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Financial Industry Regulatory Authority was created in 1939.

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Financial Industry Regulatory Authority was created in 1939.

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4210 is the Financial Industry Regulatory Authority's (FINRA) rule regarding Margin Requirements.

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Corporate bond prices can be found through FINRA. FINRA is the Financial Industry Regulatory Authority, an independent regulatory authority for these type of products.

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You need to register with the Financial Industry Regulatory Authority and take a variety of examinations. Check out http://www.finra.org/Industry/Compliance/Registration/QualificationsExams/MemberFirms/HowToBecomeaMember/

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The Financial Industry Regulatory Authority, known as FINRA, has a dedicated careers website that also includes firms that are members and should be a helpful starting point in looking for a financial planner position.

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