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Worcester v. Georgia

 
US Government Guide: Worcester v. Georgia

6 Pet. 515 (1832)
Vote: 5–1
For the Court: Marshall
Dissenting: Baldwin

In the early 19th century, the Cherokee people owned a vast area of land in Georgia. They organized a thriving community with a constitution and republican institutions of government. They clearly meant to live as a free and sovereign, or self-governing, people. Georgia state government officials, however, had a different view of Cherokee destiny. They enacted laws that placed Cherokee lands under the control of Georgia county governments.

The Cherokees objected to Georgia's efforts to rule them. They brought suit directly to the U.S. Supreme Court on grounds that they were an independent nation whose rights had been violated by the state of Georgia. Writing for the Court, Chief Justice John Marshall, in Cherokee Nation v. Georgia (1831), held that the Court had no jurisdiction, under the U.S. Constitution, to deal with this issue because the Cherokees were “a domestic, dependent nation"—not a truly sovereign nation.

In March 1831 the Georgia militia arrested Samuel A. Worcester and thereby reopened the legal issue of Cherokee rights in the United States. Worcester was a white Christian missionary who lived among the Cherokee people. He was charged by the Georgia government with violation of a law prohibiting “all white persons [from] residing within the limits of the Cherokee nation…without a license or permit from his excellency the [Georgia] governor.” A Georgia state court found Worcester guilty and sentenced him to four years in the state penitentiary. Worcester appealed to the U.S. Supreme Court.

The Issue

Worcester's attorneys claimed that the Georgia law he violated was unconstitutional because it conflicted with U.S.–Cherokee treaties, the contract and commerce clauses of the U.S. Constitution, and the sovereign status of the Cherokee nation. Should the national rights of the Cherokees be recognized? Should the Georgia law at issue in this case be declared void?

Opinion of the Court

Chief Justice John Marshall decided against Georgia. He wrote that the Cherokee and other “Indian nations” were “distinct, independent political communities, retaining their original natural rights.” This was a dramatic change from the Supreme Court's decision one year earlier in Cherokee Nation v. Georgia. Marshall overturned Worcester's conviction and ordered his release from prison.

Significance

President Andrew Jackson and the executive branch of the federal government refused to abide by the Court's decision. Worcester remained in jail and served his four-year sentence. The Georgia government moved against the Cherokee people, who were eventually forced to move west of the Mississippi River.

Chief Justice Marshall's Worcester opinion departed from his Cherokee Nation opinion. Nevertheless, the Cherokee Nation opinion prevailed in subsequent cases, to the disadvantage of the people classified in the 1831 case as “domestic, dependent nations.”

Sources

  • Theda Perdue, The Cherokee (New York: Chelsea House, 1988)
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Law Encyclopedia: Worcester v. Georgia
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This entry contains information applicable to United States law only.

The settling of North America by white persons involved the displacement of Native Americans, who lived in tribal societies throughout the continent. During the colonial period, many wars took place between settlers and Native Americans. The colonists ultimately prevailed in these conflicts and negotiated treaties that required the tribes to give up much of their territory. After the formation of the United States, state and federal government leaders agreed that the nation needed to establish a national policy toward Native Americans. By the 1820s the solution to the "Indian problem" had become their removal and resettlement in the "Great American Desert" to the west. In 1830 Congress passed the Indian Removal Act (4 Stat. 411) and appropriated $500,000 for that purpose.

In the 1830s the Cherokee Indians used the U.S. legal system to assert their treaty rights and seek protection from the encroachment of the Georgia state government. In Cherokee Nation v. Georgia, 30 U.S. (5 Pet.) 1, 8 L. Ed. 25 (1831), and Worcester v. Georgia, 31 U.S. (6 Pet.) 515, 8 L. Ed. 483 (1832), the U.S. Supreme Court wrestled with the issue of Indian tribal sovereignty. Were Indian tribes independent nations akin to foreign states such as Great Britain and France?

In Cherokee Nation, the Cherokee contended that they were a foreign state and therefore could sue the state of Georgia in federal court under diversity jurisdiction. Chief Justice John Marshall ruled that federal courts had no jurisdiction over such a case because Indian tribes were merely "domestic dependent nations" existing "in a state of pupilage. Their relation to the United States resembles that of a ward to his guardian." The decision established the premise that Indian nations do not possess all of the attributes of sovereignty that the word nation normally implies.

In Worcester, while not overruling Cherokee Nation, Marshall issued the opinion of the Court that the Cherokee were a nation with the right to retain independent political communities. Georgia had passed legislation making it a crime for white persons to live in Cherokee country without first obtaining a license from the state. The Cherokee challenged this license requirement. The Supreme Court agreed with the Cherokee and held that the Georgia laws were unconstitutional because they violated treaties, the Contract and Commerce Clauses of the Constitution, and the sovereign authority of the Cherokee nation.

The case arose when Georgia indicted Samuel A. Worcester, a missionary of the American Board of Commissioners for Foreign Missions, and six other white persons for the offense of "residing within the limits of the Cherokee nation without a license." All seven defendants were convicted and sentenced to four years in prison.

Worcester and the other defendants appealed to the Supreme Court, arguing that Georgia had no jurisdiction over Cherokee sovereign territory. Under the Constitution, Congress has the power to regulate commerce with the Indian tribes. The Indian Commerce Clause (Article I, Section 8, Clause 3) is the main source of federal power over Indian tribes. Worcester contended that this clause demonstrated that the federal government had exclusive jurisdiction over the establishment and regulation of intercourse with the Indians. In addition, Worcester pointed to treaties between the United States and the Cherokee nation. No state could interfere with these agreements, which were the supreme law of the land.

Chief Justice Marshall, writing for the majority, agreed with Worcester's legal position and found that the relationship between the existing treaties and the constitutionality of the state law was the paramount issue. Marshall reviewed the colonizing of the continent and noted that the colonists' legal basis for claiming the land as their own was questionable:

It is difficult to comprehend the proposition, that the inhabitants of either quarter of the globe could have rightful original claims of dominion over the inhabitants of the other, or over the lands they occupied; or that the discovery of either by the other should give the discoverer rights in the country discovered, which annulled the pre-existing rights of its ancient possessors.

Marshall analyzed two treaties negotiated between the United States and the Cherokee. He found that these agreements recognized the national character of the Cherokee and their right of self-government. In addition, the treaties guaranteed their lands, and the federal government assumed the duty of protecting the integrity of the agreement.

Marshall then pointed out that from the beginning of the Republic, Congress had enacted a series of laws to regulate trade and intercourse with Indian tribes. These laws treated the tribes as nations, respected their rights, and sought to give the tribes the protection that the treaties stipulated. He concluded that "Indian nations are distinct political communities, having territorial boundaries, within which their authority is exclusive, and having a right to all the lands within those boundaries, which is not only acknowledged, but guaranteed by the United States."

In light of Cherokee Nation, a key question was whether a treaty negotiated with Indians should be treated differently than one negotiated with a foreign nation. Marshall concluded that it should not.

The words "treaty" and "nation" are words of our own language, selected in our diplomatic and legislative proceedings, by ourselves, having each a definite and well understood meaning. We have applied them to Indians, as we have applied them to the other nations of the earth. They are applied to all in the same sense.

Therefore, Marshall ruled that the Cherokee nation was a "distinct community occupying its own territory," where the laws of Georgia had no force. The Cherokee were vested with the power to determine whether the citizens of Georgia could enter their territory, subject to treaty provisions and acts of Congress. He concluded that "the whole intercourse between the United States and this nation, is, by our constitution and laws, vested in the government of the United States."

The decisions involving the Cherokee nation established the basic principles of Indian sovereignty. Indian tribes, by occupying North America, possessed some elements of preexisting sovereignty. This sovereignty could be diminished or eliminated by the United States, but not by the individual states. Finally, because the tribes had limited sovereignty and were dependent on the United States for protection, the United States had a trust responsibility. This meant that the U.S. government was a trustee with the duty of looking after the best interests of Native Americans, who were wards of the government.

The legal victory proved of little benefit to the Cherokee nation, however. The demand for land in Georgia grew more intense after gold was discovered on Cherokee land. More ominously, President Andrew Jackson, who favored the removal of the Cherokee nation and other Indian tribes, refused to enforce the Court's decision. His refusal illustrated the problem that occurs when one branch of government refuses to honor the decision of another branch. During Jackson's term of office (1829-1837), ninety-four removal treaties were negotiated, demonstrating his resolve to move the Indian tribes westward.

In December 1835 the Treaty of New Echota, signed by a small minority of the Cherokee, ceded to the United States all their land east of the Mississippi River for $5 million. Though the tribe sought to repudiate the treaty, they were unsuccessful. Under the Indian Removal Act, the Cherokee were forced to leave Georgia beginning in 1838. Nearly a quarter of the 15,000 Cherokee died during the relocation. The Cherokee called the western trek to Oklahoma and Indian Territory the "Trail of Tears."

See: Native American rights.

Wikipedia: Worcester v. Georgia
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Worcester v. Georgia
Seal of the United States Supreme Court.svg
Supreme Court of the United States
Argued February 20, 1832
Decided March 3, 1832
Full case name Samuel A. Worcester, Plaintiff in Error v. The State of Georgia
Citations 31 U.S. 515 (more)
8 L. Ed. 483
Prior history Plaintiff convicted in Gwinnett County, Georgia by the Georgia Superior Court (Sept. 15, 1831)
Subsequent history None
Holding
States were not permitted to redraw the boundaries of Indian lands or forbid residence in those territories, because the Constitution granted sole authority to Congress to regulate relations with sovereign States. Superior Court of Gwinnett County, Georgia reversed and remanded.
Court membership
Case opinions
Majority Marshall, joined by Johnson, Duvall, Story, Thompson
Concurrence McLean
Dissent Baldwin
Laws applied
U.S. Const. art. I

Worcester v. Georgia, 31 U.S. (6 Pet.) 515 (1832), was a case in which the United States Supreme Court held that Cherokee Native Americans were entitled to federal protection from the actions of state governments which would infringe on the tribe's sovereignty.


Contents

The Case

Georgia law required all whites living in Cherokee Indian Territory to obtain a state license. Seven missionaries refused to obey the state law and were arrested, convicted, and sentenced to four years of hard labor for violating the state licensing law. They also refused to obey the military when they were asked to leave the state. They appealed their case to the Supreme Court of the United States, arguing that the laws they had been convicted under were unconstitutional because states have no power or authority to pass laws concerning sovereign Indian Nations.

The missionaries Samuel Austin Worcester and Elizur Butler were targeted by Georgia because of their influence with and support of Cherokee resistance against removal. It was understood that if they had applied for state licenses to reside among the Cherokees, the licenses would have been denied. The Georgia state courts had previously been deferential to Worcester because of his federal appointment as postmaster to New Echota, the Cherokee capital. However, the governor of Georgia, George Rockingham Gilmer, personally persuaded the federal government to withdraw Worcester's appointment as postmaster in order to make him subject to arrest.

Chief Justice John Marshall laid out in this opinion the relationship between the Indian nations and the United States is that of nations. He argued that the United States, in the character of the federal government, inherited the rights of Great Britain as they were held by that nation. Those rights, he stated, are the sole right of dealing with the Indian nations to the exclusion of any other European power, and not the rights of possession to their land nor political dominion over their laws. He acknowledged that the exercise of conquest and purchase can give political dominion, but those are in the hands of the federal government and not the states.

The court ruled that the Cherokee nation was a "distinct community" with self-government "in which the laws of Georgia can have no force," establishing the doctrine that the national government of the United States, and not individual states, had authority in Indian affairs.

Response to the Decision

In reaction to this decision, President Andrew Jackson has often been quoted as defying the Supreme Court with the words: "John Marshall has made his decision; now let him enforce it!" However, Jackson never made any such statement.[1] (What Jackson actually said was that "the decision of the supreme court has fell still born, and they find that they cannot coerce Georgia to yield to its mandate.") Arguably because of a legal loophole, he had no grounds for becoming involved unless the Georgia courts formally defied the Supreme Court. That did not happen since Georgia simply abided by the only substantive holding of the decision, and pardoned and freed the plaintiff (albeit after several months of shirking the federal judiciary).[2] In doing so, Georgia underscored the reality of Worcester's true import: despite having no Indian litigants, and thus being incapable of bearing out a holding that could work in their favor in practice, when the decision was cited as precedent in later Indian decisions, like Johnson and Cherokee Nation that preceded it, the case would display inimitable destructive capacity. Marshall used the decision, at least in part, to vindicate the wrongs he perpetrated with "Johnson v. M'Intosh"; Justice Story considered it similarly, writing, in a letter to his wife dated 4 March 1832, "Thanks be to God, the Court can wash their hands clean of the iniquity of oppressing the Indians and disregarding their rights."[3]

Marshall succeeded in Worcester, at least rhetorically, in repudiating some of the "discovery doctrine" put forth in the Johnson decision, but it was largely too late: though Marshall still presided, Jackson had filled the Court with his own appointees, and the damage was done.[4] The removal policy overseen by the second Jackson administration ensured that history would remember Marshall's "Indian Trilogy" no more kindly than it did just the founding Johnson decision.[5] Jackson's opponents criticized him for failing to act against Georgia, but even if he had wanted to intervene—and much evidence suggests that he did not, though the President's position is no longer considered in the strictly polar light that it has been in years past[6]—it is questionable whether he had any legal authority to do so.[7] And in any case, any power disparity between Jackson's Executive and Marshall's Judiciary was irrelevant: Georgia abided by the only immediate holding of the case, seeing clearly that, on releasing the plaintiff, she could continue on the course of her Indian policy with little further judicial ado.[8]

Perhaps fearing the possibility of a showdown between the Supreme Court and the Executive, and realizing the real likelihood of Jackson refusing to adhere to the Court’s pro-Cherokee decision, the Justices did not follow the standard procedure of requiring federal marshals to carry out the decision, despite Georgia's laxity in pardoning and releasing Worcester.[9] In doing so, the Supreme Court implicitly permitted Andrew Jackson not to carry out the decision, thus avoiding the possibility of a political conflict between two branches, while also retaining the pro-Cherokee decision of Worcester as good precedent for subsequent cases and presidents.[10]

There can be no question that Jackson, in both his politics and his policy was supportive of Georgia in its efforts to relocate the Cherokees. Despite winning their case in the Supreme Court, Worcester and Butler remained imprisoned until 1833, when a new governor, Wilson Lumpkin, persuaded them to accept pardons on condition that they would have nothing further to do with the Cherokees. Worcester and Butler were reluctant to accept pardons under such a condition but were eventually pressured to do so by the combined efforts of their lawyers, their missionary organization, and Governor Lumpkin.

According to Chused, Worcester and Butler did return to the Cherokees.[11] Further, they never accepted a formal pardon and they were not given one. Rather, they were released on a general proclamation issued in January 14, 1833.

Subsequent history

In 1835, a dissident faction of Cherokees signed a removal treaty, the Treaty of New Echota. Jackson actively lobbied the U.S. Senate to ratify the treaty in 1836, where it passed by a majority of one vote. In 1838, under President Martin Van Buren, this led to the forcible relocation by the U.S. Army of the Cherokees to Indian Territory (part of present-day Oklahoma) in what would become known as the Trail of Tears.

Subsequent judicial impact

Marshall's decision set a strong rule that was followed in future judicial opinions. They are

  • U.S. v. Holiday (70 U.S. 407, 1866): Holding that a Congressional ban on selling liquor to the Indians was Constitutional.
  • In re Heff (197 U.S. 488, 1905): Holding that Congress has the power to place the Indians under state law if it chooses, and the ban on selling liquor does not apply to Indians subject to the Allotment acts.
  • Iron Crow v. Ogallala Sioux Tribe (129 F. Supp. 15, 1955): Holding that tribes have power to create and change their court system and that power is limited only by Congress, not the courts.
  • Wisconsin Potowatomies of Hannahville Indian Community v. Houston (393 F. Supp. 719): Holding that tribal law and not state law governs the custody of children domiciled on reservation land.
  • Merrion v. Jicarilla Apache Tribe (455 U.S. 130, 1982): Holding that Indian Nations have the power to tax Non-Native Americans based on their power as a nation and treaty rights to exclude others. This right can be curtailed only by Congress.
  • American Indian Agricultural Credit Consortium, Inc. v. Fredericks (551 F. Supp. 1020, 1982): Holding that federal, not state courts have jurisdiction over tribal members.
  • Maynard v. Narrangansett Indian Tribe (798 F. Supp. 94, 1992): Holding that tribes have sovereign immunity against state tort claims.
    • Venetie I.R.A. Council v. Alaska (798 F. Supp. 94): Holding that tribes have power to recognize and legislate adoptions.
  • Native American Church v. Navajo Tribal Council (272 F.2d 131): Holding that the First Amendment does not apply to Indian nations unless it is applied by Congress.
  • Teague v. Bad River Band (236 Wis. 2d 384, 2000): Holding that tribal courts deserve full faith and credit since they are the court of an independent sovereign; however, in order to end confusion, cases that are filed in state and tribal courts require consultation of both courts before they are decided.

See also

References

  1. ^ Boller, Paul F.; John H. George (1989). They Never Said It: A Book of False Quotes, Misquotes, & False Attributions. New York, NY: Oxford University Press. p. 53. http://books.google.com/books?id=NCOEYJ0q-DUC&printsec=frontcover. 
  2. ^ Banner, Stuart. How the Indians Lost Their Land: Law and Power on the Frontier. Cambridge: Harvard UP, 2005.
  3. ^ Warren, Charles. The Supreme Court in United States History. 2nd ed. 2 vols. Boston: Little, Brown, 1926. I.757
  4. ^ Robertson, Lindsay G. Conquest by Law: How the Discovery of America Dispossessed Indigenous Peoples of Their Lands. Oxford: Oxford UP, 2005.
  5. ^ Robertson 117-44; Banner 220-7.
  6. ^ e.g., Banner 221-2. Cf. the entirety of Robert A. Williams' work.
  7. ^ Prucha (1984), p. 212.
  8. ^ Banner 222. Norgren, Jill. The Cherokee Cases: Two Landmark Federal Decisions in the Fight for Sovereignty. Norman: U of Oklahoma P, 2004. 122-30.
  9. ^ Berutti, Ronald A. (1992). "The Cherokee Cases: The Fight to Save the Supreme Court and the Cherokee Indians". American Indian Law Review 17: 291.  At pp. 305–306.
  10. ^ Lytle, Cliford M. (1980). "The Supreme Court, Tribal Sovereignty, and Continuing Problems of State Encroachment into Indian Country". American Indian Law Review 8: 65.  At p. 69.
  11. ^ Chused, Richard (1999). Cases, Materials, and Problems in Property (2nd ed.). New York: M. Bender. ISBN 0820541354. 

Further reading

  • Burke, Joseph C. (1969). "The Cherokee Cases: A Study in Law, Politics, and Morality". Stanford Law Review 21: 500. doi:10.2307/1227621. 
  • Prucha, Francis Paul (1984). The Great Father: The United States Government and the American Indians. I. Lincoln: University of Nebraska Press. ISBN 0803236689. 
  • Smith, Jean Edward (1996). John Marshall: Definer Of A Nation. New York: Henry Holt & Company. ISBN 080501389X. 

External links

  • Text of Worcester v. Georgia, 31 U.S. 515 (1832) is available from:  · Enfacto · Findlaw · Justia

 
 

 

Copyrights:

US Government Guide. The Oxford Guide to the United States Government. Copyright © 1993, 1994, 1998, 2001, 2002 by John J. Patrick, Richard M. Pious, Donald M. Ritchie. All rights reserved.  Read more
Law Encyclopedia. West's Encyclopedia of American Law. Copyright © 1998 by The Gale Group, Inc. All rights reserved.  Read more
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