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South Dakota v. Dole

 
US Supreme Court: South Dakota v. Dole

483 U.S. 203 (1987), argued 28 Apr. 1987, decided 23 June 1987 by vote of 7 to 2; Rehnquist for the Court, Brennan and O'Connor in dissent. In this case the Supreme Court upheld congressional legislation that required states to raise their legal drinking age to twenty‐one as a condition of receiving their full allotment of federal highway funds. The Court rejected South Dakota's arguments that such a requirement violated congressional power under the spending clause (see Taxing and Spending Clause) and also under the Twenty‐first Amendment, which repealed prohibition and gave to the states authority over alcoholic beverages.

Congressional restrictions on grants to the states are constitutional, the Supreme Courts held, if they meet four requirements. First, the spending must be in the “general Welfare,” although “courts should defer substantially to the judgment of Congress” in this regard (p. 207). Second, Congress's conditions on a state's receipt of funds must be “unambiguous.” Third, conditions on federal grants must not be unrelated to “the federal interest in particular national projects or programs.” Finally, the conditions placed on a grant must not run afoul of “other constitutional provisions … [that] provide an independent bar” to Congress's restrictions (p. 207). The last condition, the Court explained, means only that Congress cannot use a conditional grant to induce states to engage in unconstitutional activities.

The Court held that all four conditions had been met. Only the last produced even a serious argument from the Court. O'Connor, in dissent, suggested that Congress's interest in setting a minimum drinking age of twenty‐one was insufficiently related to its interest in highway construction under the third part of the test.

See also Federalism; State Sovereignty and States' Rights.

— William Lasser

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Wikipedia: South Dakota v. Dole
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South Dakota v. Dole
Seal of the United States Supreme Court.svg
Supreme Court of the United States
Argued April 28, 1987
Decided June 23, 1987
Full case name South Dakota v. Dole, Secretary of Transportation
Citations 483 U.S. 203 (more)
Holding
Congress may attach reasonable conditions to funds disbursed to the states.
Court membership
Case opinions
Majority Rehnquist, joined by White, Marshall, Blackmun, Powell, Stevens, Scalia
Dissent Brennan
Dissent O'Connor

South Dakota v. Dole, 483 U.S. 203 (1987)[1], was a case in which the United States Supreme Court considered federalism and the power of the United States Congress under the Taxing and Spending Clause.

Contents

Background

In 1984, the United States Congress passed legislation, the National Minimum Drinking Age Act, withholding 5% of Federal-Aid Highway Act funds from states that did not adopt a minimum legal age of 21 for the purchase and possession of alcohol. South Dakota, a state that had allowed 19-year-olds to purchase beer containing up to 3.2% alcohol, sued to challenge the law, naming Secretary of Transportation Elizabeth Dole as the defendant because her office was responsible for enforcing the legislation.

Decision of the Court

The Supreme Court, in a 7-2 decision authored by Chief Justice William Rehnquist, ruled that Congress had engaged in a valid exercise of its power under the Taxing and Spending Clause, and did not violate the 21st Amendment. Rehnquist said that Congress's conditional spending is subject to four restrictions:

  1. The condition must promote "the general welfare;"
  2. The condition must be unambiguous;
  3. The condition should relate "to the federal interest in particular national projects or programs;" and
  4. Other constitutional provisions may provide an independent bar to the conditional grant of federal funds.

The first three restrictions, Rehnquist noted, are uncontested. This leaves the fourth restriction. The Tenth Amendment bars federal regulation of the States, and it has been suggested that the Twenty-First Amendment might prohibit federal regulation of the drinking age. Nevertheless, the Congressional condition of highway funds is merely a "pressure" on the State to comply, not a "compulsion" to do so, because the State's failure to meet the condition deprives it of only 5%[1] of the highway funds it may obtain. Therefore, Congress has not run afoul of the Tenth or Twenty-First Amendments.

Dissent

Justices O'Connor and Brennan each filed dissents. O'Connor agreed that Congress may attach conditions on the receipt of federal funds, and that the Twenty-First Amendment gives states authority over laws relating to the consumption of alcohol. The attached condition on the states, O'Connor said, must be "reasonably related to the expenditure of funds." O'Connor disagreed with the Court's finding that withholding federal highway funds was reasonably related to deterring drunken driving in minors and young adults. She argued that the condition was both over and under-inclusive: it prevents teenagers from drinking when they are not going to drive on federal and federally-funded highways, and it does not attempt to remedy the overall problem of drunken driving on federal and federally-funded highways. Therefore, the relation here between the condition and spending is too attenuated:

[E]stablishment of a minimum drinking age of 21 is not sufficiently related to interstate highway construction to justify so conditioning funds appropriated for that purpose.

If the condition and spending are too attenuated, then they fail the court's "reasonable relation" test, falling outside the scope of Congress's power in the Constitution. Brennan, in a brief paragraph, states his agreement with O'Connor, stating that the Twenty-First Amendment "strikes the proper balance between federal and state authority".

See also

Footnotes and references

  1. ^ At the time of the Amethyst Initiative in 2008, the figure was 10%.

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US Supreme Court. The Oxford Companion to the Supreme Court of the United States. Copyright © 1992, 2005 by Oxford University Press. All rights reserved.  Read more
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