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feudalism

 
Dictionary: feu·dal·ism   (fyūd'l-ĭz'əm) pronunciation
n.
  1. A political and economic system of Europe from the 9th to about the 15th century, based on the holding of all land in fief or fee and the resulting relation of lord to vassal and characterized by homage, legal and military service of tenants, and forfeiture.
  2. A political, economic, or social order resembling this medieval system.
feudalist feu'dal·ist n.
feudalistic feu'dal·is'tic adj.

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Geography Dictionary: feudalism
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A system, common in Europe in the Middle Ages, where access to farm land was gained by service to the owner: the feudal lord. Initially, no money was involved in transactions between the serf and the lord, although the payment of cash in lieu of service became common in the later Middle Ages.

Political Dictionary: feudalism
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Feudalism was a system of society in which vassals acknowledged and fought for a lord in return for his protection for their persons and land tenure. The lord in turn paid allegiance to a king in return for his granting of their status, though this was very often a disputed relationship. Feudalism was thus a comprehensive social system which defined authority and property rights. It is most closely associated with France between the ninth and thirteenth centuries ad, but most parts of Europe experienced something like a feudal system at some stage of their history and there were similar social systems as far away as Japan. England was subjected to a strong version of the feudal system after the Norman invasion of 1066, but it was always opposed by and compromised with non-feudal English institutions.

In the developmental theories of history offered by Marx and others, feudalism is portrayed as a stage of history made necessary by the breakdown of the economic and military-political systems of antiquity, but itself necessarily spawning its successor, commercial capitalism.

— Lincoln Allison


Term that emerged in the 17th century that has been used to describe economic, legal, political, social, and economic relationships in the European Middle Ages. Derived from the Latin word feudum (fief) but unknown to people of the Middle Ages, the term "feudalism" has been used most broadly to refer to medieval society as a whole, and in this way may be understood as a socio-economic system that is often called manorialism. It has been used most narrowly to describe relations between lords and vassals that involve the exchange of land for military service. Feudalism in this sense is thought to have emerged in a time of political disorder in the 11th century as a means to restore order, and it was later a key element in the establishment of strong monarchies. "Feudalism" also has been applied, often inappropriately, to non-Western societies where institutions similar to those of medieval Europe are thought to have existed. The many ways "feudalism" has been used have drained it of specific meaning, however, and caused some scholars to reject it as a useful concept for understanding medieval society.

For more information on feudalism, visit Britannica.com.

British History: feudalism
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An abstract term commonly used to highlight those features believed to be characteristic of western European society during the Middle Ages. It is based on the Latin noun feudum (or feodum) which is now usually translated as ‘fief’ and understood to mean property held by a tenant in return for service. This notion of feudal tenure was used by 16th-cent. French legal historians as a key to understanding the origins of aristocratic rights in France in the centuries after the fall of Rome. In the 17th cent. Sir Henry Spelman argued that it was imported into England by the Normans. Hence Maitland's crack that it was Spelman who introduced the feudal system into England. The view that the Normans brought ‘feudalism’ to England, and that during the next two centuries French and English invaders and settlers took it to Scotland, Wales, and Ireland, remains widely held—and also widely disputed. Since it is clear that rulers before 1066 expected political and military service from their landed élites, those historians who believe that William the Conqueror feudalized England have had to define feudalism in terms of precisely those features which they believe he introduced: castles, the ‘feudal quota’, and the ‘feudal incidents’.

One problem with feudalism is that the ‘facts’ on which it is said to be based—e.g. that fiefs became hereditary in 9th-cent. France, or that William I introduced ‘feudal incidents’ and the quota—are themselves contentious. So many different definitions of feudalism have been offered—or, worse, simply assumed—that a degree of confusion has been the inevitable result. The adjective ‘feudal’ is commonly used to denote almost any social system regarded as being oppressive or backward. In these circumstances it is not surprising that some American and British medieval historians believe that both word and concept are past their sell-by date.

Feudalism was not a term used in the medieval period; but the adjective ‘feodalis’ was found in the 12th c., and the noun ‘feudum’ went back to Carolingian times. Recent research on the vocabulary and institutions regarded as feudal has revealed so wide a range of often-conflicting ideas, both among medieval people and among historians, as to lead to a call for the abandonment of the category in historical research. But there can be no justification for abandoning the study of words actually used in the medieval period. And as for ‘feudalism’, it seems better to define it clearly and continue to use it, rather than to let a term that has played so rich a part in historiographical tradition become incomprehensible to future generations.

To economic historians, feudalism is the exploitation of dependent peasants' labour by an aristocratic landowning class. To lawyers and constitutional historians, it implies the enforcement of law and exaction of taxes, not by the state, but by landowners. And to social historians, it is a system of social relations dependent on vassalage and fiefs. Because these conceptions differ so markedly, it is scarcely surprising that there has long been disagreement as to when, if ever, feudalism existed. On the other hand, though not confined to the medieval world, all three types of feudalism were found at different times and to different degrees in medieval societies. And the conceptions continue to be useful in highlighting distinctive aspects of medieval life, even if historians no longer regard any of them as either adequate or precise descriptions. Though the two great authoritative studies of the subject, Marc Bloch's La Société féodale and F. L. Ganshof's Qu'estce que la féodalité?, now seem over-schematic, they still contain material of great value. It would be unfortunate if the search for ideal categories led to the destruction of the traditional ones before better had been established.

For those interested in medieval literature, feudalism usually refers to the networks of relationships between lords and their men that flourished in the High Middle Ages, and were extensively described in the chansons de geste. In Raoul de Cambrai, for example, Raoul's acceptance of Bernier into his household and his gift of arms to the youth creates an obligation on Bernier which transcends his duty to his mother. The poem investigates the point at which the lord's ill-treatment of his man justifies the man's disloyalty, and whether the slaying of a lord by his man should be regarded as treason, even after a formal renunciation of fealty. The connection between this theme and the historical realities either of the late 12th c., when the poem was composed, or of the 10th c., when the historical Raoul de Cambrai lived, has been much debated.

Historians are hampered by a relative absence of sources in their attempts to aid literary experts on so contentious a question. Lord-man relationships, which had their roots in both the Roman and the Germanic worlds, were commonplace in the Carolingian empire. Yet they apparently acquired new vigour and definition in the later 9th and the 10th c., which saw the development of a more militarized society, of castles, and of bands of professional soldiers employed to defend great churches and comital palaces, and tied to their employers' service by bonds of vassalage. Most historians would therefore agree with Marc Bloch in seeing this as the ‘first feudal age’. But because the social ties under investigation bound laymen, they were discussed in the vernacular and not recorded. The Latin texts that survive for the period before 1200 cast only a partial and sometimes distorting light on the issue. Nevertheless, because they are all we have apart from the vernacular poems, they have to be exploited. Most of these sources fall into two categories: didactic writings by the clergy, and charters or other legal documents.

There is a famous description of the obligations of a man towards his lord in the letter written in 1020 by Bishop Fulbert of Chartres to the duke of Aquitaine (see F. Behrends (ed.), The Letters and Poems of Fulbert of Chartres (1976), no. 51). Fulbert declared that a man must not injure his lord, must keep his secrets and his castles secure, must maintain his judicial rights and all his possessions, and must not hinder him in the fulfilment of any of his plans. The bishop concluded that these somewhat negative commands should be complemented by helpful counsel and support on all occasions. And in return the lord should similarly aid his man. What he described was a bond of mutual insurance between unequals. The letter was deliberately constructed in mnemonic form, proof that its writer regarded it as of immediate relevance.

Legal records offer a rather different picture. To take one example, Norman charters show aristocrats holding castles of the duke of Normandy in return for services that, by the beginning of the 12th c., were normally restricted to castle guard, campaigning, and suit of court, but in emergencies could be far more exacting; these castellans then enfeoffed knights on much the same terms to help them fulfil their duties. This relationship has often been regarded as classically feudal—binding members of the military aristocracy, defining military obligations, involving the bestowal of a fief held contractually, and taking for granted the existence of a court for thrashing out disputes between lords and their men. But in the Anglo-Norman realm this was combined with two other features that do not fit well into the classical picture: an army that was largely composed of soldiers paid for their services (i.e. not fighting in return for fiefs); and a ruler who not only maintained tight control over his tenants-in-chief but also intervened in the affairs of their tenants. In other words, feudalism here, far from conferring state rights on landowners, offered the state an alternative means of controlling its lesser subjects.

Fulbert's letter and the Norman charters mark the two poles of feudal discourse: the one concerned essentially with personal relations based on loyalty, very loosely and rather negatively defined; the other regulated by contract and law. It used to be thought that the first was expressed by a promise of fealty, suitable for free men, while the second demanded homage and an oath of vassalage, which in origin were exacted only from the unfree, though by the High Middle Ages they had largely lost their servile connotations. The difference was, therefore, not just a matter of perception, but of legal fact. But more intensive research on the lord-man relationship in various parts of France suggests that this is something of an oversimplification. Historians have tended to regard the south as less feudalized in the 11th and 12th c. than the north. But the content of lordship depended less on the form of oath demanded (which was determined by geography and custom), than on the ability of the lord to command obedience. And the contract was not usually irrevocable: an aggrieved man normally claimed the right publicly to renounce his loyalty to his lord, provided he also gave up any benefit he had received in return.

In the later 12th and the 13th c. French feudalism became more coherent, yet less relevant to spheres of life other than politics and law. The French kings tightened vassalic discipline, not only within the royal demesne, but also over their great princes, whom they constrained to submit to the decisions of the royal court [see Monarchy]. The princes likewise attracted to their courts local lords who had hitherto preferred independence. But at the same time the fiefs of knights and lesser lords became hereditary, thus depriving great men of an element of their dominion. And local courts increasingly came under the control of local communities. With greatly improved communications, the rapid intensification of the money economy, the development of a land market, increasing reliance on mercenaries for warfare, and the declining military significance of local defences, by 1300 the conditions in which feudalism had flourished were fast disappearing. [See also Feudal Dues].

[Jean Dunbabin]

Bibliography

  • M. Bloch, La Société féodale (1939-40)
  • F. L. Ganshof, Qu'est-ce que la féodalité? (1944):
  • E. A. K. Brown, ‘The Tyranny of a Construct: Feudalism and Historians of Medieval Europe’, American Historical Review, 89 (1974), 1063-88
Archaeology Dictionary: feudalism
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A strictly hierarchical political and economic system in which land is granted in return for military or labour services.

US History Encyclopedia: Feudalism
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The origins of European feudalism are in eighth-century France, where estates were granted in exchange for military service. In England, feudalism evolved into the manorial system, in which a bound peasantry was subject to the rule of landlords. English feudalism was a system of rights and duties binding an upper class (nobility) in loyalty and responsibility to a king or lord in exchange for land (fiefs) worked by peasant labor (serfs). In exchange for their labor, peasants received the protection and rule of the landowner. This system benefited the nobility, as they essentially held public power privately, and the monarchy, to whom the nobles were bound in both civil and military capacities. The peasant class functioned as a slave labor force. Under feudalism, public authority, privilege, and power were tied to land ownership as much as lineage, and service to the state was rendered not out of duty to a throne or flag but out of individual relationships between the noble and the ruling lord.

In colonial America, feudalism began as an extension of the English manorial system. In addition to the Puritans and the Protestants, who came from England to the New World seeking religious freedom, some early colonists came to expand their estates by establishing feudal domains. While the Puritans and the Protestants established colonies in New England, the Anglicans established the proprietary colonies of Maryland, the Carolinas, and Delaware, and the Dutch brought similar systems to New Amsterdam (later New York) and New Jersey. Similar systems came to the Americas in the seigneurial system of New France (Canada) and the encomienda system of the Spanish colonies of Latin America.

The Dutch established a system of patroonship, closely resembling traditional feudalism, in which large tracts of land were granted by Holland's government to anyone bringing fifty or more settlers to the area. The settlers then became tenants subject to the landlord's rule. The system did not thrive, however, and eventually the English took over the Dutch colonies.

Proprietary colonies originally resembled the European feudal system only in part. New settlers were a mix of self-sufficient farmers who did not own their land and wealthy planters who brought serfs with them. These settlers brought feudalistic customs that strongly influenced the society, culture, and economy developing in the southern colonies, which, in true feudal style, were organized around a mercantile economy while the northern colonies slowly industrialized. Feudalism depends on plentiful free labor, and the southern colonies quickly began to rely on slavery. Despite the apparent conflict with America's emerging democracy, feudal elements such as local rule, a class system dictated by social customs, and an economy based on forced labor survived in the South well after the American Revolution (1775–1783). Slavery continued to be a linchpin of the U.S. economy until the Fourteenth Amendment ended the institution after the Civil War (1861–1865). Slavery was then replaced with sharecropping, a system in which former slaves and other poor farmers, though theoretically free, were still bound to landowners.

Bibliography

Bloch, Marc. Feudal Society: Social Classes and Political Organization. Translated by L. A. Manyon. Chicago: University of Chicago Press, 1982.

Orren, Karen. Belated Feudalism: Labor, the Law, and Liberal Development in the United States. New York: Cambridge University Press, 1991.

—Deirdre Sheets

According to the nearly unanimous consensus of Western scholars, pre - Soviet Russian scholars, and most Soviet scholars until the mid - to late - 1930s, feudalism never appeared in Russia. By the end of the 1930s, however, it became the entrenched dogma in the Soviet Union that Russia had experienced a feudal period. Post - Soviet Russian historians have been unable to rid themselves of this erroneous interpretation of their own history, in spite of Western arguments to the contrary that have been advanced since 1991.

The fundamental issue is whether the term "feudalism" has any meaning other than "agrarian regime," that is, that most of the population lives in the countryside and makes its living from farming and that most of the gross domestic product is derived from agriculture. If that is all it means, then Russia was feudal until after World War II. Most definitions of feudalism, however, involve other criteria as well, which, as defined by George Vernadsky and others, typically encompass: (1) a fusion of public and private law; (2) a dismemberment of political authority and a parcellization of sovereignty; (3) an interdependence of political and economic administration; (4) the predominance of a natural, i.e., nonmarket, economy; (5) the presence of serfdom. Presumably all of these criteria, not just one or two, should be present for there to be feudalism in a locality.

The first historian to posit the existence of feudalism in Russia was Nikolai Pavlov - Silvansky (1869-1908), who based his theory primarily on the political fragmentation of Russia from the collapse of the Kievan Russian state in 1132 to the consolidation of Russia by Moscow by the early sixteenth century. The basic problem with that thesis is that there was no serfdom until the 1450s. Moreover, there were no fiefs. In 1912 Lenin defined feudalism as "land ownership and the privileges of lords over serfs." Mikhail Pokrovsky (1868-1932) worked out a "Soviet Marxist" understanding of Russian feudalism and traced its origin and major cause (large landownership) to the thirteenth century. "Feudalism" was necessary to legitimize the October Revolution and Soviet power. According to Marx, human history went through the stages of (1) primordial/primitive communism;(2) slave - owning; (3) feudalism; (4) capitalism; (5) imperialism; (6) socialism; (7) communism. The fact that Russia in reality never experienced "stages" two through five made it difficult to claim that the October Revolution was historically inevitable and therefore legitimate. Inventing "stages" three through five was therefore politically necessary.

A major problem for the Soviets was that Russia never knew a slave - owning stage (as in Greece and Rome). This "problem" was worked out in the early 1930s by a Menshevik historian, M. M. Tsvibak (who was liquidated a few years later in the Great Purges), with the claim that Russia had bypassed the slave - owning period entirely, that feudalism arose about the same time as the Kievan Russian state during the ninth century, or even earlier. Boris Grekov, the "dean" of Soviet historians between 1930 and 1953 (he allegedly had no use for Stalin), earlier had alleged that Russia had passed through a slave - owning stage, but he took the Tsvibak position in the later 1930s, and that remained the official dogma to the end of the Soviet regime. As a result, nearly all of Russian and Ukrainian history was deemed feudal and succeeded by "capitalism" with the freeing of the serfs from seignorial control in 1861.

Bibliography

Hellie, Richard. (1971). Enserfment and Military Change in Muscovy. Chicago: University of Chicago Press.

Vernadsky, George. (1939). "Feudalism in Russia." Speculum 14:302-323.

—RICHARD HELLIE

 
Columbia Encyclopedia: feudalism
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feudalism (fyū'dəlĭzəm), form of political and social organization typical of Western Europe from the dissolution of Charlemagne's empire to the rise of the absolute monarchies. The term feudalism is derived from the Latin feodum, for "fief," and ultimately from a Germanic word meaning "cow," generalized to denote valuable movable property. Although analogous social systems have appeared in other civilizations, the feudalism of Europe in the Middle Ages remains the common model of feudal society.

Characteristics of European Feudalism

The evolution of highly diverse forms, customs, and institutions makes it almost impossible to accurately depict feudalism as a whole, but certain components of the system may be regarded as characteristic: strict division into social classes, i.e., nobility, clergy, peasantry, and, in the later Middle Ages, burgesses; private jurisdiction based on local custom; and the landholding system dependent upon the fief or fee. Feudalism was based on contracts made among nobles, and although it was intricately connected with the manorial system, it must be considered as distinct from it. Although some men held their land in alod, without obligation to any person, they were exceptions to the rule in the Middle Ages.

In an ideal feudal society (a legal fiction, most nearly realized in the Crusaders' Latin Kingdom of Jerusalem), the ownership of all land was vested in the king. Beneath him was a hierarchy of nobles, the most important nobles holding land directly from the king, and the lesser from them, down to the seigneur who held a single manor. The political economy of the system was local and agricultural, and at its base was the manorial system. Under the manorial system the peasants, laborers, or serfs, held the land they worked from the seigneur, who granted them use of the land and his protection in return for personal services (especially on the demesne, the land he retained for his own use) and for dues (especially payment in kind).

The Fief

The feudal method of holding land was by fief; the grantor of the fief was the suzerain, or overlord, and the recipient was the vassal. The fief was formally acquired following the ceremony of homage, in which the vassal, kneeling before the overlord, put his hands in those of the lord and declared himself his man, and the overlord bound himself by kissing the vassal and raising him to his feet. The vassal then swore an oath of fealty, vowing to be faithful to the overlord and to perform the acts and services due him. This formal procedure served to cement the personal relationship between lord and vassal; after the ceremony the lord invested the vassal with the fief, usually by giving him some symbol of the transferred land. Honors or rights, as well as land, could be granted as fiefs. Gradually the system of subinfeudation evolved, by which the vassal might in his turn become an overlord, granting part of his fief to one who then became vassal to him. Thus very complex relationships, based on fiefs, developed among the nobles, and the personal ties between overlords and vassals were weakened. Originally the fief had to be renewed on the death of either party. With the advent of hereditary succession and primogeniture, renewal of the fief by the heir of the deceased became customary, and little by little the fief became hereditary.

Military Service

The feudal system rested on the unsettled conditions of the times and thus on the need of the lord for armed warriors and the need of the vassal for protection. The nobility was essentially a military class, with the knight as the typical warrior. Since equipping mounted fighters was expensive, the lord could not create his armed force without the obligation of the vassal to supply a stipulated number of armed men, a number that varied from the service of the vassal himself to the service of hundreds in private armies. The gradations of nobility were, therefore, based on both military service and landholding. At the bottom of the social scale was the squire, originally the servant of the knight. Above the knight were classes that varied in different countries-counts, dukes, earls, barons, and other nobles. The vassal owed, in addition to military service, other dues and services that varied with local custom and tended to become fixed. The obligation of the overlord in the feudal contract was always the protection of the vassal.

History of Feudalism in Europe

Origins

The feudal system first appears in definite form in the Frankish lands in the 9th and 10th cent. A long dispute between scholars as to whether its institutional basis was Roman or Germanic remains somewhat inconclusive; it can safely be said that feudalism emerged from the condition of society arising from the disintegration of Roman institutions and the further disruption of Germanic inroads and settlements. Of course, the rise of feudalism in areas formerly dominated by Roman institutions meant the breakdown of central government; but in regions untouched by Roman customs the feudal system was a further step toward organization and centralization.

The system used and altered institutions then in existence. Important in an economic sense was the Roman villa, with the peculiar form of rental, the precarium, a temporary grant of land that the grantor could revoke at any time. Increasingly, the poor landholder transferred his land to a protector and received it back as a precarium, thus giving rise to the manorial system. It was also possible for the manorial system to develop from the Germanic village, as in England.

The development of fiefs was also influenced by the Roman institution of patricinium and the German institution of mundium, by which the powerful surrounded themselves with men who rendered them service, especially military service, in exchange for protection. More and more, this service-and-protection contract came to involve the granting of a beneficium, the use of land, which tended to become hereditary. Local royal officers and great landholders increased their power and forced the king to grant them rights of private justice and immunity from royal interference. By these processes feudalism became fixed in Frankish lands by the end of the 10th cent.

The church also had great influence in shaping feudalism; although the organization of the church was not feudal in character, its hierarchy somewhat paralleled the feudal hierarchy. The church owned much land, held by monasteries, by church dignitaries, and by the churches themselves. Most of this land, given by nobles as a bequest or gift, carried feudal obligations; thus clerical land, like lay land, assumed a feudal aspect, and the clergy became participants in the temporal feudal system. Many bishops and abbots were much like lay seigneurs. This feudal connection between church and state gave rise to the controversy over lay investiture.

Spread

Feudalism spread from France to Spain, Italy, and later Germany and Eastern Europe. In England the Frankish form was imposed by William I (William the Conqueror) after 1066, although most of the elements of feudalism were already present. It was extended eastward into Slavic lands to the marches (frontier provinces), which were continually battered by new invasions, and it was adopted partially in Scandinavian countries. The important features of feudalism were similar throughout, but there existed definite national differences. Feudalism continued in all parts of Europe until the end of the 14th cent.

Decline

The concentration of power in the hands of a few was always a great disruptive force in the feudal system. The rise of powerful monarchs in France, Spain, and England broke down the local organization. Another disruptive force was the increase of communication, which broke down the isolated manor, assisted the rise of towns, and facilitated the emergence of the burgess class. This process was greatly accelerated in the 14th cent. and did much to destroy the feudal classifications of society.

The system broke down gradually. It was not completely destroyed in France until the French Revolution (1789), and it persisted in Germany until 1848 and in Russia until 1917. Many relics of feudalism still persist, and its influence remains on the institutions of Western Europe.

Other Feudal Systems

Other ages and other lands have seen the development of feudal institutions. In Japan the feudal system was well ordered before the 10th cent., and it persisted with modifications until the 19th cent. (see bushido; daimyo). In other areas, as in China, where feudal practices were in existence by 1100 B.C., society became feudalistic but not precisely feudal. Feudalism in India and in the Saracen and Ottoman civilizations was in many ways analogous to Western feudalism, but it proved less durable than its European counterpart. The existence of feudalism in several civilizations has given rise to theories of feudalism as a necessary and inevitable stage of political development. Some scholars, however, consider the European feudal system a unique phenomenon.

Bibliography

See F. Pollock and F. W. Maitland, The History of English Law (2d ed. 1898, repr. 1968); R. W. Carlyle and A. J. Carlyle, A History of Medieval Political Theory in the West (6 vol., 1903-36; repr. 1962); H. Pirenne, Medieval Cities (tr. 1925, repr. 1969); J. W. Thompson, Feudal Germany (1927; repr., 2 vol., 1962); C. Stephenson, Mediaeval Feudalism (1942, repr. 1956); A. L. Poole, Obligations of Society in the XII and XIII Centuries (1946, repr. 1960); R. Coulborn, ed., Feudalism in History (1956, repr. 1965); F. L. Ganshof, Feudalism (3d Eng. ed. 1964); D. Herlihy, ed., The History of Feudalism (1970); J. R. Strayer, Feudalism (1979).


History 1450-1789: Feudalism
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Strictly speaking, feudalism refers to the medieval dependency/service relationship between lords and their vassals or to the political subordination and service of lesser lords to higher lords or princes. These medieval relationships faded in the early modern centuries as princes developed institutionally complex states and replaced unreliable feudal levies with mercenaries and, eventually, standing armies. Although the properties of lords and knights, called fiefs, often retained distinct laws that governed their transmission, feudalism in the strict sense survived only as a vestigial institution in the early modern centuries.

What most commentators and detractors called feudalism between 1500 and 1800 was technically lordship. Karl Marx and modern Marxist historians considered feudalism an oppressive economic system, a means of production. While feudalism in some settings assumed the appearances of an economic system, notably in the large noble and ecclesiastical estates of eastern Germany, Poland, Bohemia, and Hungary that were worked by serf labor, feudalism was actually a much broader institution. It was both a fiscal system for the support of the governing classes and a system of local governance. One of the oldest and most durable institutions in European history, feudalism emerged in the early medieval centuries, reproduced and reshaped itself century after century, and spread into newly colonized regions. Retaining many of its medieval features until its violent demise in the wake of major political revolutions, feudalism survived in France until the Revolution of 1789 and in much of central and eastern Europe until the Revolutions of 1848.

Feudalism in the Middle Ages

In the Middle Ages, feudalism/lordship was the institutional and territorial expression of the unlimited governing authority of lords: princes, high aristocrats, bishops, and abbots. Lords exercised governing authority by birthright or by office, and the inhabitants of the lords' domains were their subjects. Feudalism expressed itself in many institutions, which, like a fine net, covered the entire landmass of urban centers, rural villages, mountain ranges, rivers, and roads. Feudalism was a fiscal system that supported the governing class. Lords in turn assigned part of their fiscal assets to agents as remuneration for their administrative tasks and to knights for military service. The fiscal burdens of feudalism took any form deemed suitable by the lords: payments in cash, in kind, in labor services, or in military services. There were direct taxes on men and land as well as a variety of indirect taxes such as tolls on rivers or roads and taxes assessed in markets and fairs. Lords collected taxes when property changed hands, mortuary fees when old tenants died, and entrance fees when new tenants assumed possession of landholdings. There were fees for the obligatory use of feudal grain mills, grape and olive presses, and ovens.

Feudalism was also a system of local governance. All-purpose agents of the lords, such as mayors in the villages and towns, not only collected the lord's taxes but supervised the communal assembly and administered justice with the cooperation of the most notable residents. Above the mayors there were intermediate agents such as provosts, then higher officials often called bailiffs, and a corresponding hierarchy of fiscal, judicial, and administrative offices. At the apex stood the lord with his household and central administration. Although kings and princes such as dukes and counts normally had more extensive and complex lordships than bishops, abbots, barons or lesser lords, these lordships were all remarkably similar.

Regional Patterns of Feudalism

Feudalism was absolutely unassailable in law in the early modern centuries. Normally the king or prince himself was the principal lord and still derived significant revenues from his feudal holdings. Rent rolls, urban and village charters, the day-to-day administrative, fiscal, and judicial records of lords, as well as the publicly verifiable custom of the lordships were upheld in both the lowliest and the highest courts. In the fifteenth and sixteenth centuries, judicial officials of kings and princes held public inquiries and assembled written compilations of provincial customary law in France and in the western parts of the Holy Roman Empire, the Netherlands, Spain, and Italy. In Prussia, the codifications appeared later in the eighteenth century. In England, manorial records served the same purpose.

By the beginning of the early modern era, about 1450 or 1500, feudalism already had a thousand years of history behind it in the core lands of the old Roman Empire and at least two or three hundred years in the most recently settled areas. At the end of the Middle Ages there were already distinct regional patterns of feudalism, which became more pronounced between 1500 and 1800. These regional variations affected feudalism mainly as a fiscal system, while feudalism as a system of local government survived almost everywhere in Europe. The feudal systems of Europe in their fiscal expressions fell into three broad zones that extended from west to east. These regional variations were the result of differences in economic development, population density, and political organization.

The first zone included England, the Netherlands, and the lower Rhineland area of Germany as well as France, Spain, and Italy. This first zone encompassed the most densely populated, the most economically developed, and the most politically advanced areas of Europe. The customary laws viewed the holdings under the feudal authority of lords as secure, usually perpetual, tenures. Consequently, those who actually possessed the land and used it had rights tantamount to property ownership. Lords could not dismiss their tenants and confiscate their property without due cause, such as the failure to pay annual dues for a number of years, and even then only with formal judicial procedures. Likewise, once established, the regular annual feudal taxes were normally viewed as immutable. Kings, princes, and central governments generally reserved for themselves the right to assess new taxes and to increase rates. In most of this part of Europe, serfdom had largely disappeared by 1500. The most common burdens of medieval serfdom had been restrictions on transfer of tenures except in the direct line of succession (mortmain), prohibition of marriage outside the lordship, mandatory residence, and unregulated taxes and labor services. Although remnants of these practices survived here and there, they were largely governed by the provisions of customary law.

Powerful economic forces that emanated from expanding urban centers and international trade produced significant changes in property ownership and land use in this zone in the early modern era, but these changes occurred slowly at a pace measured in generations and even centuries. Nobles, well-to-do urban residents, state officials, and even prosperous peasants bought perpetual tenures near cities, in rural villages, even in remote areas with easy access to commercial routes. From piecemeal purchases of land that often stretched over generations, they assembled large farms and vineyards that produced for the expanding markets. The physical appearance of the landscape changed as consolidated capitalist farms partially replaced peasant villages. Economically, the newly created or expanded farms of the better-off classes were market-oriented, capitalist enterprises worked by tenant farmers or sharecroppers on short-term leases.

Although the new owners of former peasant lands sometimes cleared their lands of the old feudal taxes by paying for their abolition, more often than not they simply stacked short-term market leases over the perpetual tenures. The network of feudal fiscal rights assigned to landed property were so deeply imbedded in law, especially when they belonged to ecclesiastical lords, charitable organizations, or towns, that the old feudal burdens survived but took on an increasingly archaic appearance. In heavily urbanized northern Italy, the partial elimination of the perpetual tenures and the more widespread stacking of short-term renewable leases over preexisting tenures were already very advanced by 1500. Elsewhere, the changes occurred mainly between 1500 and 1750 or 1800. Roughly half the land held by peasant perpetual tenants in 1500 passed into the hands of nonpeasants by the 1780s. In England this process was called enclosure. Enclosure began in the late Middle Ages and peaked in the eighteenth century. Normally, English enclosure brought with it the elimination of the feudal fiscal rights. In the areas of England unaffected by enclosure, feudal tenures, called copyholds, survived until 1922.

The second zone encompassed the most anciently settled core lands of the Holy Roman Empire, those areas that had been settled prior to the thirteenth century, with the notable exception of the lower Rhineland (Cologne, Mainz, the Rhenish Palatinate, etc.), which belonged to the first zone. This zone included Bavaria, Württemberg, Baden, Alsace, Hesse, Brunswick, Saxony, Thuringia, and Franconia. The determining factor here was the modesty or mediocrity of any force, whether demographic, economic, or political, that could have produced significant change. Although there was a dense network of rural villages, the cities and towns were very small and quite undynamic between 1500 and 1800. Most of Germany lay well outside the major trade routes in Europe. Politically the area was fragmented into hundreds of small states.

Feudal estates here consisted of clusters of peasant villages or scattered peasant holdings subject to an array of feudal taxes. Lords rarely had directly held farms of notable size in 1500 or in 1800. The forces that partially transformed the landscape in the first zone were too weak to produce similar results here. Upper-class investors such as nobles, ecclesiastical institutions, and burghers lent money to peasant tenants and piled new rents on old feudal taxes. They even bought up feudal tenures, often by foreclosing on bad peasant debts. But they did not disturb peasant farming. Although much of the land in many peasant villages near the larger towns technically belonged to burghers who were legally the tenants, the investors almost always immediately retroceded the foreclosed lands to the existing peasant farmers. Capitalist, freestanding farms worked by tenant farmers on short-term leases were very uncommon. In the absence of strong market forces, the short-term leases or life leases that multiplied in the rebuilding of this part of Germany after the Thirty Years' War faded into perpetual arrangements by the eighteenth century. Lords were content to retain peasants to farm their tenures and pay feudal taxes generation after generation.

The third zone extended eastward along the Baltic from Denmark and Holstein through the German states of Mecklenburg, Brandenburg, and the two Pomeranias to Prussia and then south through Poland, Silesia, Bohemia, and Hungary, ending with Austria and the other possessions of the Habsburgs in the southeastern Alps. This entire zone was very lightly populated and both economically and politically underdeveloped. Central governments of kings and princes were weak, while nobles were comparatively strong and independent. Plagues and ruinous wars repeatedly devastated the fragile network of settlement in this zone between 1300 and 1700. Although the feudal practices here were the same as those in use everywhere in Europe, the whiplash effects of cyclical devastation did not allow feudalism to develop much beyond the stages characteristic of parts of western Europe in the Carolingian era of 750 to 950.

Lords in this third zone, whether princes, ecclesiastical institutions, barons, or knights, had an abundance of land but could find little peasant labor. They made heroic efforts century after century to colonize their lands, but no sooner had settlement begun to produce its first fruits than some fresh calamity undermined it. Out of necessity, lords relied primarily on their own directly held lands to support themselves. Such farms expanded between 1500 and 1800, not principally through consciously planned depopulating enclosure, but because abandoned peasant tenures and entire villages fell back into the hands of the lords. The most heavily damaged regions in the era of the Thirty Year's War, for example, lost on average half their population.

To work their directly held lands, lords in this zone hired landless day laborers as permanent staff and as temporary wage labor, and they relied on feudal labor services assessed on peasant farmers and cottagers. Normally, lords did not simply impose arbitrary labor services on their existing subjects, but rather offered lands to new colonists with labor services as a condition of tenure. With each new wave of devastation, feudal labor services became more important. To retain labor, lords also multiplied restrictions on the personal movement and land transfers of their subjects. The result was a new form of serfdom, born of insurmountable poverty and underpopulation. It was only after 1750 that the positive pull of markets for grain and livestock had much of an impact on these eastern European forms of feudalism.

Feudal Courts

Everywhere in Europe, lords retained wide rights of local jurisdiction and local governance. Although the polemical literature of the seventeenth and eighteenth centuries painted a very unflattering portrait of the feudal courts, in fact they performed indispensable services as lower courts of first instance with jurisdiction over civil and criminal affairs. They survived because the states had neither the political need to abolish them nor the revenues to replace them. From at least the sixteenth century in the more advanced states and from the seventeenth and eighteenth centuries elsewhere, the men who staffed the feudal courts were legally trained professionals who received an annual salary. The feudal courts were incorporated into the judicial hierarchy of the state with rights of appeal in western Europe by 1500 or shortly thereafter, but in Austria, Bohemia, and Brandenburg-Prussia this did not occur until the middle of the eighteenth century. Feudalism also survived as a system of local governance. Feudal officials retained their traditional supervisory role in the administration of the smaller towns and the rural villages, while royal or princely officials usually controlled the important cities.

The Demise of Feudalism

Opposition to the feudal system grew steadily from the middle of the eighteenth century. Peasants had always hated both the system and the tithe, the obligatory feudal tax for the support of the church. While most nobles everywhere understandably defended feudalism, members of the non-noble elite were of two minds. On the one hand, anyone who aspired to assimilation into the nobility routinely purchased feudal rights and estates since they were the socially indispensable prestige properties of the aristocracy. On the other hand, the non-noble elites were increasingly aware that the feudal system and the legal nobility were hopelessly antiquated institutions. Opposition to feudalism among the non-noble elites was based on the overall transformation of society, not on the economic burden of feudalism per se. Consequently, opposition was much more vocal in France and Italy than in Prussia, Austria, or Bohemia.

Enlightened reformers began to eliminate feudalism here and there from the middle of the eighteenth century. The task was monumentally difficult. Rulers such as Frederick II of Prussia could abolish personal serfdom or improve conditions of tenure on their own domain lands, but not on the lands of other lords. Lords had legitimate property rights that could not simply be dismissed without compensation. The reforms began timidly with the removal of restrictions on personal freedom that were degrading but that produced little revenue for the lords. In 1778 Louis XVI of France abolished all forms of serfdom on directly held royal estates and the right of pursuit of serfs for the entire realm. From the 1770s, enlightened rulers in Denmark, Piedmont-Sardinia, and Austria promoted the liquidation of feudal fiscal rights with elaborate and costly schemes to make redemption payments to lords that were financially beyond the means of most peasants. Political revolutions eventually swept aside the remnants of the feudal system.

Bibliography

Aymard, Maurice. "From Feudalism to Capitalism in Italy." Review 6 (1982): 131–208.

Blanning, T. C. W. Joseph II. London and New York, 1994.

Blum, Jerome. The End of the Old Order in Rural Europe. Princeton, 1978.

Carsten, F. L. The Origins of Prussia. Oxford, 1954. Repr. Westport, Conn., 1981.

Clay, C. G. A. Economic Expansion and Social Change: England, 1500–1700. Cambridge, U.K., and New York, 1984.

Doyle, William. "Was There an Aristocratic Reaction in Pre-Revolutionary France?" Past and Present 57 (1972): 97–122.

Fox-Genovese, Elizabeth. The Origins of Physiocracy: Economic Revolution and Social Order in Eighteenth-Century France. Ithaca, N.Y., 1976.

Goubert, Pierre. The French Peasantry in the Seventeenth Century. Translated by Ian Patterson. Cambridge, U.K., and New York, 1986.

Ritter, Gerhard. Frederick the Great: A Historical Profile. Berkeley, 1968.

Thirsk, Joan, ed. Chapters from the Agrarian History of England and Wales, 1500–1750. Cambridge, U.K., and New York, 1990.

—JAMES L. GOLDSMITH

Law Encyclopedia: Feudalism
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This entry contains information applicable to United States law only.

A series of contractual relationships between the upper classes, designed to maintain control over land.

Feudalism flourished between the tenth and thirteenth centuries in western Europe. At its core, it was an agreement between a lord and a vassal. A person became a vassal by pledging political allegiance and providing military, political, and financial service to a lord. A lord possessed complete sovereignty over land, or acted in the service of another sovereign, usually a king. If a lord acted in the service of a king, the lord was considered a vassal of the king.

As part of the feudal agreement, the lord promised to protect the vassal and provided the vassal with a plot of land. This land could be passed on to the vassal's heirs, giving the vassal tenure over the land. The vassal was also vested with the power to lease the land to others for profit, a practice known as subinfeudation. The entire agreement was called a fief, and a lord's collection of fiefs was called a fiefdom.

The feudal bond was thus a combination of two key elements: fealty, or an oath of allegiance and pledge of service to the lord, and homage, or an acknowledgment by the lord of the vassal's tenure. The arrangement was not forced on the vassal; it was profitable for the vassal and made on mutual consent, and it fostered the allegiance necessary for royal control of distant lands.

The bond between a lord and a vassal was made in a ceremony that served to solemnize the fief. The vassal knelt before the lord and placed his hands between those of the lord as a sign of subordination. Immediately afterward, the lord raised the vassal to his feet and kissed him on the mouth to symbolize their social equality. The vassal then recited a predetermined oath of fealty, and the lord conveyed a plot of land to the vassal.

In the seventeenth century, more than three centuries after the death of this particular social practice, English scholars began to use the term feudalism to describe it. The word was derived by English scholars from foedum, the Latin form of fief. The meaning of feudalism has expanded since the seventeenth century, and it now commonly describes servitude and hierarchical oppression. However, feudalism is best understood as an initial stage in a social progression leading to private ownership of land and the creation of different estates, or interests in land.

Before feudalism, the European population consisted only of wealthy nobility and poor peasants. Little incentive existed for personal loyalty to sovereign rulers. Land was owned outright by nobility, and those who held land for lords held it purely at the lords' will. Nevertheless, the feudal framework was preceded by similar systems, so its exact origin is disputed by scholars. Ancient Romans, and Germanic tribes in the eighth century, gave land to warriors, but unlike land grants under feudalism, these were not hereditary.

In the early ninth century, control of Europe was largely under the rule of one man, Emperor Charlemagne (771-814). After Charlemagne's death, his descendants warred over land ownership, and Europe fell apart into thousands of seigniories, or kingdoms run by a sovereign lord. Men in the military service of lords began to press for support in the late ninth century, especially in France. Lords acquiesced, realizing the importance of a faithful military.

Military men, or knights, began to receive land, along with peasants for farmwork. Eventually, knights demanded that their estates be hereditary. Other persons in the professional service of royalty also began to demand and receive hereditary fiefs, and thus began the reign of feudalism.

In 1066, William the Conqueror invaded England from France and spread the feudal framework across the land. The feudal relationship between lord and vassal became the linchpin of English society. To become a vassal was no disgrace. Vassals held an overall status superior to that of peasants and were considered equal to lords in social status. They took leadership positions in their locality and also served as advisers for lords in feudal courts.

The price of a vassal's power was allegiance to the lord, or fealty. Fealty carried with it an obligation of service, the most common form being knight service. A vassal under knight service was obliged to defend the fief from invasion and fight for a specified number of days in an offensive war. In wartime, knight service also called for guard duty at the lord's castle for a specified period of time. In lieu of military service, some vassals were given socage, or tenure in exchange for the performance of a variety of duties. These duties were usually agricultural, but they could take on other forms, such as personal attendance to the lord. Other vassals were given scutage, in which the vassal agreed to pay money in lieu of military service. Priests received still other forms of tenure in exchange for their religious services.

A lord also enjoyed incidental benefits and rights in connection with a fief. For example, when a vassal died, the lord was entitled to a large sum of money from the vassal's heirs. If the heir was a minor, the lord could sell or give away custody of the land and enjoy its profits until the heir came of age. A lord also had the right to reject the marriage of an heiress to a fief if he did not want the husband as his vassal. This kind of family involvement by the lord made the feudal relationship intimate and complex.

The relationship between a lord and a vassal depended on mutual respect. If the vassal refused to perform services or somehow impaired the lord's interests, the lord could file suit against the vassal in feudal court to deprive him of his fief. At the same time, the lord was expected to treat the vassal with dignity, and to refrain from making unjust demands on the vassal. If the lord abused the vassal, the vassal could break faith with the lord and offer his services to another lord, preferably one who could protect the vassal against the wrath of the defied lord.

Predictably, the relationship between lord and vassal became a struggle for a reduction in the services required by the fief. Lords, as vassals of the king, joined their own vassals in revolt against the high cost of the feudal arrangement. In England, this struggle culminated in the Magna Charta, a constitutional document sealed by King John in 1215 that signaled the beginning of the end for feudalism. The Magna Charta, forced on King John by his lords, contained thirty-eight chapters outlining demands for liberty from the Crown, including limitations on the rights of the Crown over land.

Other circumstances also contributed to the decline of feudalism. As time passed, the power of organized religion increased, and religious leaders pressed for freedom from their service to lords and kings. At the same time, the development of an economic wealth apart from land led to the rise of a bourgeoisie, or middle class. The middle class established independent cities in Europe, which funded their military with taxes, not land-based feudal bonds. Royal sovereigns and cities began to establish parliamentary governments that made laws to replace the various rules attached to the feudal bond, and feudal courts lost jurisdiction to royal or municipal courts. By the fourteenth century, the peculiar arrangement known as feudalism was obsolete.

Feudalism is often confused with manorialism, but the two should be kept separate. Manorialism was another system of land use practiced in medieval Europe. Under it, peasants worked and lived on a lord's land, called a manor. The peasants could not inherit the land, and the lord owed them nothing beyond protection and maintenance.

Feudalism should also be distinguished from the general brutality and oppression of medieval Europe. The popular understanding of feudalism often equates the bloody conquests of the medieval period (500-1500) with feudalism because feudalism was a predominant social framework for much of the period. However, feudalism was a relatively civil arrangement in an especially vicious time and place in history. The relationship of a vassal to a lord was servile, but it was also based on mutual respect, and feudalism stands as the first systematic, voluntary sale of inheritable land.

The remains of feudalism can be found in contemporary law regarding land. For example, a rental agreement is made between a landlord and a tenant, whose business relationship echoes that of a lord and a vassal. State property taxes on landowners resemble the services required of a vassal, and like the old feudal lords, state governments may take possession of land when a landowner dies with no will or heirs.

History Dictionary: feudalism
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(fyoohd-l-iz-uhm)

A system of obligations that bound lords and their subjects in Europe during much of the Middle Ages. In theory, the king owned all or most of the land and gave it to his leading nobles in return for their loyalty and military service. The nobles in turn held land that peasants, including serfs, were allowed to farm in return for the peasants' labor and a portion of their produce. Under feudalism, people were born with a permanent position in society. (See fief and vassal.)

  • Today, the word feudal is sometimes used as a general term for a set of social relationships that seems unprogressive or out of step with modern society.

  • Wikipedia: Feudalism
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    Roland pledges his fealty to Charlemagne; from a manuscript of a chanson de geste

    Feudalism is a decentralized sociopolitical structure in which a weak monarchy attempts to control the lands of the realm through reciprocal agreements with regional leaders. In its most classic sense, feudalism refers to the Medieval European political system composed of a set of reciprocal legal and military obligations among the warrior nobility, revolving around the three key concepts of lords, vassals, and fiefs. Although derived from the Latin word feodum (fief), then in use, the term feudalism and the system it describes were not conceived of as a formal political system by the people living in the Medieval Period.

    There is no broadly accepted modern definition of feudalism. The term, which was coined in the early modern period (17th century), was originally used in a political context, but other definitions of feudalism exist. Since at least the 1960s,[1] many medieval historians have included a broader social aspect, adding the peasantry bonds of manorialism, sometimes referred to as a "feudal society". Still others since the 1970s have re-examined the evidence and concluded that feudalism is an unworkable term and should be removed entirely from scholarly and educational discussion, or at least used only with severe qualification and warning.

    Outside of a European context, the concept of feudalism is normally used only by analogy (called semi-feudal), most often in discussions of Japan under the shoguns, and sometimes medieval and Gondarine Ethiopia. However, some have taken the feudalism analogy further, seeing it in places as diverse as ancient Egypt, the Parthian empire, the Indian subcontinent, and the antebellum American South.[2]

    The term feudal has also been applied—often inappropriately or pejoratively—to non-Western societies where institutions and attitudes similar to those of medieval Europe are perceived to prevail.[3] Ultimately, the many ways the term feudalism has been used has deprived it of specific meaning, leading many historians and political theorists to reject it as a useful concept for understanding society.[citation needed]

    Contents

    Characteristics

    Lords, vassals and fiefs

    Three primary elements characterized feudalism: lords, vassals and fiefs; the structure of feudalism can be seen in how these three elements fit together. A lord was a noble who owned land, a vassal was a person who was granted possession of the land by the lord, and the land was known as a fief. In exchange for the fief, the vassal would provide military service to the lord. The obligations and relations between lord, vassal and fief form the basis of feudalism.

    Before a lord could grant land (a fief) to someone, he had to make that person a vassal. This was done at a formal and symbolic ceremony called a commendation ceremony composed of the two-part act of homage and oath of fealty. During homage, the lord and vassal entered a contract in which the vassal promised to fight for the lord at his command.

    Fealty comes from the Latin fidelitas and denotes the fidelity owed by a vassal to his feudal lord. "Fealty" also refers to an oath that more explicitly reinforces the commitments of the vassal made during homage. Such an oath follows homage. Once the commendation was complete, the lord and vassal were now in a feudal relationship with agreed-upon mutual obligations to one another.

    The vassal's principal obligation to the lord was to provide "aid," or military service. Using whatever equipment the vassal could obtain by virtue of the revenues from the fief, the vassal was responsible to answer to calls to military service on behalf of the lord. This security of military help was the primary reason the lord entered into the feudal relationship. In addition, the vassal sometimes had to fulfill other obligations to the lord. One of those obligations was to provide the lord with "counsel," so that if the lord faced a major decision, such as whether or not to go to war, he would summon all his vassals and hold a council. The vassal may have been required to yield a certain amount of his farm's output to his lord. The vassal was also sometimes required to grind his own wheat and bake his own bread in the mills and ovens owned and taxed by his lord.

    The land-holding relationships of feudalism revolved around the fief. Depending on the power of the granting lord, grants could range in size from a small farm to a much larger area of land. The size of fiefs was described in irregular terms quite different from modern area terms (see medieval land terms). The lord-vassal relationship was not restricted to members of the laity; bishops and abbots, for example, were also capable of acting as lords.

    There were thus different 'levels' of lordship and vassalage. The King was a lord who loaned fiefs to aristocrats, who were his vassals. The aristocrats, through subinfeudation, were lords to their own vassals, Knights who were in turn lords of the manor to the peasants who worked on the land. Ultimately, the Emperor was a lord who loaned fiefs to Kings, who were his vassals. This traditionally formed the basis of a 'universal monarchy' as an imperial alliance and a world order.

    Historiography

    Invention

    The word feudalism was not a medieval term but an invention of 16th century French and English lawyers to describe certain traditional obligations between members of the warrior aristocracy.[4] The earliest known use of the term feudal was in the 17th century (1614),[5] when the system it purported to describe was rapidly vanishing or gone entirely. No writers in the period in which feudalism was supposed to have flourished are known to have used the word itself.

    It was often used as a pejorative by later commentators to describe any law or custom that they perceived as unfair or out-dated.[citation needed] Most of these laws and customs were related in some way to the medieval institution of the fief (Latin: feodum, a word which first appears on a Frankish charter dated 884), and thus lumped together under this single term.[citation needed] "Feudalism" comes from the French féodalisme, a word coined during the French Revolution.[citation needed]

    "Every peculiarity of policy, custom and even temperament is traced to this Feudal origin... I expect to see the use of trunk-hose and buttered ale ascribed to the influence of the feudal system."

    Humphry Clinker, 1771

    Evolution of the term

    Feudalism became a popular and widely used term in 1748, thanks to Montesquieu's De L'Esprit des Lois (The Spirit of the Laws). In the 18th century, writers of the Enlightenment wrote about feudalism to denigrate the antiquated system of the Ancien Régime, or French monarchy. This was the Age of Enlightenment when writers valued Reason and the Middle Ages were viewed as the "Dark Ages." Enlightenment authors generally mocked and ridiculed anything from the "Dark Ages" including feudalism, projecting its negative characteristics on the current French monarchy as a means of political gain.[6]

    In the late 19th and early 20th centuries, John Horace Round and Frederic William Maitland, both historians of medieval Britain, arrived at different conclusions as to the character of English society before the Norman conquest in 1066. Round argued that the Normans had imported feudalism, while Maitland contended that its fundamentals were already in place in Britain. The debate continues today.

    In the 20th century, the historian François-Louis Ganshof was very influential on the topic of feudalism. Ganshof defined feudalism from a narrow legal and military perspective, arguing that feudal relationships existed only within the medieval nobility itself. Ganshof articulated this concept in Feudalism (1944). His classic definition of feudalism is the most widely known today[7] and also the easiest to understand, simply put, when a lord granted a fief to a vassal, the vassal provided military service in return.

    Bloch and sociological views

    One of Ganshof's contemporaries, the French historian Marc Bloch, was arguably the most influential 20th century medieval historian.[7] Bloch approached feudalism not so much from a legal and military point of view but from a sociological one. He developed his ideas in Feudal Society (1939-40; English 1960). Bloch conceived of feudalism as a type of society that was not limited solely to the nobility. Like Ganshof, he recognized that there was a hierarchical relationship between lords and vassals, but Bloch saw as well a similar relationship obtaining between lords and peasants.

    It is this radical notion that peasants were part of the feudal relationship that sets Bloch apart from his peers. While the vassal performed military service in exchange for the fief, the peasant performed physical labour in return for protection. Both are a form of feudal relationship. According to Bloch, other elements of society can be seen in feudal terms; all the aspects of life were centered on "lordship," and so we can speak usefully of a feudal church structure, a feudal courtly (and anti-courtly) literature, and a feudal economy.

    Marx

    Karl Marx also used the term in political analysis. In the 19th century, Marx described feudalism as the economic situation coming before the inevitable rise of capitalism. For Marx, what defined feudalism was that the power of the ruling class (the aristocracy) rested on their control of arable land, leading to a class society based upon the exploitation of the peasants who farm these lands, typically under serfdom.[7] "The hand-mill gives you society with the feudal lord; the steam-mill, society with the industrial capitalist."[8] Marx thus considered feudalism within a purely economic model.

    Revolt against the term

    In 1974, U.S. historian Elizabeth A. R. Brown[9] rejected the label feudalism as an anachronism that imparts a false sense of uniformity to the concept. Having noted the current use of many—often contradictory—definitions of feudalism, she argued that the word is only a construct with no basis in medieval reality, an invention of modern historians read back "tyrannically" into the historical record. Supporters of Brown have suggested that the term should be expunged from history textbooks and lectures on medieval history entirely.[7]

    In Fiefs and Vassals: The Medieval Evidence Reinterpreted (1994), Susan Reynolds expanded upon Brown's original thesis. Although some contemporaries questioned Reynolds's methodology, other historians have supported it and her argument.[7] Note that Reynolds does not object to the Marxist use of feudalism.

    The term feudal has also been applied to non-Western societies in which institutions and attitudes similar to those of medieval Europe are perceived to have prevailed (See Other feudal-like systems). Ultimately, critics say, the many ways the term feudalism has been used have deprived it of specific meaning, leading many historians and political theorists to reject it as a useful concept for understanding society.[7]

    Questioning feudalism

    Use and definition of the term

    Cleric, knight and peasant

    The following are historical examples given by Susan Reynolds that call into question the traditional use of the term feudalism:

    Extant sources reveal that the early Carolingians had vassals, as did other leading men in the kingdom. This relationship did become more and more standardized over the next two centuries, but there were differences in function and practice in different locations. For example, in the German kingdoms that replaced the kingdom of Eastern Francia, as well as in some Slavic kingdoms, the feudal relationship was arguably more closely tied to the rise of Serfdom, a system that tied peasants to the land.

    Moreover, the evolution of the Holy Roman Empire greatly affected the history of the feudal relationship in central Europe. If one follows long-accepted feudalism models, one might believe that there was a clear hierarchy from Emperor to lesser rulers, be they kings, dukes, princes, or margraves. These models are patently untrue: the Holy Roman Emperor was elected by a group of seven magnates, three of whom were princes of the church, who in theory could not swear allegiance to any secular lord.

    The French kingdoms also seem to provide clear proof that the models are accurate, until we take into consideration the fact that, when Rollo of Normandy knelt to pay homage to Charles the Simple in return for the Duchy of Normandy, accounts tell us that he knocked the king down as he rose, demonstrating his view that the bond was only as strong as the lord—in this case, not strong at all. Clearly, it was possible for 'vassals' to openly disparage feudal relationships.

    The autonomy with which the Normans ruled their duchy supports the view that, despite any legal "feudal" relationship, the Normans did as they pleased. In the case of their own leadership, however, the Normans utilized the feudal relationship to bind their followers to them. It was the influence of the Norman invaders which strengthened and to some extent institutionalized the feudal relationship in England after the Norman Conquest.

    Since we do not use the medieval term vassalage how are we to use the term feudalism? Though it is sometimes used indiscriminately to encompass all reciprocal obligations of support and loyalty in the place of unconditional tenure of position, jurisdiction or land, the term is restricted by most historians to the exchange of specifically voluntary and personal undertakings, to the exclusion of involuntary obligations attached to tenure of "unfree" land: the latter are considered to be rather an aspect of Manorialism, an element of feudal society but not of feudalism proper.

    Cautions on use of feudalism

    Owing to the range of meanings they have, feudalism and related terms should be approached and used with considerable care. A circumspect historian like Fernand Braudel puts feudalism in quotes when applying it in wider social and economic contexts, such as "the seventeenth century, when much of America was being 'feudalized' as the great haciendas appeared" (The Perspective of the World, 1984, p. 403).

    Medieval societies never described themselves as feudal.[citation needed] Popular parlance generally uses the term either for all voluntary or customary bonds in medieval society or for a social order in which civil and military power is exercised under private contractual arrangements. However, feudal is best used only to denote the voluntary, personal undertakings binding lords and free men to protection in return for support which characterized the administrative and military order.

    Other feudal-like systems

    Other feudal-like land tenure systems have existed, and continue to exist, in different parts of the world, including Medieval Japan.

    See also

    Notes

    1. ^ Concurrent with when Marc Bloch's Feudal Society (1939) was first translated into English in 1960.
    2. ^ "Reader's Companion to Military History". http://web.archive.org/web/20041112062036/http://college.hmco.com/history/readerscomp/mil/html/mh_017900_feudalism.htm. 
    3. ^ Cf. for example: McDonald, Hamish (2007-10-17). "Feudal Government Alive and Well in Tonga". Sydney Morning Herald. ISSN 0312-6315. http://www.smh.com.au/news/world/feudal-government-alive-and-well-in-tonga/2007/10/16/1192300767418.html. Retrieved 2008-09-07. 
    4. ^ Cantor, Norman F. The Civilization of the Middle Ages. Harper Perennial, 1994.
    5. ^ feudal. (n.d.).Online Etymology Dictionary. Retrieved September 16, 2007, from Dictionary.com website:[1]
    6. ^ Robert Bartlett. "Perspectives on the Medieval World" in Medieval Panorama, 2001, ISBN 0892366427
    7. ^ a b c d e f Philip Daileader, "Feudalism", The Hight Middle Ages
    8. ^ Quote from The Poverty of Philosophy (1847), chapter 2.
    9. ^ Brown, Elizabeth A. R. (1974-10). "The Tyranny of a Construct: Feudalism and Historians of Medieval Europe". The American Historical Review 79 (4): 1063. doi:10.2307/1869563. http://www.journals.uchicago.edu/doi/abs/10.2307/1869563. Retrieved 2008-09-07. 

    References

    • Bloch, Marc, Feudal Society. Tr. L.A. Manyon. Two volumes. Chicago: University of Chicago Press, 1961 ISBN 0-226-05979-0
    • Brown, Elizabeth, 'The Tyranny of a Construct: Feudalism and Historians of Medieval Europe', American Historical Review, 79 (1974), pp. 1063–8.
    • Cantor, Normon E., Inventing the Middle Ages: The Lives, Works, and Ideas of the Great Medievalists of the Twentieth century. Quill, 1991.
    • Ganshof, François Louis (1952). Feudalism. London; New York: Longmans, Green. 
    • Guerreau, Alain, L'avenir d'un passé incertain. Paris: Le Seuil, 2001. (complete history of the meaning of the term).
    • Poly, Jean-Pierre and Bournazel, Eric , The Feudal Transformation, 900-1200., Tr. Caroline Higgitt. New York and London: Holmes and Meier, 1991.
    • Reynolds, Susan, Fiefs and Vassals: The Medieval Evidence Reinterpreted. Oxford: Oxford University Press, 1994 ISBN 0-19-820648-8

    External links


    Translations: Feudalism
    Top

    Dansk (Danish)
    n. - feudalisme, lensvæsen, feudalsystem

    Nederlands (Dutch)
    feodalisme

    Français (French)
    n. - féodalisme

    Deutsch (German)
    n. - Feudalismus

    Ελληνική (Greek)
    n. - (ιστ.) φεουδαλισμός

    Italiano (Italian)
    feudalesimo

    Português (Portuguese)
    n. - feudalismo (m)

    Русский (Russian)
    феодализм

    Español (Spanish)
    n. - feudalismo

    Svenska (Swedish)
    n. - feodalism

    中文(简体)(Chinese (Simplified))
    封建制度

    中文(繁體)(Chinese (Traditional))
    n. - 封建制度

    한국어 (Korean)
    n. - 봉건제도

    日本語 (Japanese)
    n. - 封建制度

    العربيه (Arabic)
    ‏(الاسم) الإقطاع , النظام الإقطاعي‏

    עברית (Hebrew)
    n. - ‮פיאודליות‬


     
     
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