The Huns were an early confederation of Central Asian equestrian nomads or semi-nomads with a Turkic speaking
aristocracy [1]. Some of these Eurasian tribes moved into Europe in the 4th and 5th centuries, most famously under Attila the Hun. Huns remaining in Asia are recorded by neighboring peoples
to the south, east, and west as having occupied Central Asia roughly from the 4th century to the 6th century, with some surviving
in the Caucasus until the early 8th century.
Origin and identity
Research and debate about the Asian ancestral origins of the Huns has been ongoing since the
18th century. For example philologists still debate to this day which ethnonym from Chinese or Persian sources is
identical with the Latin Hunni or the Greek
Chounnoi as evidence of the Huns' identity.[2]
Recent genetic research[2] shows that each of the great confederations of steppe
warriors was not an ethnically homogeneous people, but rather an ethnic union of
Ural-Altaic (Turkic,
Tungus, Mongol, and Finno-Ugric) clans. Hun identity is further complicated by the fame of the name, as apparently
many clans claimed to be Huns for the prestige of the name. Similarly, Greek or Latin chroniclers
may have used "Huns" in a more general sense, to describe social or ethnic characteristics, believed place of origin, or
reputation.[2] "All we can say safely", says
Walter Pohl,"is that the name Huns, in late antiquity, described prestigious ruling
groups of steppe warriors".[2] These views come
in the context of the ethnocentric and nationalistic scholarship of past generations, which often presumed that ethnic
homogeneity must underlie a socially and culturally homogeneous people.[3]
Evidence from genetic and ethnogenesis research contrasts with traditional theories
based on Chinese records, archaeology, linguistics and other indirect evidence. These theories contain various elements: that the name "Hun" first
described a nomadic ruling group of warriors whose ethnic origins were in Central Asia, and
was most likely in present day Mongolia; that possibly they were related to, or part of, the
Xiongnu(匈奴 which means 'fierce slaves') (first suggested by Joseph de Guignes in the 18th century); that the Xiongnu were defeated by the Chinese Han Empire; and that this is why they left Mongolia and
moved west, eventually invading Europe 200 years later. Indirect evidence includes the
transmission of the composite bow, the so-called Hun
bow, from Central Asia to the west.
This narrative is ingrained in western (and eastern) historiography, but the evidence is often indirect or ambiguous. The Huns
left practically no written records. There is no record of what happened between the time they left China and arrived in Europe 150 years later. The last mention of the northern Xiongnu was their defeat by the
Chinese in 151 at the lake of Barkol, after
which they fled to the western steppe at K’ang-chü (centered on the city of Turkistan in Kazakhstan). Chinese
records between the 3rd and 4th century suggest
that a small tribe called Yueban, remnants of northern Xiongnu, was distributed about the steppe
of Kazakhstan.
One recent line of reasoning favors a political and cultural link between the Huns and the Xiongnu. The Central Asian
(Sogdian and Bactrian) sources of the 4th century translate
"Huns" as "Xiongnu", and "Xiongnu" as "Huns"; also, Xiongnu and Hunnish cauldrons are virtually
identical, and were buried on the same spots (river banks) in Hungary and in the
Ordos.[4]
The Huns may be of Turkic origin. This school of thought emerged when Joseph de Guignes in the 18th century identified the Huns with
the Xiongnu or (H)siung-nu.[5] It is
supported by O. Maenchen-Helfen on the basis of his linguistic studies.[6][7]
English scholar Peter Heather called the Huns "the first
group of Turkic, as opposed to Iranian, nomads to have intruded into Europe".[8] Turkish researcher
Kemal Cemal bolsters this assertion by showing similarities in words and names in Turkic and Hunnic languages, and similarities in systems of
governance of Hunnic and Turkic tribes. Hungarian historian Gyula Nemeth also supports this
view.[9] Uyghur historian
Turghun Almas has suggested a link between the Huns and the Uyghurs, a Turkic speaking people who reside in Xinjiang, China.
This article will not discuss the "White Huns" of Procopius. Although he called them "Huns", there is no definite evidence that they were related to the
classical "Huns".[10] Furthermore, not much is known of
their language.[11] However, there is an ongoing research
on whether they were closely related to the "Huns" or not.
History
2nd-5th centuries
Dionysius Periegetes describes a people who may be Huns living near the
Caspian Sea in the 2nd century. By AD 139, the European geographer Ptolemy writes that the "Khuni" are next to the
Dnieper River and ruled by "Suni". He lists the "Chuni"
as among the "Sarmatian" White Hun tribes in the second century, although it is not known
for certain if these people were the Huns. The 5th century Armenian historian Moses of Khorene, in his "History of
Armenia," introduces the Hunni near the Sarmatians and describes their capture of the
city of Balk ("Kush" in Armenian) sometime between
194 and 214, which explains why the Greeks call that city Hunuk.
Following the defeat of the Xiongnu by the Han, Xiongnu
history is unknown for a century; thereafter, the Liu family of southern Xiongnu Tiefu attempted to establish a state in western China (see
Han Zhao). Chionites (OIONO/Xiyon) appear on the scene in
Transoxiana in 320 immediately after Jin Zhun overthrew Liu Can, sending the Xiongnu into chaos. Later
Kidara came along to lead the Chionites into pressing
on the Kushans.
In the west, Ostrogoths came in contact with the Huns in AD 358. The Armenians mention Vund c.370: the first recorded Hunnish leader in the
Caucasus region. The Romans invited the Huns east of
Ukraine to settle Pannonia in 361, and in 372 they pushed west led by their king Balimir, and defeated the Alans. In the east, in the early 5th century, Tiefu Xia is the last southern Xiongnu dynasty
in Western China and the Alchon / Huna
appear in what is now Afghanistan and Pakistan. At this
point deciphering Hunnish histories for the multi-linguist becomes easier with relatively well-documented events in
Byzantine, Armenian, Iranian, Indian, and Chinese sources.
European Huns
The Huns appeared in Europe in the 4th century, apparently from Central Asia. They first
appeared north of the Black Sea, forcing a large number of Goths to seek refuge in the Roman Empire; later, the Huns appeared west of the Carpathians in Pannonia, probably sometime between
400 and 410, perhaps triggering the massive migration of
Germanic tribes westward across the Rhine in December
406.
The establishment of the 5th century Hunnic Empire
marks a historically early instance of horseback migration. Under the leadership of
Attila the Hun, the Huns achieved hegemony over several well-organized rivals by using
superior weaponry such as the Hun bow, and a well-organized system of taxation.
Supplementing their wealth by plundering wealthy Roman cities to the south, the Huns
maintained the loyalties of a diverse number of tributary tribes.
Attila's Huns incorporated groups of unrelated tributary peoples. In Europe, Alans, Gepids, Scirii, Rugians, Sarmatians, Slavs and
Gothic tribes all united under the Hun family military elite. After Attila's death, some of his
Huns eventually settled in Pannonia, but the Empire dissolved after his sons were defeated by Ardaric's coalition at the Battle of Nedao in 454, at modern day Nedava.
Memory of the Hunnish conquest was transmitted orally among Germanic peoples and is an important component in the Old Norse
Völsunga saga and Hervarar saga, and
the Middle High German Nibelungenlied,
all of which portray Migrations period events a millennium before their written
recordings. In the Hervarar saga, the Goths make first contact with the bow-wielding Huns and meet them in an epic battle
on the plains of the Danube. In the Völsunga saga and the Nibelungenlied, Attila
(Atli in Norse and Etzel in German) defeats
the Frankish king Sigebert I (Sigurðr or Siegfried) and the Burgundian King Guntram (Gunnar or Gunther), but is later assassinated by Queen
Fredegund (Gudrun or Kriemhild), the sister of the latter and wife of the former.
Successor nations
Many nations have tried to assert themselves as ethnic or cultural successors to the Huns. For instance, the Nominalia of the Bulgarian khans may indicate that they believed themselves to have
been descended from Attila. The Bulgars certainly were part of the Hun tribal alliance for some
time, and some have hypothesized in the past that the Chuvash language (which is
believed to have descended from the Bulgar language) is the closest surviving relative
of the Hunnish language.[12]
The Magyars (Hungarians) also have laid claims to Hunnish heritage. Because the Huns
who invaded Europe represented a loose coalition of various peoples, it is possible that Magyars were part of it. Until the early
20th century, many Hungarian historians believed that the Székely people (the Hungarians'
"brother nation" who live in Transylvania) were the descendants of the Huns.
The names "Hun" and "Hungarian" sound alike, but differ in etymology. The name "Hungarian"
is derived from a Turkish phrase "onogur" which means "ten tribes", which possibly refers to a tribal covenant between the
different Hungarian tribes that moved into the area of today's Hungary at the end of the 9th century.
In 2005, a group of about 2,500 Hungarians petitioned the government for recognition of minority
status as direct descendants of Attila. The bid failed, but gained some publicity for the group, which formed in the early 1990s
and appears to represent a special Hun(garian)-centric brand of mysticism. The self-proclaimed Huns are not known to possess any
distinctly Hunnish culture or language beyond what would be available from historical and modern-mystical Hungarian
sources.[13]
While it is clear that the Huns left descendants all over Eastern Europe, the disintegration of the Hun Empire meant they
never regained their lost glory. One reason was that the Huns never fully established the mechanisms of a state, such as
bureaucracy and taxes, unlike the Magyars or Golden
Horde. Once disorganized, the Huns were absorbed by more organized polities.
Historiography
The term "Hun" has been also used to describe peoples with no historical connection to what scholars consider to be
"Huns".
On July 27, 1900, during the Boxer Rebellion in China, Kaiser Wilhelm II of Germany gave the order to "make the name
'German' remembered in China for a thousand years, so that no Chinaman will ever again dare to even squint at a German". This
speech, wherein Kaiser Wilhelm invoked the memory of the 5th-century Huns, coupled with the
Pickelhaube or spiked helmet worn by German forces until
1916, that was reminiscent of ancient Hun (and Hungarian) helmets, gave rise to later English use
of the term for the German enemy during World War I. This usage was reinforced by
Allied propaganda throughout the war, and many pilots of the RFC referred to their foe as "The Hun". The usage resurfaced during World War II.
See also
Notes
- ^ Walter Pohl has remarked "early
medieval peoples were far less homogeneous than often thought. They themselves shared the
fundamental belief to be of common origin; and modern historians, for a long time, found no reason to think otherwise." (Walter
Pohl, "Conceptions of Ethnicity in Early Medieval Studies" Debating the Middle Ages: Issues and Readings, ed. Lester K.
Little and Barbara H. Rosenwein, (Blackwell), 1998, p 16). In reviewing Joachim Werner's Beiträge zur Archäologie des
Attila-Reiches (Munich 1956), in Speculum 33.1 (January 1958), p 159, Otto J. Maenchen-Helfen noted with relief
that "the author is not concerned with the slightly infantile question, 'who' the Huns were; he does not ask where the Huns
'ultimately' came from."
- ^ a b c d Walter Pohl (1999), "Huns" in Late
Antiquity, editor Peter Brown, p.501-502 .. further references to F.H Bauml and M.
Birnbaum, eds., Atilla: The Man and His Image (1993). Peter Heather, "The Huns and
the End of the Roman Empire in Western Europe," English Historical Review 90 (1995):4-41. Peter Heather, The Fall of the Roman Empire (2005). Otto
Maenchen-Helfen, The World of the Huns (1973). E. de la Vaissière, Huns et Xiongnu "Central Asiatic Journal" 2005-1
pp. 3-26
- ^ Michael Kulikowski (2006).
Rome's Gothic Wars. Cambridge University Press. Page 52-54
- ^ E. de la Vaissière, Huns et Xiongnu "Central Asiatic Journal" 2005-1 pp.
3-26
- ^ "Sir H. H. Howorth, History of the Mongols (1876-1880); 6th Congress of Orientalists, Leiden, 1883 (Actes, part
iv. pp. 177-195); de Guignes, Histoire generale des Huns, des Turcs, des Mongoles, et des autres Tartares occidentaux
(1756-1758)"
- ^ Otto J. Maenchen-Helfen. The World of the Huns: Studies in Their History
and Culture. University of California Press, 1973
- ^ Otto Maenchen-Helfen, Language of Huns
- ^ Peter Heather, "The Huns and the End of Roman Empire in Western Europe",
The English Historical Review, Vol. 110, No. 435, February 1995, p. 5.
- ^ "Europe: The Origins of the Huns", on The History Files, based on conversations with
Kemal Cemal, Turkey, 2002
- ^ Columbia Encyclopedia
- ^ Encyclopædia Britannica
- ^ Encyclopaedia
Britannica, 1997: Turkic languages.
"Formerly, scholars considered Chuvash not properly a Turkic language at all but, rather, the only surviving representative of a separate subdivision of the
Altaic languages probably spoken by the Huns."
- ^ BBC News - "Hungary blocks Hun minority bid" - By Nick Thorpe, April 12, 2005
Further reading
- de la Vaissière, E. "Huns et Xiongnu", Central Asiatic Journal, 2005-1, p. 3-26.
- Lindner, Rudi Paul. "Nomadism, Horses and Huns", Past and Present, No. 92. (Aug., 1981), pp. 3–19.
- Otto J. Mänchen-Helfen (ed. Max Knight): The World of the Huns: Studies in Their History and Culture (Berkeley,
University of California Press, 1973) ISBN 0-520-01596-7
- Otto J. Mänchen-Helfen: Huns and Hsiung-Nu (published in Byzantion, vol. XVII, 1944-45, pp. 222-243)
- Otto J. Mänchen-Helfen: The Legend of the Origin of the Huns (published in Byzantion, vol. XVII, 1944-45, pp.
244-251)
- E. A. Thompson: A History of Attila and the Huns (London, Oxford University Press, 1948)
- J. Webster: The Huns and Existentialist Thought (Loudonville, Siena College Press, 2006)
- Coinage and History of the White Huns-
Waleed Ziad- Articles from the 'Journal of the Oriental Numismatic Society', 2004-2006
- The History Files Europe: The Origins of the Huns, based on conversations with Kemal Cemal, Turkey, 2002
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