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prima facie

 
Dictionary: pri·ma fa·cie   (prī'mə fā'shē -shə, -shē-ē) pronunciation
adv.
At first sight; before closer inspection: They had, prima facie, a legitimate complaint.

adj.
  1. True, authentic, or adequate at first sight; ostensible: prima facie credibility.
  2. Evident without proof or reasoning; obvious: a prima facie violation of the treaty.

[Middle English, manifestly, from Latin prīmā faciē : prīmā, feminine ablative of prīmus, first + faciē, ablative of faciēs, shape, face.]


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Business Dictionary: Prima Facie
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At first view, on its face. The term relates to a circumstance that does not require further support to establish existence, validity, credibility. For example, Sid is caught with untaxed cigarettes. In the state where he is caught, untaxed cigarettes are designated prima facie contraband and are immediately subject to forfeiture to the state.

Dental Dictionary: prima facie
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(prī′mə fā′shē)
adv

On the face of it; so far as can be judged from the first appearance; presumably.

Philosophy Dictionary: prima facie
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(right, obligation) (Latin, on first appearance) In the usage of David Ross, genuine obligations that may yet have to contend with others, and sometimes yield to them. An obligation to keep an appointment may yield to an obligation to take care of some emergency, in which case it was prima facie right to keep the appointment, but not right all things considered. Ross's coinage is perhaps unfortunate, in suggesting a merely epistemological worry, as if on second appearance, or further thought, the obligation turned out to be illusory; whereas he himself believed that both conflicting obligations are real, even when one must give way to the other. A more modern usage prefers the title ‘pro tanto obligation’: an obligation inasmuch as there is this or that aspect of the situation, but again suspending the all-in verdict. In either event the difficulty for a deontological ethic is to explain how obligations are ranked, without bringing in overarching considerations of utility.

Law Encyclopedia: Prima Facie
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This entry contains information applicable to United States law only.

[Latin, On the first appearance.] A fact presumed to be true unless it is disproved.

In common parlance the term prima facie is used to describe the apparent nature of something upon initial observation. In legal practice the term generally is used to describe two things: the presentation of sufficient evidence by a civil claimant to support the legal claim (a prima facie case), or a piece of evidence itself (prima facie evidence).

For most civil claims, a plaintiff must present a prima facie case to avoid dismissal of the case or an unfavorable directed verdict. The plaintiff must produce enough evidence on all elements of the claim to support the claim and shift the burden of evidence production to the respondent. If the plaintiff fails to make a prima facie case, the respondent may move for dismissal or a favorable directed verdict without presenting any evidence to rebut whatever evidence the plaintiff has presented. This is because the burden of persuading a judge or jury always rests with the plaintiff.

Assume that a plaintiff claims that an employer failed to promote her based on her sex. The plaintiff must produce affirmative evidence showing that the employer used illegitimate, discriminatory criteria in making employment decisions that concerned the plaintiff. The employer, as respondent, does not have a burden to produce evidence until the plaintiff has made a prima facie case of sex discrimination (Texas Department of Community Affairs v. Burdine, 450 U.S. 248, 101 S. Ct. 1089, 67 L. Ed. 2d 207 [1981]). The precise amount of evidence that constitutes a prima facie case varies from claim to claim. If the plaintiff does not present a prima facie case with sufficient evidence, the judge may dismiss the case. Or, if the case is being heard by a jury, the judge may direct the jury to return a verdict for the respondent.

Prima facie also refers to specific evidence that, if believed, supports a case or an element that needs to be proved in the case. The term prima facie evidence is used in both civil and criminal law. For example, if the prosecution in a murder case presents a videotape showing the defendant screaming death threats at the victim, such evidence may be prima facie evidence of intent to kill, an element that must be proved by the prosecution before the defendant may be convicted of murder. On its face, the evidence indicates that the defendant intended to kill the victim.

Statutes may specify that certain evidence is prima facie evidence of a certain fact. For example, a duly authenticated copy of a defendant's criminal record may be considered prima facie evidence of the defendant's prior convictions and may be used against the defendant in court (Colo. Rev. Stat. Ann. § 18-3-412 [West 1996]). A civil law example is a statute that makes a duly certified copy or duplicate of a certificate of authority for a fraternal benefit society to transact business prima facie evidence that the society is legal and legitimate (Colo. Rev. Stat. Ann. § 10-14-603 [West 1996]).

See: burden of persuasion.

Latin Phrase: Prima Facie
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At first sight; on the face of it.

Wikipedia: Prima facie
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Prima facie (pronounced /ˈpraɪmə ˈfeɪʃiː/, from Latin prīmā faciē) is a Latin expression meaning on its first appearance, or by first instance; at first sight. The literal translation would be "at first face", prima first, facie face, both in the ablative case. It is used in modern legal English to signify that on first examination, a matter appears to be self-evident from the facts. In common law jurisdictions, prima facie denotes evidence which — unless rebutted — would be sufficient to prove a particular proposition or fact.

Most legal proceedings require a prima facie case to exist, following which proceedings may then commence to test it, and create a ruling. This may be called facile princeps, first principles.

Contents

The burden of proof

In most legal proceedings, one party has a burden of proof, which requires them to present prima facie evidence for all the essential facts in its case. If they cannot, their claim may be dismissed without any need for a response by other parties. A prima facie case might not stand or fall on its own; if an opposing party introduces other evidence or asserts an affirmative defense it can only be reconciled with a full trial. Sometimes the introduction of prima facie evidence is informally called making a case or building a case.

For example, in a trial under Criminal law the prosecution has the burden of presenting prima facie evidence of each element of the crime charged against the defendant. In a murder case, this would include evidence that the victim was in fact dead, that the defendant's act caused the death, and evidence that the defendant acted with malice aforethought. If no party introduces new evidence the case stands or falls just by the prima facie evidence.

Prima facie evidence need not be conclusive or irrefutable: at this stage, evidence rebutting the case is not considered, only whether any party's case has enough merit to take it to a full trial.

In some jurisdictions such as the United Kingdom, the prosecution in a criminal trial must disclose all evidence to the defence. This includes the prima facie evidence.

An aim of the doctrine of prima facie is to prevent litigants bringing spurious charges which simply waste all other parties' time.

Res ipsa loquitur

Prima facie is often confused with res ipsa loquitur ("the thing speaks for itself"), the common law doctrine that when the facts make it self-evident that negligence or other responsibility lies with a party, it is not necessary to provide extraneous details, since any reasonable person would immediately find the facts of the case.

The difference between the two is that prima facie is a term meaning there is enough evidence for there to be a case to answer. Res ipsa loquitur means that because the facts are so obvious, a party need explain no more. For example:

"There is a prima facie case that the defendant is liable. They controlled the pump. The pump was left on and flooded the plaintiff's house. The plaintiff was away and had left the house in the control of the defendant. Res ipsa loquitur."

Criticism of subjective prima facie interpretation.

It is logically and intuitively clear that just because a matter appears to be self-evident from the facts that both the notion of the evidence presenting a case in a self-evident manner and the facts actually being facts (which, presumably, would require evidence of at least a minimum degree of quality) can often be reduced to entirely subjective interpretations that are independent of any truthful merit by sufficiently skilled individuals.

That is to say, appearances can be deceptive even to the objectively minded, and they can be subjectively interpreted (meaning that what amounts to a prima facie case for one judging individual would not do so for another). Just because a matter appears to be evident from a certain presentation of the facts it does not follow that that matter has any truthful validity - which would limit the common sensical utility of prima facie evidence.

As an example, consider the following:

Statement I : "John has been shot dead. Joe has been found near John with a smoking gun. Therefore, this is prima facie evidence of Joe having shot John with a smoking gun." [the infamous Smoking Gun example]

Apparently, this (in an overly simplified manner) indicates that we have a prima facie case for arresting (and convicting) Joe for shooting John.

However, add the following piece of evidence to the Prima Facie case calculations :

Statement II : "Both Joe and John were within a shooting club at the time at which John was shot dead. "

This example indicates that it is far from clear that Joe actually shot John dead due to certain facts having been selectively highlighted and presented for the purposes of the prima facie case. That is to say, due to the fact that relevant circumstances are either omitted or illogically/irrationally presented for the purposes of the prima facie case - it appears as if the statement made amounts to a prima facie case. This is because sufficient evidence has apparently been presented for the purposes of the prima facie case, but necessary evidence has been omitted (a reasonable argument would be that as much evidence concerning the particulars of the case are presented within a prima facie case as possible).

Given our informal presentation of the prima facie case in Statement I, we have not contradicted any of the evidence by introducing the facts of Statement II. However, it is clear that a reasonable person would find Statement I unpalatable as a Prima Facie case as it contains no information relating to the particulars of a case - and it seems clear that Statement II provides sufficient reason to throw out Statement I out as being a sufficient basis for a Prima Facie case on reasonable grounds.

These criticisms are conceptually inherent to the notion of a prima facie case or evidence. They do not relate to the example or the quality of the evidence. The situation arises due to the fact that all (or, at least, a reasonably water tight amount) of the relevant particulars of the case are not presented in an objective manner.

Other uses and references

The phrase prima facie is sometimes misspelled prima facia in the mistaken belief that facia is the actual Latin word; however, the word is in fact faciēs (fifth declension), of which faciē is the ablative.


The phrase is very commonly used in academic philosophy, in exactly the same sense as by lawyers. Among its most notable uses is in the theory of ethics first proposed by W. D. Ross, often called the Ethic of Prima Facie Duties, as well as in epistemology, as used, e.g. by Robert Audi. It is generally used in reference to an obligation. "I have a prima facie obligation to keep my promise and meet my friend" means that I am under an obligation but this may yield to a more pressing duty. A more modern usage prefers the title ‘pro tanto obligation’: an obligation that may be later overruled by another more pressing one; it exists only pro tempore.

See also

References

  • Herlitz. (1994). The meaning of the term "prima facie" 55 La.L.Rev. 391
  • Audi, Robert (2003). Epistemology, a contemporary introduction, second edition, Routledge, p. 27

 
 
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Dictionary. The American Heritage® Dictionary of the English Language, Fourth Edition Copyright © 2007, 2000 by Houghton Mifflin Company. Updated in 2009. Published by Houghton Mifflin Company. All rights reserved.  Read more
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