and contractual agreements. Property and private laws were distinct from public or enacted law. Du Moulin was at the center of a movement to record and standardize the multiple bodies of private customary law.

Another jurist of great distinction who stressed the importance of ancient custom was the Calvinist François Hotman (1524–1590), but, unlike Du Moulin, he placed it in the realm of public law. The radical message of his constitutional history of France, Francogallia (1573), was that French political institutions were derived from the customs of the Franks who had liberated Gaul from the Romans in the fifth century. Frankish assemblies had been the custodians of the fundamental laws and had had supreme authority over kings. The perfect and mixed constitution had long endured, but it had gradually been corrupted and ought, according to Hotman, to be restored. This message was adopted by Huguenot pamphleteers during the Wars of Religion, and it belonged more to polemical resistance theory than to objective constitutionalism.

In the late sixteenth century, concepts of the absolute sovereignty of the king were developed in opposition to doctrines of resistance. Constitutional ideas did not entirely disappear, however. They were expressed by the jurist Étienne Pasquier (1529–1615), who defended the authority of the crown while claiming the right of the so-called sovereign courts to review royal legislation. His Recherches de la France (Researches on France, published serially from 1560; first complete edition, 1621) held the parlement to be the true descendant of the Frankish assemblies and denied the role of the representative Estates-General, thought by Hotman to have inherited supreme power in the state from the Franks. Another jurist, Guy Coquille (1523–1603), presented a particularist kind of constitutionalism. Solicitor general in the duchy of Nevers, he defended and compared local rights and privileges enshrined in provincial codes of customary law. His Coutumes du pays et duché de Nivernais (1605; Customs of the region and duchy of Nivernais) and Questions et réponses sur les articles des coutumes de France (1611; Questions and answers on the articles of the customs of France) were widely respected.

Spain

The existence of representative assemblies (Cortes) and specified liberties (fueros) in the Iberian peninsula suggested a measure of constitutional balance, but an increasingly centralized royal bureaucracy tended to negate these institutions. For the most part constitutional thought in the sixteenth and early seventeenth centuries was general and speculative. Among such theorists were the Dominican Domingo de Soto (1495–1560) and the Jesuits Luis de Molina (1535–1600), Juan de Mariana (1536–1624), and Francisco Suárez (1548–1617). They all followed Scholastic tradition and held chairs of theology at Spanish or Portuguese universities. They were agreed that monarchical authority had originally been created by some kind of irrevocable communal contract, but only Mariana believed that this made the king the delegate of the people. While supporting royal authority, they thought that consent was needed for taxation. However, in his work De Legibus (1612; Concerning the laws) Suárez stated that the king could break the fueros in the interest of the common good. He admitted that in some states the community could reserve certain powers under the original contract and thereby create a mixed monarchy, but this was not the case with the Spanish crown. In contrast, Mariana placed greater restrictions on the king and even endorsed tyrannicide in his De Rege et Regis Institutione (1599; On the king and his education). He illustrated these limitations in his Historiae de Rebus Hispaniae (1592; Histories of the affairs of Spain).

Germany

Complex as were the institutions of Castile and the more contractual arrangements in Aragón, Catalonia, and Valencia, they were simplicity itself when compared with the tortuous organization of the German empire. Tensions between the emperor and the seven electoral princes, together with disputes between the non-electoral princes and the free cities, who formed the other two houses of the representative diet, were complicated by local leagues, administrative circles, and a double system of justice. During the conflicts of the Reformation some arguments were made in terms of constitutional law, but no theorist was able to rationalize the constitution of the empire as a coherent whole. In the seventeenth century various jurists tried to adapt the definition of sovereignty offered by Jean Bodin (1530–1596) to Germany, but this produced more heat than light. The only persuasive solution was advanced by Samuel Pufendorf (1632–1694), who was a professor of law at Heidelberg and later at Lund before becoming court historiographer at Stockholm and then at Berlin. Law and history complemented each other in a mind that adjusted political taxonomy to change over time. His De Jure Naturae et Gentium (1672; Law of nature and of nations) was comparable to the celebrated work of an earlier Dutch jurist and historian, Hugo Grotius (1583–1645), De Jure Belli ac Pacis (1625; On the law of war and peace). Law and history were combined in Pufendorf's De Statu Imperii Germanici (1667; On the constitution of the German empire). There he combined the concept of a federal state, similar to the constitution of the Netherlands, with a distinction between regular and irregular forms of government. The empire "constituted itself from a regular form of monarchy and an irregular form of state, which is no longer a limited monarchy, whatever appearance of such it may have, but nor is it a federation of several states, since it represents something between the two." Pufendorf preferred monarchy and abhorred radical resistance theory, but he approved of the English Revolution of 1688.

England

The settlement after the Revolution of 1688 was the culmination of political conflict and constitutional speculation. The main issues had been the relationship between the monarch and the other two components of Parliament, the Lords and the Commons, together with a peculiarly English concept of the common law as the controlling element in the constitution. England was usually seen as a mixed or tempered monarchy that allowed the ruler a special prerogative but gave supreme authority to the king in Parliament. On the one hand Parliament's function was regarded as the making of positive law; on the other it was viewed as a high court that found and declared ancient customary law.

In the fifteenth century Sir John Fortescue (c. 1394–c. 1476), chief justice of the common law court, the King's Bench, declared in his De Laudibus Legum Angliae (first printed 1537; Praises of the laws of England) that statutes were made by the will of the king with the assent of the realm represented in Parliament, and that England was governed by a participatory and regal system (dominium politicum et regale), in contrast with the pure monarchy (politicum regale) in France. With the assumption of royal power over the church by the Tudors during the Reformation the idea of legislative sovereignty in a nation-state came near to realization. Sir Thomas Smith (1513–1577), a jurist, diplomat, and secretary of state, declared in De Republica Anglorum (1583; On the commonwealth of the English) that Parliament was "the most high and absolute power in the realm." At the same time Smith was a vigorous defender of the royal extra-parliamentary prerogative.

With the advent of the first two Stuart kings (James I, ruled 1603–1625; Charles I, ruled 1625–1649) the crown adopted the theory of the divine right of kings and asserted royal authority over Parliament. At the same time the common lawyers claimed the supremacy of immemorial customary law. Their leader was Sir Edward Coke (1552–1634), who, after his dismissal as chief justice of the King's Bench in 1616, became a member of the Commons and a defender of parliamentary privilege. As a judge he was even prepared to disallow a statute if, in his view, it contravened common law. After governing without Parliament for eleven years, Charles I gradually yielded ground and agreed to such measures as the attainder and execution of his first minister and the abolition of the conciliar courts established under the Tudors as rivals of the common law courts.

Just before the outbreak of civil war in 1642, Parliament presented the king with nineteen propositions further restricting his rule. In reply moderate advisers of the king made the tactical error of admitting that the constitution was indeed a mixed one, and that the Lords and Commons held coordinate, instead of subordinate, power with the crown. For its part Parliament did not try to depose the king at this point but tried to attract moderate opinion by asserting a difference between the office and person of the king and its right to exercise the former while he remained under the influence of socalled "malignants." After the civil wars Charles I was tried and executed. England became a republic while a series of constitutional experiments were attempted under the aegis of the parliamentary general, Oliver Cromwell (1599–1658). There were even some radical proposals, never implemented, to create manhood suffrage and annual parliaments.

The civil wars were accompanied by a vast polemical literature supporting the royal and parliamentary causes. A more detached commentary on the constitution was written by an obscure Wiltshire clergyman, Philip Hunton (c. 1604–1682). His Treatise of Monarchy (1643) favored Parliament while treating the crown with respect. Established by a fundamental contract, the constitution of England was a mixed monarchy wherein the king controlled the executive while king, Lords, and Commons shared legislative power. In a mixed monarchy the ruler was limited by definition, but a limited monarchy need not be mixed if the contract gave authority to the crown alone but limited it by fundamental laws. Since Charles I had invaded the rights of the two houses, Parliament was acting in defense of the constitution, but there could be no superior tribunal to judge the king, else England would not be a monarchy at all. Despite its moderate tone, A Treatise of Monarchy provoked much royalist criticism and was republished during the political troubles of Charles II (ruled 1660–1685).

Under the Restoration the constitution resumed the forms it had taken before the civil wars, including some of the concessions made by Charles I. The struggle to exclude from the succession the king's Roman Catholic brother, the future James II (ruled 1685–1688), stimulated the composition of two works that were later assumed to justify the socalled Glorious Revolution of 1688: Discourses concerning Government (first published 1698) by the republican statesman Algernon Sidney (1622–1683) and Two Treatises of Government (1690) by the physician and philosopher John Locke (1632–1704). Sidney, who was well-read in the resistance literature of the French Wars of Religion, popularized the so-called "Gothic" theory of ancient European institutions, based on Hotman's idea in Fran-cogallia that the Germanic tribes invading the Roman empire had brought with them admirable constitutions. Locke based his political theory on the protection of indefeasible individual rights of life, liberty, and property enjoyed in a sociable but inconvenient state of nature. By an original contract individuals had set up a community in which the majority were empowered to set up a form of government. The outcome was rather similar to Hunton's constitutionalism, since power was divided between an executive and a shared legislature. Locke added a third element, the "federative," by which he meant power to protect the state against external enemies. The community had no right to resist the established powers, but if the government collapsed through its own divisions, society had a constituent right to set up a new regime.

The final element in early modern constitutionalism was the separation of powers doctrine, hinted at but not developed by Hunton, Locke, and others. It was defined by Charles-Louis de Secondat, baron de Montesquieu (1689–1755) in the eleventh book of his De l'esprit des lois (1748; Spirit of the laws). To complete the system of checks and balances Montesquieu added the judicial element to the legislative and executive, thus incorporating the shade of the English common law myth. He also repeated the legend of the Gothic constitution, declaring that the origin of the most satisfactory kind of government was to be found in the forests of Germany. Although seen by some as conservative and aristocratic, Montesquieu's theory was to influence the written constitutions of the American and French Revolutions.

Bibliography

Primary Sources

Elton, G. R., ed. The Tudor Constitution: Documents and Commentary. 2nd ed. Cambridge, U.K., 1982.

Hotman, François. Francogallia. Edited by Ralph E. Giesey. Translated by J. H. M. Salmon. Cambridge, U.K., 1972. With commentary by the editors.

Kenyon, J. P., ed. The Stuart Constitution: Documents and Commentary. 2nd ed. Cambridge, U.K., and New York, 1986.

Locke, John. Two Treatises of Government. Edited by Peter Laslett. Cambridge, U.K., and New York, 1988. With commentary by the editor.

Montesquieu, Charles-Louis de Secondat, baron de. The Spirit of the Laws. Translated by Thomas Nugent. New York, 1949.

Seyssel, Claude de. The Monarchy of France. Translated by J. H. Hexter. Edited by Donald R. Kelley. New Haven, 1981.

Secondary Sources

Church, William Farr. Constitutional Thought in Sixteenth-Century France: A Study in the Evolution of Ideas. New York, 1941.

Dufour, Alfred. "Pufendorf." In The Cambridge History of Political Thought, 1450–1700. Edited by J. H. Burns. Cambridge, U.K., 1991.

Friedrich, Carl J. Constitutional Government and Democracy: Theory and Practice in Europe and America. Boston, 1941.

Lloyd, Howell A. "Constitutionalism." In The Cambridge History of Political Thought, 1450–1700. Edited by J. H. Burns. Cambridge, U.K., 1991.

Mc Ilwain, Charles Howard. Constitutionalism: Ancient and Modern. Rev. ed. Ithaca, N.Y., 1958.

Pocock, J. G. A. The Ancient Constitution and the Feudal Law: A Study of English Historical Thought in the Seventeenth Century. 2nd ed. Cambridge, U.K., and New York, 1987.

Scott, Jonathan. England's Troubles: Seventeenth-Century English Political Instability in European Context. Cambridge, U.K., and New York, 2000.

Shklar, Judith N. Montesquieu. Oxford, 1987.

—J. H. M. SALMON

Wikipedia: Constitutionalism
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Constitutionalism has a variety of meanings. Most generally, it is "a complex of ideas, attitudes, and patterns of behavior elaborating the principle that the authority of government derives from and is limited by a body of fundamental law."[1] These ideas, attitudes and patterns of behavior, according to one analyst, form "a dynamic political and historical process rather than as a static body of thought laid down in the eighteenth century."[2] A political organization is constitutional to the extent that it "contain[s] institutionalized mechanisms of power control for the protection of the interests and liberties of the citizenry, including those that may be in the minority."[3]

As described by political scientist and constitutional scholar David Fellman:

"Constitutionalism is descriptive of a complicated concept, deeply imbedded in historical experience, which subjects the officials who exercise governmental powers to the limitations of a higher law. Constitutionalism proclaims the desirability of the rule of law as opposed to rule by the arbitrary judgment or mere fiat of public officials…. Throughout the literature dealing with modern public law and the foundations of statecraft the central element of the concept of constitutionalism is that in political society government officials are not free to do anything they please in any manner they choose; they are bound to observe both the limitations on power and the procedures which are set out in the supreme, constitutional law of the community. It may therefore be said that the touchstone of constitutionalism is the concept of limited government under a higher law."[4]

Contents

Usage

Constitutionalism has prescriptive and descriptive uses. Law professor Gerhard Casper captured this aspect of the term in noting that: "Constitutionalism has both descriptive and prescriptive connotations. Used descriptively, it refers chiefly to the historical struggle for constitutional recognition of the people's right to 'consent' and certain other rights, freedoms, and privileges…. Used prescriptively … its meaning incorporates those features of government seen as the essential elements of the … Constitution."[5]

Descriptive use

One example of constitutionalism's descriptive use is law professor Bernard Schwartz's 5 volume compilation of sources seeking to trace the origins of the Federal bill of rights.[6] Beginning with English antecedents going back to the Magna Carta (1215), Schwartz explores the presence and development of ideas of individual freedoms and privileges through colonial charters and legal understandings. Then, in carrying the story forward, he identifies revolutionary declarations and constitutions, documents and judicial decisions of the Confederation period and the formation of the federal Constitution. Finally, he turns to the debates over the federal Constitution's ratification that ultimately provided mounting pressure for a federal bill of rights. While hardly presenting a "straight-line," the account illustrates the historical struggle to recognize and enshrine constitutional rights and principles in a constitutional order.

Prescriptive use

In contrast to describing what constitutions are, a prescriptive approach addresses what a constitution should be. As presented by Canadian philosopher Wil Waluchow, constitutionalism embodies "the idea … that government can and should be legally limited in its powers, and that its authority depends on its observing these limitations. This idea brings with it a host of vexing questions of interest not only to legal scholars, but to anyone keen to explore the legal and philosophical foundations of the state."[7] One example of this prescriptive approach was the project of the National Municipal League[8] to develop a "Model State Constitution."

Authority of government

Whether reflecting a descriptive or prescriptive focus, treatments of the concept of constitutionalism all deal with the legitimacy of government. One recent assessment of American constitutionalism, for example, notes that the idea of constitutionalism serves to define what it is that "grants and guides the legitimate exercise of government authority."[9] Similarly, historian Gordon S. Wood described this American constitutionalism as "advanced thinking" on the nature of constitutions in which the a constitution was conceived to be "a 'sett of fundamental rules by which even the supreme power of the state shall be governed.'"[10] Ultimately, American constitutionalism came to rest on the collective sovereignty of the people - the source that legitimated American governments.

Fundamental law empowering and limiting government

One of the most salient features of constitutionalism is that it describes and prescribes both the source and the limits of government power. William H. Hamilton has captured this dual aspect by noting that constitutionalism "is the name given to the trust which men repose in the power of words engrossed on parchment to keep a government in order."[11]

Constitutionalism vs. constitutional questions

The study of constitutions is not necessarily synonymous with the study of constitutionalism. Although frequently conflated, there are crucial differences. A discussion of this difference appears in legal historian Christian G. Fritz's American Sovereigns: The People and America's Constitutional Tradition Before the Civil War,[12] a study of the early history of American constitutionalism. Fritz notes that an analyst could approach the study of historic events focusing on issues that entailed "constitutional questions" and that this differs from a focus that involves "questions of constitutionalism."[13] Constitutional questions involve the analyst in examining how the constitution was interpreted and applied to distribute power and authority as the new nation struggled with problems of war and peace, taxation and representation.

However,

"[t]hese political and constitutional controversies also posed questions of constitutionalism – how to identify the collective sovereign, what powers the sovereign possessed, and how one recognized when that sovereign acted. Unlike constitutional questions, questions of constitutionalism could not be answered by reference to given constitutional text or even judicial opinions. Rather, they were open-ended questions drawing upon competing views Americans developed after Independence about the sovereignty of the people and the ongoing role of the people to monitor the constitutional order that rested on their sovereign authority."[13]

A similar distinction was drawn by British constitutional scholar A.V. Dicey in assessing Britain's unwritten constitution. Dicey noted a difference between the "conventions of the constitution" and the "law of the constitution." The "essential distinction" between the two concepts was that the Law of the Constitution was made up of "rules enforced or recognised by the Courts," making up "a body of 'laws' in the proper sense of that term." In contrast, the Conventions of the Constitution consisted "of customs, practices, maxims, or precepts which are not enforced or recognised by the Courts" yet they "make up a body not of laws, but of constitutional or political ethics."[14]

Examples

Descriptive use

Used descriptively, the concept of constitutionalism can refer chiefly to the historical struggle for constitutional recognition of the people's right to "consent" and certain other rights, freedoms, and privileges.[15]

United States

In U.S. History, constitutionalism—in both its descriptive and prescriptive sense—has traditionally focused on the federal Constitution. Indeed, a routine assumption of many scholars has been that understanding "American constitutionalism" necessarily entails the thought that went into the drafting of the federal Constitution and the American experience with that constitution since its ratification in 1789.[16]

In point of fact, there is a rich tradition of state constitutionalism that offers broader insight into constitutionalism in the United States.[17] While state constitutions and the federal Constitution operate differently as a function of federalism—the coexistence and interplay of governments at both a national and state level—they all rest on a shared assumption that their legitimacy comes from the sovereign authority of the people or Popular sovereignty. This underlying premise—embraced by the American revolutionaries with the Declaration of Independence—unites the American constitutional tradition.[18] Both the experience with state constitutions before—and after—the federal Constitution as well as the emergence and operation of the federal Constitution reflect an on-going struggle over the idea that all governments in America rested on the sovereignty of the people for their legitimacy.[19]

United Kingdom

The United Kingdom is perhaps the best instance of constitutionalism in a country that does not have a written constitution. A variety of developments in seventeenth-century England, including "the protracted struggle for power between king and Parliament was accompanied by an efflorescence of political ideas in which the concept of countervailing powers was clearly defined,"[20] led to a well-developed polity with multiple governmental and private institutions that counter the power of the state.[21]

Polish–Lithuanian Commonwealth

From the mid-sixteenth to the late eighteenth century, the Polish–Lithuanian Commonwealth utilized the liberum veto, a form of unanimity voting rule, in its parliamentary deliberations. The "principle of liberum veto played an important role in [the] emergence of the unique Polish form of constitutionalism." This constraint on the powers of the monarch were significant in making the "[r]ule of law, religious tolerance and limited constitutional government ... the norm in Poland in times when the rest of Europe was being devastated by religious hatred and despotism."[22]

Prescriptive use

The prescriptive approach to constitutionalism addresses what a constitution should be. Two observations might be offered about its prescriptive use.

  • There is often confusion in equating the presence of a written constitution with the conclusion that a state or polity is one based upon constitutionalism. As noted by David Fellman constitutionalism "should not be taken to mean that if a state has a constitution, it is necessarily committed to the idea of constitutionalism. In a very real sense… every state may be said to have a constitution, since every state has institutions which are at the very least expected to be permanent, and every state has established ways of doing things." But even with a "formal written document labelled [sic] 'constitution' which includes the provisions customarily found in such a document, it does not follow that it is committed to constitutionalism…."[23]
  • Often the word "constitutionalism" is used in a rhetorical sense – as a political argument that equates the views of the speaker or writer with a preferred view of the constitution. For instance, University of Maryland Constitutional History Professor Herman Belz's critical assessment of expansive constitutional construction notes that "constitutionalism . . . ought to be recognized as a distinctive ideology and approach to political life…. Constitutionalism not only establishes the institutional and intellectual framework, but it also supplies much of the rhetorical currency with which political transactions are carried on."[24] Similarly, Georgetown University Law Center Professor Louis Michael Seidman noted as well the confluence of political rhetoric with arguments supposedly rooted in constitutionalism. In assessing the "meaning that critical scholars attributed to constitutional law in the late twentieth century," Professor Seidman notes a "new order ... characterized most prominently by extremely aggressive use of legal argument and rhetoric" and as a result "powerful legal actors are willing to advance arguments previously thought out-of-bounds. They have, in short, used legal reasoning to do exactly what crits claim legal reasoning always does - put the lipstick of disinterested constitutionalism on the pig of raw politics."[25]

United States

Starting with the proposition that "'Constitutionalism' refers to the position or practice that government be limited by a constitution, usually written," analysts take a variety of positions on what the constitution means. For instance, they describe the document as a document that may specify its relation to statutes, treaties, executive and judicial actions, and the constitutions or laws of regional jurisdictions. This prescriptive use of Constitutionalism is also concerned with the principles of constitutional design, which includes the principle that the field of public action be partitioned between delegated powers to the government and the rights of individuals, each of which is a restriction of the other, and that no powers be delegated that are beyond the competence of government.[26]

Polish–Lithuanian Commonwealth

The Constitution of May 3, 1791 is generally recognized as Europe's first and the world's second modern codified national constitution, following the 1787–90 ratification of the United States Constitution. It was in effect for only a year. The May 3rd Constitution was designed to redress long-standing political defects of the Polish–Lithuanian Commonwealth and its traditional system of "Golden Liberty". The Constitution introduced political equality between townspeople and nobility (szlachta) and placed the peasants under the protection of the government, thus mitigating the worst abuses of serfdom.[citation needed]

United Kingdom

Constitutionalist was also a label used by some Independent candidates in UK general elections in the early 1920s. Most of the candidates were former Liberal Party members, and many of them joined the Conservative Party soon after being elected. The best known Constitutionalist candidate was Winston Churchill in the 1924 UK general election.[citation needed]

Dominican Republic

After the democratically elected government of president Juan Bosch in the Dominican Republic was deposed, the Constitutionalist movement was born in the country. As opposed to said movement, the Anticonstitutionalist movement was also born. Juan Bosch had to depart to Puerto Rico after he was deposed. His first leader was Colonel Rafael Tomás Fernández Domínguez, and he wanted Bosch to come back to power once again. Colonel Fernández Domínguez was exiled to Puerto Rico where Bosch was. The Constitutionalists had a new leader: Colonel Francisco Alberto Caamaño Deñó.[citation needed]

See also

References

  1. ^ Don E. Fehrenbacher, Constitutions and Constitutionalism in the Slaveholding South (University of Georgia Press, 1989) at p. 1. ISBN 978-0820311197.
  2. ^ Stephen M. Griffin, "American Constitutionalism: From Theory to Politics" (Princeton University Press, 1996) at p. 5. ISBN 9780691034041.
  3. ^ Gordon, Scott (1999). Controlling the State: Constitutionalism from Ancient Athens to Today. Harvard University Press. p. 4. ISBN 0674169875. 
  4. ^ Philip P. Wiener, ed., "Dictionary of the History of Ideas: Studies of Selected Pivotal Ideas", (David Fellman, "Constitutionalism"), vol 1, p. 485, 491-92 (1973-74) ("Whatever particular form of government a constitution delineates, however, it serves as the keystone of the arch of constitutionalism, except in those countries whose written constitutions are mere sham. Constitutionalism as a theory and in practice stands for the principle that there are—in a properly governed state—limitations upon those who exercise the powers of government, and that these limitations are spelled out in a body of higher law which is enforceable in a variety of ways, political and judicial. This is by no means a modern idea, for the concept of a higher law which spells out the basic norms of a political society is as old as Western civilization. That there are standards of rightness which transcend and control public officials, even current popular majorities, represents a critically significant element of man's endless quest for the good life.")
  5. ^ Leonard Levy, ed., Encyclopedia of the American Constitution, (Gerhard Casper, "Constitutionalism"), vol 2, p. 473, 473 (1986) ISBN 9780028648804.
  6. ^ Bernard Schwartz, The Roots of the Bill of Rights (5 vols., Chelsea House Publisher, 1980) [ISBN 9780877542070].
  7. ^ Stanford Encyclopedia of Philosophy, Wil Waluchow (Constitutionalism) (Intro Jan 2001 (revised Feb 20, 2007).
  8. ^ Frank Mann Stewart, A Half Century of Municipal Reform: A History of the National Municipal League Ch.2 (Univ. of Califonria Press, 1950).
  9. ^ Christian G. Fritz, American Sovereigns: The People and America's Constitutional Tradition Before the Civil War (Cambridge University Press, 2008) at p. 1 [ISBN 978-0-521-88188-3.
  10. ^ Gordon S. Wood, The Creation of the American Republic, 1770-1787 (W.W.Norton & Co. 1969) at p. 268 [ISBN 0-393-31040] (quoting Demophilus, Genuine Principles, at p. 4> (Demophilus [George Bryan?]: the Genuine Principles of the Ancient Saxon, Or English [,] Constitution).
  11. ^ Walton H. Hamilton, Constitutionalism. in Edwin R.A. Seligman et al. (eds) Encyclopedia of the Social Sciences (New York: Macmillian 1931) at p. 255.
  12. ^ (Cambridge University Press, 2008).
  13. ^ a b Christian G. Fritz, American Sovereigns: The People and America's Constitutional Tradition Before the Civil War (Cambridge University Press, 2008) at p. 6 [ISBN 978-0-521-88188-3.
  14. ^ Dicey, A.V., Introduction to the Study of the Law of the Constitution, 8th ed. (London: Macmillan 1914) (Part III: The Connection between the law of he constitution and the conventions of the constitution; Ch 14.
  15. ^ Leonard Levy, ed., Encyclopedia of the American Constitution, (Gerhard Casper, "Constitutionalism"), vol 2, p. 473, 473 (1986) ISBN 9780028648804.
  16. ^ For the assumptions by historians, political scientists, and lawyers that have contributed to a view of constitutionalism essentially connected and confined to the U.S. Constitution, see Christian G. Fritz, "Fallacies of American Constitutionalism ," 35 Rutgers Law Journal (2004), 1327-69. See also, Christian G. Fritz, American Sovereigns: The People and America's Constitutional Tradition Before the Civil War (Cambridge University Press, 2008) at p. 284 ("Invariably, the state constitutional tradition is deemed less authentic because of its departure from the federal model. This has led to the assumption that one need only study the federal Constitution to discover what American constitutionalism was then and is today.") [ISBN 978-0-521-88188-3].
  17. ^ G. Alan Tarr, Understanding State Constitutions (Princeton Univ. Press, 1998) and John J. Dinan, The American State Constitutional Tradition (Univ. Press of Kansas, 2006).
  18. ^ Paul K. Conkin, Self-Evident Truths: Being a Discourse on the Origins & Development of the First Principles of American Government—Popular Sovereignty, Natural Rights, and Balance & Separation of Powers (Indiana Univ. Press, 1974), 52 (describing "the almost unanimous acceptance of popular sovereignty at the level of abstract principle"); Edmund S. Morgan, "The Problem of Popular Sovereignty," in Aspects of American Liberty: Philosophical, Historical and Political (The American Philosophical Society, 1977), 101 (concluding the American Revolution "confirmed and completed the subordination of government to the will of the people"); Willi Paul Adams, The First American Constitutions: Republican Ideology and the Making of the State Constitutions in the Revolutionary Era (University of North Carolina Press, 1980), 137 (asserting that statements of the "principle" of the people's sovereignty "expressed the very heart of the consensus among the victors of 1776").
  19. ^ Christian G. Fritz, American Sovereigns: The People and America's Constitutional Tradition Before the Civil War (Cambridge University Press, 2008) at p. 284 (Observing that from the Revolutionary era to the period before the Civil War "Americans continued to wrestle with what it meant that their national as well as state governments rested on the sovereignty of the people") [ISBN 978-0-521-88188-3].
  20. ^ Gordon, Scott (1999). Controlling the State: Constitutionalism from Ancient Athens to Today. Harvard University Press. pp. 5, 226, 223–283, 327–357. ISBN 0674169875. 
  21. ^ Bagehot, Walter (1867). The English Constitution. Chapman and Hall. pp. 2, 348. http://books.google.com/books?id=3g0QAAAAYAAJ.  (Bagehot noted his intent to correct mistaken views of the British constitution, including whether the constitution was "laid down as a principle of the English polity, that in it the legislative, the executive, and the judicial powers, are quite divided….” )
  22. ^ Rohac, Dalibor (June 2008). "The unanimity rule and religious fractionalisation in the Polish-Lithuanian Republic". Constitutional Political Economy (Springer) 19 (2): 111-128. doi:10.1007/s10602-008-9037-5. https://commerce.metapress.com/content/40r31j160tm4403t/resource-secured/?target=fulltext.pdf&sid=rf15cu2v1gi4k355lirb0dyn&sh=www.springerlink.com. Retrieved 2009-05-18. 
  23. ^ Philip P. Wiener, ed., "Dictionary of the History of Ideas: Studies of Selected Pivotal Ideas", (David Fellman, "Constitutionalism"), vol 1, p. 485 (1973-74).
  24. ^ Herman Belz, "A Living Constitution or Fundamental Law? American Constitutionalism in Historical Perspective" (Rowman & Littlefield Publishers, Inc. 1998) at pp. 148-49 (Belz further argues: "Constitutionalism shapes political life in a variety of ways. Constitutional principles can become matters of commitment and belief possessing intrinsic value that motivate political action. . . . When citizens and governing officials internalize constitutional values, acting out of fidelity to law rather than expediency, constitutionalism gives direction to political life. Constitutionalism has a configurative effect also in providing the forms, rhetoric, and symbols by which politics is carried on. Political groups and individuals ordinarily try to choose courses of action that are consistent with or required by the Constitution. They do so not because they are in each instance committed to the constitutional principle or value at issue . . . [but] because they know that the public takes the Constitution seriously, believing that it embodies fundamental values and formal procedures that are the touchstone of political legitimacy. In American politics the Constitution is a justifying concept, and groups that invoke constitutional arguments do so, from their own perspective perhaps and in an immediate sense, instrumentally. Considered from an external and long-range view in relation to the polity as a whole, however, reliance on constitutional principles and rules is normative and noninstrumental. In this way constitutionalism shapes political events") ISBN 9780847686438.
  25. ^ Louis Michael Seidman, "Critical Constitutionalism Now", 75 Fordham Law Review 575, 586 (Nov. 2006).
  26. ^ James Madison, in his remarks introducing the Bill of Rights, 8 June 1789, Annals 1:424-50. Link

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