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Rochin v. California

 
US Supreme Court: Rochin v. California

342 U.S. 165 (1952), argued 16 Oct. 1951, decided 2 Jan. 1952 by vote of 8 to 0; Frankfurter for the Court, Minton not participating. Rochin was convicted in a California superior court for possession of a “preparation of morphine,” which doctors pumped from his stomach against his will and on the direction of law enforcement officers. Rochin appealed and charged that the manner of extracting the evidence violated the Due Process Clause of the Fourteenth Amendment. Rochin lost his appeal, and the California Supreme Court declined to review his case, but the U.S. Supreme Court granted certiorari. The Court reversed Rochin's conviction, holding that stomach‐pumping did constitute a method of obtaining evidence that violated the Due Process Clause of the Fourteenth Amendment.

In his opinion for the Court, Justice Felix Frankfurter emphasized that there was no distinction between a “verbal confession extracted by physical abuse and evidence forced from the petitioner's lips, evidence that consisted of real objects” (p. 167). Frankfurter stressed that the Due Process Clause required that the Court review and challenge state procedures when decency and fairness were suspect, but he indicated that this responsibility did not leave judges free to apply their own personal and private conceptions of due process. In Rochin's case, Frankfurter concluded that the use of stomach‐pumping to obtain evidence when conducted without the accused's consent “shocks the conscience” and constitutes “methods too close to the rack and the screw to permit constitutional differentiation” (p. 172).

In separate concurring opinions, Justices Hugo Black and William O. Douglas argued that the conviction should have been reversed with reference to the Fifth Amendment privilege against self‐incrimination and not the “nebulous standard” employed by Frankfurter (p. 175).

The Supreme Court's eventual incorporation of the Fifth Amendment privilege against self‐incrimination in Malloy v. Hogan (1964) and the application of the exclusionary rule to the states in Mapp v. Ohio (1961) have rendered moot the majority and minority differences in Rochin, as state criminal procedures can now be reviewed against most provisions of the Bill of Rights.

See also Due Process, Procedural.

— Susette M. Talarico

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Law Encyclopedia: Rochin v. California
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This entry contains information applicable to United States law only.

In Rochin v. California, 342 U.S. 165, 72 S. Ct. 205, 96 L. Ed. 183 (1952), the U.S. Supreme Court ruled that it was unconstitutional for police to pump a criminal suspect's stomach and use the resulting evidence at trial. The Court held that such conduct was "shocking to the conscience" and that the evidence must be suppressed under the Due Process Clause of the Fourteenth Amendment.

On the morning of July 1, 1949, three Los Angeles County deputy sheriffs went to the home of Antonio Rochin. The police did not have a search warrant but had some information that Rochin was selling narcotics. Finding the outside door open, they entered the dwelling. They went to the second floor, where they forced open the door to Rochin's room. They found Rochin sitting partly dressed on the side of the bed, where his wife was lying. One of the deputies noticed two capsules on a nightstand and asked, "Whose stuff is this?" Rochin grabbed the capsules and put them in his mouth. The three deputies then wrestled with Rochin and sought to open his mouth so they could extract the pills. When this failed, the deputies handcuffed Rochin and took him to a hospital, where at their direction a doctor forced an emetic solution through a tube into Rochin's stomach. The solution induced vomiting, and in the vomited matter the deputies found two morphine capsules.

Rochin was tried and convicted of narcotics possession. The conviction was based solely on the morphine capsules, though Rochin unsuccessfully challenged their admission. After the California appellate courts upheld the conviction, Rochin filed an appeal with the U.S. Supreme Court.

At the time of Rochin v. California, the U.S. Supreme Court rarely intruded into the police procedures of the states. Not until the 1960s would the Court apply the Bill of Rights amendments dealing with criminal procedure to the states (despite the consistent efforts of Justices Hugo L. Black and William O. Douglas to incorporate these rights through the Due Process Clause of the Fourteenth Amendment).

Because of this situation, Rochin could not rely on the Fourth Amendment, which protects the people against unreasonable searches and seizures, or the Fifth Amendment, which protects a person from being a witness against himself. At that time the Fourth and Fifth Amendments applied only against the federal government. If they had applied to the states, the searches of Rochin's home and stomach would have been unconstitutional and the evidence suppressed under the Fourth Amendment's exclusionary rule.

A majority of the Court in Rochin refused to apply the Fifth Amendment to the states despite the arguments of Justices Black and Douglas in their concurring opinions. Instead, the Court relied solely on the Fourteenth Amendment's Due Process Clause as the basis for striking down the search. Justice Felix Frankfurter wrote for the majority that the Due Process Clause contains a general standard of conduct by which states must abide. A state cannot offend "those canons of decency and fairness which express the notions of justice of English-speaking peoples." Due process of law requires the state to observe those principles that are "so rooted in the traditions and conscience of our people as to be ranked as fundamental."

The police conduct here did more than offend "private sentimentalism about combating crime too energetically." This conduct "shock[ed] the conscience," offending even those with hardened sensibilities. The treatment of Rochin was "too close to the rack and screw to permit of constitutional differentiation."

Frankfurter defended the "shock the conscience" test as a responsible means of forcing states in their criminal prosecutions to "respect certain decencies of civilized conduct." Due process of law cannot be precisely defined, as it is a "historic and generative principle." It was clear to the Court that a coercive search of Rochin's stomach contents offended "the community's sense of fair play and decency" as much as a coerced verbal confession would.

At the time of Rochin, coerced confessions were inadmissible in state courts. The Supreme Court, in Adamson v. California, 332 U.S. 46, 67 S. Ct. 1672, 91 L. Ed. 1903 (1947), had applied the Due Process Clause to reach this result. It would have been unfair to admit the morphine capsules obtained by physical abuse while suppressing a confession obtained by physical abuse. Characterizing the police action as "brutal conduct," Frankfurter concluded that allowing admission of the morphine capsules would discredit the law and "brutalize the temper of a society."

Justice Black, in his concurring opinion, agreed that the police conduct was unconstitutional but argued that the Court did not have to resort to its vague and subjective shock the conscience test. Black, noting the precise language of the Fifth Amendment, believed the Court could easily ground its authority in that amendment by incorporating it into the Fourteenth Amendment. This was preferable to the "nebulous standards" articulated by Frankfurter.

Justice Douglas, in his concurring opinion, attacked the shock the conscience test for its conclusion that California's state law that admitted evidence such as Rochin's violated "decencies of civilized conduct." He pointed out that only three states would probably exclude the Rochin evidence. The remaining states were served by "responsible courts with judges as sensitive as we are to the proper standards for law administration." He also noted that even the Fifth Amendment's provision against self-incrimination was not recognized by "all civilized legal procedures." The fact that the Framers required the Fifth Amendment to be used in federal courts made it "impossible for me to say it is not a requirement of due process for a trial in the state courthouse."

Whether Rochin retains any legal relevance has been much debated over the years. The Supreme Court incorporated the Fifth Amendment privilege against self-incrimination into the Fourteenth Amendment in 1964 (Malloy v. Hogan, 378 U.S. 1, 84 S. Ct. 1489, 12 L. Ed. 2d 653) and the Fourth Amendment's exclusionary rule in 1961 (Mapp v. Ohio, 367 U.S. 643, 81 S. Ct. 1684, 6 L. Ed. 2d 1081). As a result, state and federal criminal constitutional rights are identical.

Some commentators believe Rochin is important because it stands for the proposition that the Due Process Clause provides a protection for citizens separate from, and independent of, the Bill of Rights provisions like the Fourth Amendment that have now been applied to the states. The case also shows that even if the Supreme Court were to abandon the Fourth Amendment exclusionary rule, the Due Process Clause will sometimes require exclusion of evidence in cases where police conduct is egregious enough to shock the conscience.

Other commentators and judges have expressed misgivings about the shock the conscience test. In their view, the test is too vague and gives federal judges too much power over state law enforcement. These critics argue that no clear line separates conduct that is merely offensive from conduct that shocks the conscience.

See: Criminal Law; Criminal Procedure; Incorporation Doctrine; Search and Seizure.

Wikipedia: Rochin v. California
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Rochin v. California
Seal of the United States Supreme Court.svg
Supreme Court of the United States
Argued October 16, 1951
Decided January 2, 1952
Full case name Richard Antonio Rochin v. People of the State of California
Citations 342 U.S. 165 (more)
72 S. Ct. 205; 96 L. Ed. 183; 1952 U.S. LEXIS 2576; 25 A.L.R.2d 1396
Prior history Defendant convicted, motion for new trial denied, Superior Court of Los Angeles County; affirmed, 225 P. 2d 1 (Cal. Ct. App. 1950); rehearing denied, Cal. Ct. App., Dec. 22, 1951; review denied, Cal., Jan. 11, 1951; cert. granted, 341 U.S. 939 (1951)
Subsequent history None
Holding
The use at trial of evidence obtained by conduct that "shocks the conscience" violates due process. Second District Court of Appeal for the Second Appellate District of California reversed.
Court membership
Case opinions
Majority Frankfurter, joined by Reed, Jackson, Burton, Vinson, Clark
Concurrence Black
Concurrence Douglas
Minton took no part in the consideration or decision of the case.
Laws applied
U.S. Const. amends. V, XIV

Rochin v. California, 342 U.S. 165 (1952), was a case decided by the Supreme Court of the United States that added behavior that "shocks the conscience" into tests of what violates due process. This balancing test is often criticized as having subsequently been used in a particularly subjective manner.

Contents

Background

On July 1, 1949, three Los Angeles County deputy sheriffs entered the Rochin's residence without a search warrant and forcibly entered Rochin's room on the second floor.

Upon entering the room, the officers noticed two capsules on the night stand. Rochin immediately swallowed the capsules after officer Jack Jones asked him, "Whose stuff is this?" Jones then grabbed and squeezed Rochin by the neck, as well as shoving his fingers in Rochin's mouth as he attempted to eject the capsules.[1] The officers, unable to obtain the capsules, handcuffed and took Rochin to Angeles Emergency Hospital where he was strapped to an operating table and had a tube forcibly placed in his mouth and into his stomach and given an emetic solution, whereupon he vomited the capsules into a bucket. The officers then retrieved the capsules and tested them to be morphine.[2]

Subsequently, this was submitted as evidence, and Rochin was found guilty of violating California Health and Safety Code § 11500 as having an unlawful possession of morphine.

Rochin appealed his case on the basis that his rights, guaranteed to him by Amendments V and XIV of the United States Constitution and by Article I(1)(13)(19) of the California Constitution rendered the evidence inadmissible, and that the forced stomach pumping was self-incrimination. The appeals court denied his defense arguing that the evidence was admissible, despite the egregious behavior of the officers, as it was "competent evidence," and the courts are not allowed to question the means in which it was obtained. As the court wrote, "illegally obtained evidence is admissible on a criminal charge in this state."[2]

The Decision

The court voted in an 8-0 decision (Minton abstained), to overturn the decision. Justice Frankfurter wrote the majority opinion which struck down the conviction arguing that the brutality of the means used to extract the evidence from Rochin, "shocks the conscience," and clearly violates the due process of law as guaranteed by the Fourteenth Amendment. Frankfurter also admitted the term "due process" was nebulous; he asserted that it existed in order to preserve the fairness and integrity of the system and that society expects judges to act impartially and to take into account precedence and social context.[3]

The court quoted from the decision of the California Supreme Court, in which two justices dissented, saying,

. . . a conviction which rests upon evidence of incriminating objects obtained from the body of the accused by physical abuse is as invalid as a conviction which rests upon a verbal confession extracted from him by such abuse. . . . Had the evidence forced from defendant's lips consisted of an oral confession that he illegally possessed a drug . . . , he would have the protection of the rule of law which excludes coerced confessions from evidence. But because the evidence forced from his lips consisted of real objects, the People of this state are permitted to base a conviction upon it. [We] find no valid ground of distinction between a verbal confession extracted by physical abuse and a confession wrested from defendant's body by physical abuse.[4]

Justice Douglas and Black both wrote concurring opinions in which they argued that the lower court's decision should have been overturned based on the Fifth Amendment liberty from self incrimination. Both justices believed that the 14th Amendment's guarantee of "due process" incorporated that right. The justices' opinions also offered much criticism of Frankfurter's opinion for the court.

Douglas rebuked the court for suddenly declaring that the exclusion of illegally obtained evidence, which had not been an issue up until then, suddenly violated the "decencies of civilized conduct."[5] Black disagreed with the logic in the majority as being contradictory. He argued the opinion enabled the court to nullify the California state law of using illegal evidence based on due process because its application, "shocks the conscience," but then admonishes judges to be impartial and use the society's standards in judgment.

References

  1. ^ People v. Rochin (1950) 101 CA2d 140
  2. ^ a b Ibid
  3. ^ Rochin v. California, pages 5-6
  4. ^ 101 Cal.App.2d 143, 149-150, 225 P.2d 913, 917-918.
  5. ^ Ibid, page 8

Further reading

  • Warden, Lew M., Jr. (1952). "Constitutional Law: Due Process under the Fourteenth Amendment: Protection against Physical Mistreatment: Admissibility of Evidence". California Law Review 40 (2): 311–317. doi:10.2307/3477895. 

External links

  • Text of Rochin v. California, 342 U.S. 165 (1952) is available from:  · Enfacto · Findlaw

 
 

 

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