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Wolf v. Colorado

338 U.S. 25 (1949), argued 19 Oct. 1948, decided 27 June 1949 by vote of 6 to 3; Frankfurter for the Court, Douglas and Murphy in dissent. Wolf was convicted of conspiracy to commit abortion in Colorado. The Colorado Supreme Court affirmed the conviction against Wolf's challenge to the constitutionality of the seizure and the use of evidence in criminal proceedings. Granting certiorari, the U.S. Supreme Court considered whether the Fourth Amendment search and seizure protection was incorporated by the Fourteenth Amendment's Equal Protection Clause and thereby applicable to the states as well as the federal government. The Court also considered whether incorporation required the application of the exclusionary rule as defined and applied to federal courts in Weeks v. United States (1914). The Court responded in the affirmative to the first question but rejected the extension of the exclusionary rule to state courts.

Writing for the majority, Justice Felix Frankfurter argued that protection from arbitrary intrusion by law enforcement is implied in the “concept of ordered liberty” and thereby incorporated by the Fourteenth Amendment and applicable to the states (p. 27). He rejected, however, the claim that illegally or unconstitutionally obtained evidence had to be excluded in state criminal proceedings. Frankfurter acknowledged that such a rule could deter police from unreasonable searches but stressed that there were other means of enforcing such a basic right and that state courts were resistant to the rule defined in the Weeks decision. Much the same arguments were offered by Justice Hugo Black in a concurring opinion in which he emphasized that incorporation did not require the application of a “judicially created rule of evidence” (p. 40).

Two dissenting opinions were filed in the case: one by Justice William O. Douglas and one by Justice Frank Murphy with Wiley B. Rutledge in agreement. Douglas observed that the Fourth Amendment protection is rendered ineffective without the exclusion of evidence seized in an unconstitutional fashion, while Murphy stressed that few states would devise practically efficient means of redressing Fourth Amendment violations.

Wolf has since been overruled by Mapp v. Ohio, (1961). The Supreme Court accepted the minority position in Wolf and required states not only to abide by Fourth Amendment provisions but to exclude evidence seized in violation of such protections.

See also Incorporation Doctrine; Silver Platter Doctrine.

— Susette M. Talarico

 
 
US Government Guide: Wolf v. Colorado

338 U.S. 25 (1949)
Vote: 6–3
For the Court: Frankfurter
Dissenting: Douglas, Murphy, and Rutledge

Dr. Wolf, a Colorado physician, was suspected of performing abortions secretly, in violation of state laws. But the police were unable to obtain evidence to prove their suspicions. A deputy sheriff assigned to the case took Dr. Wolf's appointment book from his office, without the doctor's knowledge. The police contacted people listed in this appointment book about Dr. Wolf's medical practice. Through these interviews the police gained enough evidence to convict Wolf of conspiracy to commit abortions.

The Issue

Wolf said his constitutional rights had been violated. He pointed to the 4th Amendment to the U.S. Constitution: “The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated.” He also pointed to the 14th Amendment: “No state … shall deprive any person of life, liberty, or property, without due process of law.”

Wolfs attorney asked the Supreme Court to overturn his client's conviction because it was based on illegally obtained evidence. He cited the Court's decision in Weeks v. United States (1914). In that case, evidence obtained in violation of the 4th Amendment was excluded from consideration by prosecutors.

Were Wolf's 4th Amendment rights violated? Are the 4th Amendment guarantees against unreasonable searches and seizures incorporated by the due process clause of the 14th Amendment and thus applicable to the states? Should evidence obtained in violation of the 4th Amendment be excluded by judges from consideration at the trial of a defendant?

Opinion of the Court

Justice Felix Frankfurter agreed that the 4th Amendment was applicable to the states through the 14th Amendment. He wrote eloquently about the fundamental right of the individual to be secure against arbitrary intrusion by agents of the government. Frankfurter said, “The security of one's privacy against arbitrary intrusion by the police is basic to a free society. The knock on the door, whether by day or by night, as a prelude to a search, without authority of law but solely on the authority of the police [is] inconsistent with the conception of human rights enshrined in the history and basic constitutional documents of English-speaking peoples."

The Supreme Court held that 4th Amendment protection applies to searches by state officials as well as by federal agents. However, the exclusionary rule established in the Weeks case was not applied to the states. State judges were not required to exclude evidence obtained by searches in violation of 4th Amendment rights, so Wolf's conviction was upheld.

Dissent

Justice William O. Douglas argued that the exclusionary rule must be used to enforce 4th Amendment rights. Without the exclusion of illegally obtained evidence, he noted, the constitutional protections against unreasonable searches and seizures are practically worthless.

Significance

This was the first time that 4th Amendment rights were incorporated by the 14th Amendment and applied to the states, a precedent that has been followed ever since the Wofl case. In 1961, in Mapp v. Ohio, the Court accepted the dissenting position of the Wolf case and applied the exclusionary rule to the states, thus overturning the Wolf decision.

See also Exclusionary rule; Incorporation doctrine; Mapp v. Ohio; Searches and seizures; Weeks v. United States

 
Wikipedia: Wolf v. Colorado
Wolf v. Colorado
Seal_of_the_United_States_Supreme_Court.png
Supreme Court of the United States
Argued October 19, 1948
Decided June 27, 1949
Full case name: Julius A. Wolf v. State of Colorado
Citations: 338 U.S. 25; 69 S. Ct. 1359; 93 L. Ed. 1782; 1949 U.S. LEXIS 2079
Prior history: Defendant convicted, District Court of the City and County of Denver, Colorado; affirmed, 187 P.2d 926 (Colo. 1947); rehearing denied, Supreme Court of Colorado, December 8, 1947; defendant convicted in separate trial, District Court of the City and County of Denver, Colorado; affirmed, 117 Colo. 321 (Colo. 1947); cert. granted, 333 U.S. 879 (1948)
Subsequent history: None
Holding
The Fourteenth Amendment does not require that evidence obtained in violation of the Fourth Amendment be excluded from use by the states in criminal prosecutions. Supreme Court of Colorado affirmed.
Court membership
Chief Justice: Fred M. Vinson
Associate Justices: Hugo Black, Stanley Forman Reed, Felix Frankfurter, William O. Douglas, Frank Murphy, Robert H. Jackson, Wiley Blount Rutledge, Harold Hitz Burton
Case opinions
Majority by: Frankfurter
Joined by: Vinson, Reed, Jackson, Burton, Minton
Concurrence by: Black
Dissent by: Douglas
Dissent by: Murphy
Joined by: Rutledge
Dissent by: Rutledge
Joined by: Murphy
Laws applied
U.S. Const. art. IV; U.S. Const. art. XIV
Overruled by
Mapp v. Ohio, 367 U.S. 643 (1961)

Wolf v. Colorado, 338 U.S. 25 (1949) was a United States Supreme Court case in which the Court held 5-3 that the Fourteenth Amendment did not impose specific limitations on criminal justice in the states, and that illegally obtained evidence did not necessarily have to be excluded from trials in all cases. This case was largely overturned in the landmark case Mapp v. Ohio (1961).

Background of the case

The plaintiff, Julius A. Wolf, was convicted for conspiracy to perform criminal abortions. On appeal, the convictions were affirmed by the Supreme Court of Colorado (see 187 P.2d 926, 928). Mr. Wolf appealed the conviction by a writ of certiorari, which the United States Supreme Court accepted.

The Court's decision

The essential question presented before the Court was whether states are required by the Fourth Amendment and the Fourteenth Amendment of the U.S. Constitution to exclude illegally seized evidence from trial. Associate Justice Felix Frankfurter delivered the opinion of the Court in this case. Associate Justice Hugo Black wrote a separate concurring opinion. Associate Justices William O. Douglas, Frank Murphy, and Wiley B. Rutledge wrote dissenting opinions.

Frankfurter's opinion for the majority

In its 6-to-3 decision, the Court upheld the decision of the lower courts. It stated that although exclusion of evidence is indeed an effective way of discouraging and preventing unreasonable searches, there exist other methods that can achieve the same effect while complying with the minimal standards set by the Due Process Clause. As an example, the Court suggested civil remedies, such as “the internal discipline of the police, under the eyes of an alert public opinion.”

The main question Justice Felix Frankfurter considers in his opinion is whether a conviction by a state court that arises out of use of evidence that would not have been admitted in a federal court of law denies the defendant due process of law guaranteed by the Fourteenth Amendment.

This question relates directly to the issue of incorporation of the Bill of Rights. Frankfurter states that unlike the requirements regarding administration of criminal justice by federal authority imposed by the Bill of Rights (Amendments I to VIII), the Fourteenth Amendment does not impose similar limitations upon states. He cites the notion that due process guaranteed by the Fourteenth Amendment is shorthand for the first eight amendments of the Constitution, and flatly rejects it, commenting that “the issue is closed.”1

In considering the restrictions which the Due Process Clause imposes upon states in regards to enforcement of criminal law, the Court does not stray far from the views expressed in Palko v. Connecticut, 302 U.S. 319 (1937). In that decision, Associate Justice Benjamin N. Cardozo rejected the notion that the Due Process Clause incorporates the original Bill of Rights.

In addition to this rationale, the court stated that the fourteenth amendment does not specifically prohibit the use of illegally obtained evidence from being presented in the court of law.

Frankfurter writes that the security of an individual’s privacy against arbitrary intrusion by the police is basic to a free society. Thus, it is implicit in “the concept of ordered liberty” and, ergo, is enforceable against states through the Due Process Clause. Accordingly, if a state were to affirmatively sanction such police action, it would violate the guarantee of the Fourteenth Amendment. However, enforcement of this basic right raises further questions, e.g., how to check such police conduct, what remedies are appropriate against it, and so forth.

The important precedent relevant in this case arises from Weeks v. United States, (1914).2. The main consequence of the unanimous ruling in Weeks was that in a federal prosecution, the Fourth Amendment prohibited the use of evidence obtained by an illegal search and seizure. Frankfurter notes, with apparent disapproval, that this 1914 ruling “was not derived from the explicit requirements of the Fourth Amendment,” nor “based on legislation expressing Congressional policy in the enforcement of the Constitution.” However, because the rule has been frequently applied since, “we stoutly adhere to it.”

However, Frankfurter reaffirms, the immediate question at hand is whether this basic right to protection against arbitrary intrusion by the police in a federal case extends to state cases as well. He writes that because most of the English-speaking world “does not regard as vital … the exclusion of evidence such obtained,” the Court must hesitate “to treat this remedy as an essential ingredient of the right.”

Frankfurter writes that although the practice of exclusion of evidence is indeed an efficient way of deterring unlawful searches, the Court cannot condemn other equally effective methods as falling below the minimal standards required by the Due Process Clause. Further, there exist reasons for excluding evidence obtained by the federal police that are less compelling in the case of state or local authority.

He concludes that because of the above reasons, the Court holds that “in a prosecution in a State Court for a State crime, the Fourteenth Amendment does not forbid the admission of evidence obtained by an unreasonable search and seizure.”

Black's concurrence

In a concurring opinion, Associate Justice Hugo L. Black notes that as per his previous dissents, he agrees that the Fourth Amendment’s prohibition of unreasonable searches and seizure is enforceable against the states.3 He writes that he would be in favor of the reversal of the decision of the lower courts if he thought that the Fourth Amendment, by itself, barred not only unreasonable searches and seizures, but also the use of evidence so obtained. However, he agrees with the implication evident from the Court’s opinion in that the federal exclusionary rule is “not a command of the Fourth Amendment but is a judicially created rule of evidence which Congress might negate.”4 He concludes that this implication leads him “to concur in the Court’s judgment of affirmance.”

Douglas' dissent

Associate Justice William O. Douglas writes in his dissenting opinion that for the reasons stated by Justice Hugo L. Black in his dissent in Adamson v. California5, he believes that the Fourth Amendment is applicable to the States. He agrees with Justice Frank Murphy’s assertion that evidence obtained in violation of the Fourth Amendment must be excluded in state as well as in federal prosecutions; in absence of such exclusion, “the Amendment would have no effective sanction.”

Murphy's dissent

In his dissent opinion, with which Justice Wiley B. Rutledge concurs, Associate Justice Frank Murphy takes issue with the majority opinion’s suggestion that there exist alternatives to the exclusionary rule. He complains that this very statement “conveys the impression that one possibility is as effective as the next,” while, in his opinion, there is only one alternative to the rule of exclusion – and that is “no sanction at all.”

Murphy openly questions the Court’s suggestion of self-regulation, scoffing at the notion of expecting “a District Attorney to prosecute himself…for well-meaning violations of the search and seizure clause during a raid the District Attorney…[has] ordered.”6 Murphy suggests another alternative, somewhat parenthetically, whereas a trespass action for damages could be used as “a venerable means of securing reparation for unauthorized invasion of the home.”

Rutledge's dissent

Associate Justice Wiley B. Rutledge writes a dissenting opinion, with which Justice Frank Murphy concurs. He rejects the Court’s conclusion that the mandate of the Fourth Amendment, though binding on the states, does not carry with it the sanction of the exclusionary rule. He agrees with Justice Murphy’s assertion that the “Amendment without the sanction is a dead letter.”

He also rejects the Court’s suggestion that Congress could genuinely enact legislation that would permit the use in federal courts of evidence seized in violation of the Fourth Amendment, noting that this issue had previously – and negatively – been settled in Boyd v. United States.7

Justice Rutledge concludes by saying that the Court makes “the illegality of this search and seizure its inarticulate premise of decision.” He concurs with this premise, and believes that the conviction should be reversed.

See also

External links

Footnotes

  • Note 1: Justice Frankfurter notes that the equation of the Fourteenth Amendment with the first eight amendments has been rejected by the Court numerous times, “after impressive consideration.” For earlier cases involving this consideration, see Hurtado v. California, 110 U.S. 516, 292; Twining v. New Jersey, 211 U.S. 78; Brown v. Mississippi, 297 U.S. 287; Palko v. Connecticut, 302 U.S. 319, and Adamson v. California, 332 U.S. 46.
  • Note 2: The landmark case of Weeks v. United States (1914) established the exclusionary rule, prohibiting the use of illegally seized evidence. In this case, a federal marshal had seized papers without a proper warrant. See also Ernest W. Machen, The Law of Search and Seizure (1950), and M. A. Quintana, “The Erosion of the Fourth Amendment Exclusionary Rule,” 17 Howard Law Review 805 (1973).
  • Note 3: See Justice Hugo L. Black’s dissenting opinion in Adamson v. California, 332 U.S. 46, 68, 1683, 171 A.L.R. 1223.
  • Note 4: See McNabb v. United States, 318 U.S. 332.
  • Note 5: See the dissent by Associate Justice Hugo L. Black in Adamson v. California, 332 U.S. 46, 68, 1684, 171 A.L.R. 1223.
  • Note 6: Justice Murphy cites Pound, Criminal Justice in America (New York, 1930) to support his argument: “Under our legal system the way of the prosecutor is hard, and the need of 'getting results' puts pressure upon prosecutors to indulge in that lawless enforcement of law which produces a vicious circle of disrespect for law.”
  • Note 7: In explaining his reasoning, Justice Rutledge writes, “I had thought that issue settled by this Court's invalidation on dual grounds, in Boyd v. United States, 116 U.S. 616 , of a federal statute which in effect required the production of evidence thought probative by Government counsel – the Court there holding the statute to be 'obnoxious to the prohibition of the Fourth Amendment of the Constitution, as well as of the Fifth.' Id., at page 632, 6 S.Ct. at page 533. See Adams v. New York, 192 U.S. 585, 597 , 598, 375. The view that the Fourth Amendment itself forbids the introduction of evidence illegally obtained in federal prosecutions is one of long standing and firmly established. See Olmstead v. United States, 277 U.S. 438, 462 , 567, 66 A.L.R. 376. It is too late in my judgment to question it now. We apply it today in Lustig v. United States, 338 U.S. 74.”

 
 

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US Supreme Court. The Oxford Companion to the Supreme Court of the United States. Copyright © 1992, 2005 by Oxford University Press. All rights reserved.  Read more
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