In broad terms, empiricism is the view that experience is the most important or even the only source of knowledge or sound belief. The term itself is of nineteenth-century origin, but the history of empiricism can be traced at least as far back as the ancient Greek philosopher Epicurus (341–270 B.C.E.). With the emergence of Christian civilization, however, belief in the cognitive importance of the senses was no more encouraged than was the pursuit of their pleasures. The Greek philosopher who seemed most consistent with religious belief was Plato, who thought that we needed to escape from the senses in order to achieve true knowledge or, for that matter, happiness. Though it was Aristotle who became "the Philosopher" in the medieval universities and monastic institutions, the empiricist strands in Aristotle's thought were not taken up in any systematic way. One of the best known empiricist maxims, Nihil est in intellectu quod non fuerit prius in sensu ('There is nothing in the mind that was not previously in the senses') seems to have been first stated by the great medieval Aristotelian and theologian Thomas Aquinas (1224/1225–1274). But empiricism formed no part of his enterprise of reconciling revealed religion with an Aristotelian philosophy.
At the beginning of the early modern period empiricism was not generally regarded as an intellectually defensible position. The word empiric, indeed, was used as a term of abuse, one that referred particularly to quack doctors who rejected the medical orthodoxies of their day, preferring remedies that they claimed worked in experience. While it was acknowledged that everyone has to rely, to some extent, on their sense experiences, many philosophers believed that humans have a faculty of reason that enables them to avoid the errors of the senses. Well into the early modern period the prevalent theories of knowledge and the sciences were ones that have appropriately been called "rationalist" to reflect their stress on reason and abstract argument.
These "rationalist" philosophers were sometimes important figures in the history of the mathematical sciences. This was true of the French philosopher René Descartes (1596–1650), whose view that the essence of matter consists of its geometrical properties was highly influential in the late seventeenth and early eighteenth centuries. The German philosopher Gottfried Wilhelm Leibniz (1646–1716), co-inventor of the differential calculus, could also be counted among the "rationalists." Leibniz accepted that animals learn from experience but thought that the "simple empiric" was no better than they were, insofar as he did not use his reason. For Leibniz, as for many "rationalist" philosophers, reason was the "divine spark" in humankind that set it apart from the rest of creation as capable of knowing the truths not only of mathematics but of morality and religion.
Empiricism was not an organized philosophical point of view at the beginning of the early modern period. It seems remarkable indeed that it developed at all, given the religiously motivated bias and the intellectual contempt felt for it. Yet not only did it develop, but by the eighteenth century it had become and was to remain the most widely accepted philosophy of the sciences.
Francis Bacon and His Influence
The first early modern defender of what would now be called an organized "empiricism" was the English statesman and philosopher Francis Bacon (1561–1626). Bacon maintained that the true philosopher should be neither an empiricist nor a rationalist. The empiricist, he complained, is like an ant that collects much of value but does not put it into a coherent system. The rationalist, on the other hand, was like a spider, who spun wonderful constructions from within itself but whose thoughts did not connect with external reality. The true philosopher, Bacon wrote, should be like the bee that both collects much of value and puts it into an organized system.
What Bacon proposed were empirical methods of "induction," the process of arguing from a collection of instances of a phenomenon to a general conclusion. In his Novum Organum of 1620, Bacon already went beyond the method Leibniz was to dismiss as that of the "simple empiric," who notices resemblances between sequences of events (for instance, thunder repeatedly followed by rain) and arrives at a general conclusion on that basis (for instance, that thunder causes rain). Bacon stressed the importance of observing differences as well as similarities between sequences of events.
Bacon's view of science was in many ways ahead of his time, for his critical empiricism was combined with the view that knowledge would gradually increase and that its pursuit should be cooperative and free of sectarianism. His ideas were taken up by some of the founders of the Royal Society in England, such as Robert Boyle (1627–1691), who is sometimes called "the founder of modern chemistry," and Robert Hooke (1635–1703). Indeed the very aims of the Royal Society as articulated by its first secretary, Henry Oldenburg, sound highly Baconian, especially in their opposition to mere speculation and commitment to exact observations and experiments. The achievements of the great English physicist Isaac Newton (1642–1727) added to the prestige not only of the Royal Society but also of the new "experimental philosophy" with which he was associated.
Bacon had an immense influence on the self-perception of British scientists well into the nineteenth century, and he was also held in wide esteem elsewhere in Europe, for instance by the editors of the Encyclopédie (1751–1765). In his Discours préliminaire (1751; Preliminary discourse) to the Encyclopédie, Jean Le Rond d'Alembert (1717–1783), an editor and leading contributor of scientific articles, referred to Bacon as the virtual founder of an experimental natural philosophy, and the Encyclopédie as a whole followed Bacon's tripartite scheme of knowledge.
Empiricism was revived, to some extent independently, by Bacon's younger French contemporary, Pierre Gassendi (1592–1655). Like Bacon, Gassendi was dissatisfied with the philosophical systems of his day, but he sought to avoid the extreme skepticism to which others were driven. Gassendi was inspired to a constructive philosophy by his study of Epicurus, whose philosophy he modified to cut out the points of conflict with Christianity (Gassendi was a priest). Gassendi insisted that our knowledge of the world comes only from experience, and he put forward a form of atomism as a hypothesis for explaining the world. This atomism was taken up by Robert Boyle, among others, and it was important in the development of seventeenth-century science.
John Locke and His Influence
Gassendi's empiricism also influenced the English philosopher John Locke (1632–1704). In his Essay concerning Human Understanding (1690), Locke provided a sustained defense of the empiricist principle that all our ideas come from experience. Prior to Locke it was widely assumed that humans were born with an innate knowledge of certain principles, for instance of right and wrong. His critique of such innate principles was particularly valued as a corrective to the kind of dogmatism that had tended to prevail in moral and religious matters.
The empiricism of Locke was criticized from two different quarters, from followers who thought he had not gone far enough and from critics who thought he had gone too far. To some of his followers the Essay, although it seemed to point in the right direction, was not empirical enough. Locke had included a "rationalist" defense of moral truths and of the existence of God, for instance, claiming for them the kind of knowledge reserved for mathematics. He also, against empiricist principles, allowed that the mind was capable of forming abstract general ideas. To some of his empiricist successors this seemed to reinstate some of the metaphysical abstractions Locke's method and principles had managed to exclude. The Irish freethinker John Toland (1670–1722), for instance, attacked those mathematicians who turned to metaphysics in proposing such concepts as absolute space and time. For Toland the concept of a soul as an immaterial substance was another such untenable abstraction. Toland's radical interpretation of Locke brought out the natural association of empiricism with materialism. Locke sought to dissociate himself from Toland, but he was not entirely able to do so.
Locke was by some measures the most influential philosopher of the eighteenth century, at any rate in Britain and France. There was some controversy between those who supported an empiricism like Locke's and those who favored the more rationalist philosophies of Leibniz or the French priest Nicolas Malebranche (1638–1715). But for many the decision was not whether to be for or against Locke, but whether to support a more radical or a more conservative interpretation of his empiricism.
The more radical reading of Locke became very influential in France, where skepticism and materialism were attractive to a number of intellectuals or philosophes, as they were called. These included the aristocratic Voltaire (1694–1778), who was noted for his hostility to the ecclesiastical establishment and for his slogan Écrasez l'infâme! ('Crush the infamous thing!'). In his Lettres philosophiques (1734; Letters on the English) Voltaire praised the new experimental method of Bacon, Locke, and Newton. This English trio was also adulated by many of those involved in the Encyclopédie project. The chief editor, Denis Diderot (1713–1784), was a freethinking empiricist and materialist.
Most British philosophers who followed Locke sought to interpret or modify his philosophy so that it would be compatible with religious belief. This was true of the Irish clergyman George Berkeley (1685–1753), who argued, in effect, that a more consistent empiricism than Locke's would undermine materialism. Berkeley argued that there were no "abstract general ideas," as Locke had allowed, but that the ideas we have are always particular. The concept of "matter" was a scholastic abstraction that was not needed in order to make sense of our experience. Berkeley's conclusion that the only substances in the world were God and spirits like ourselves was generally thought to be unbelievable. His analysis of the mathematical sciences foreshadows the "instrumentalism" common in twentieth century philosophies of physics. He allowed abstractions like "force" and "gravity" into theoretical formulae that were useful for making predictions, even though he did not think it should be supposed that anything answering to these abstractions exists in reality.
Berkeley's philosophy of the mathematical sciences was hardly acknowledged in the eighteenth century. This is surprising in view of the complaint, commonly made against empiricism, that it fails to do justice to the mathematical sciences. On an empiricist account, mathematical truths are only truths about the necessary relations between our ideas and not substantial truths about the world. Empiricism seemed for this reason an unsuccessful philosophy. The great German philosopher Immanuel Kant (1724–1804) accepted that our ideas arise in experience and that most of our knowledge is based on our senses. In his Kritik der reinen Vernunft (1781; Critique of pure reason), however, he argued that the truths of arithmetic and geometry were both necessary and substantial truths about the world, although empiricism cannot strictly allow them. Kant left a highly influential legacy of criticism of empiricism to subsequent philosophy.
The Extreme Empiricism of David Hume
The empiricist philosopher to whom Kant was responding in his first Critique was the Scottish skeptic David Hume (1711–1776). Hume is generally regarded as the most thoroughgoing defender of empiricism and critic of abstract metaphysics of the early modern period. He accepted Berkeley's argument that we have no reason to believe in "material substances" that exist independently of our senses. But similar arguments, he thought, also brought into question the spiritual substances to which Berkeley gave pride of place. All we actually experience, according to Hume, are fleeting impressions. We are not strictly aware of the self. Hume's empiricism thus led him even further than Berkeley had gone from a commonsense position, though he sought to save the situation by arguing that we are bound to hold beliefs that are not strictly warranted by experience.
Hume claimed that he was extending the same experimental method to the sciences of human nature that Newton had shown to be so fruitful in natural philosophy. There is some dispute about how to interpret his deeply probing arguments. On the one hand, his empiricism seemed to lead him to undermine the fundamental principles of scientific inquiry. For instance, it is fundamental to empirical science to be able to assume that the future will be like the past—that we learn things from experience (such as that food nourishes us) and thus gain knowledge of the future or at least very strong grounds for belief about it. But what is the rational basis for such an assumption? An empiricist has to say that it is based on experience. But this simply begs the question. For it does not follow that, just because past experience has been a good guide to the future, it will continue to be reliable. Thus a rigorous empiricism, far from underpinning a scientific philosophy, appears to actually undermine it. Put another way, a rigorous empiricism appears to lead to skepticism. And this was an important part of Hume's legacy. At the same time Hume himself offered a way of avoiding a skeptical conclusion, maintaining that we are so constituted that we are bound to expect the future to be like the past. He even suggested, though perhaps not seriously, that nature was guiding us to the truth.
During the early modern period empiricism, despite the difficulties it entailed, gradually became the dominant theory of scientific rationality. The increased status of empirical science meant that philosophers began to frame their arguments in new ways. For instance, philosophers in the seventeenth century did not generally base their arguments for the existence of God or the immortality of the soul on experience. This was partly because they wished their conclusions to be demonstrated and not merely accepted as hypotheses. In the eighteenth century it became commonplace to accept that the existence of God was at best probable. The arguments for it were based on experience—in particular the experience of order in the universe, from which it was widely thought to be possible to infer the existence of an intelligent designer. These empirical arguments were increasingly favored by theologians. Hume himself took them seriously and examined them critically in his Dialogues concerning Natural Religion (1779). He suggested, however, that there were other, less obvious but equally plausible hypotheses that could be advanced to explain the evidence of order than the hypothesis of an intelligent creator.
A common commitment to empiricism did not lead everyone to the same conclusions, but it did settle the terms of debate, at least for many. One of the most widely read works of fiction of the eighteenth century was Voltaire's Candide (1759), whose hero perseveres in his "optimistic" belief that God has created the best of all possible worlds despite all the terrible misfortunes that befall him and those around him. In the book, Candide has been taught some theoretical basis (which he has forgotten) for his optimism by the German rationalist Pangloss. To those whose sympathies were on the side of Pangloss and who believed in a perfect providence, Candide would have been regarded as in very poor taste. It succeeded as a satire partly because the sympathies of enough readers were on the side of the author with regard to the existence, as an empirical fact, of massive unjustifiable evil in the world.
Bibliography
Primary Sources
Alembert, Jean Le Rond d'. Preliminary Discourse to the Encyclopedia of Diderot. Translated by Richard N. Schwab. Indianapolis, 1963. Translation of the Discours préliminaire.
Bacon, Francis. The New Organon. Edited by Lisa Jardine and Michael Silverthorne. Cambridge, U.K., and New York, 2000. Translation of Novum Organum.
Brush, Craig B., ed. and trans. Selected Works of Pierre Gassendi. New York, 1972.
Diderot, Denis, and Jean Le Rond d'Alembert, eds. Encyclopedia: Selections. Translated by Nelly S. Hoyt and Thomas Cassirer. New York, 1965. Translation of selections from the Encyclopédie, ou dictionnaire raisonné des sciences, des arts, et des métiers.
Kant, Immanuel. Critique of Pure Reason. Paul Guyer and Allen W. Wood, eds. Cambridge, U.K., and New York, 1998. Translation of Kritik der reinen Vernunft.
Taylor, Richard, ed. The Empiricists. Garden City, N.Y., 1961. Includes an abridged version of John Locke's Essay concerning Human Understanding, George Berkeley's Treatise concerning the Principles of Human Knowledge, and David Hume's Enquiry concerning Human Understanding and Dialogues concerning Natural Religion.
Voltaire (François-Marie Arouet). Candide, or, Optimism: A Fresh Translation, Backgrounds, Criticism. Edited by Robert M. Adams. 2nd ed. New York, 1991. Translation of Candide, ou, Optimisme.
——. Letters Concerning the English Nation. Edited by Nicholas Cronk. Oxford and New York, 1994. Translation of part of his Lettres philosophiques.
Secondary Sources
Brown, Stuart, ed. British Philosophy and the Age of Enlightenment. Routledge History of Philosophy, vol. 5. London and New York, 1996. Provides chapters on most of the empiricist philosophers of the early modern period.
Cottingham, John. Rationalism. Edited by Justin Wintle. London, 1984. Puts empiricism in the context of the rationalist philosophers, their criticisms, and alternatives.
Garrett, Don, and Edward Barnabell, eds. Encyclopedia of Empiricism. Westport, Conn., 1997. The definitive reference work on this topic.
—STUART BROWN