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The antifraud provisions of the Securities Act of 1933 apply to?
The antifraud provisions of the Investment Advisers Act of 1940 apply to all conduct that concerns the integrity of the client relationship from an advisory standpoint. As far as actual securities transactions, those are covered under the antifraud provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934. The Advisers Act differed in that the activity did not have to be directly related to actual conduct in the offer or sale of securities, but extended to any deceitful conduct in the rendering of investment advice, the results of which constitute a fraud upon the client.
What is convergence in marketing?
Convergence is the act of converging or merging of distinct technologies, industries, or devices intoÊa unified whole. Convergence is the future of marketing since this is the key for firms to remain profitable and successful when everyone is spending less and cutting costs.
What types of firms issue commercial paper What are the characteristics critical to being able to issue commercial paper?
Commercial banks act as agents in issuing paper, holding it for safekeeping and facilitate payment in federal funds. Most of the firms sell their paper through dealers. Only large, well-known firms of the highest credit standing, and lowest default risk can issue commercial paper because paper is an unsecured promissory note.
Does the 3 day right of rescission rule apply to construction loans?
Generally no. The Truth in Lending Act allows a right of rescission on equity lines of credit and refinances. You can read more about it at the link below.
Which debt relief programs apply to mortgages?
The The Mortgage Forgiveness Debt Relief Act was enacted by congress to help give relief to American families having trouble paying their mortgages. Research shows that the banks have been slow to work with families as the law outlines they should.
Who did the toleration act apply to?
The Toleration Act applied to Maryland
When were the disability services act and the disability discrimination act passed in parliament and how do they apply to the area of disability work?
1986 they apply to the laws
Who does the data protection act apply to?
your ma
Does hatch act apply to retired federal employees?
No
What remedies became available under the Sherman Antitrust Act?
When an injured party or the government filed suits, the courts could order the guilty firms to stop their illegal behavior or the firms could be dissolved.
In 1890 the Sherman Antitrust Act was passed which made it illegal for business firms to combine to prevent competition.?
Efficiency
1890 the Sherman Antitrust Act was passed which made it illegal for business firms to combine to prevent competition.?
Efficiency
What is the legal Cartel Theory?
the legal Cartel theory suggests that some industries may seek to be regulated or desire that regulation continues, so that the number of firms is limited and the existing firms can act like a monopoly.
Does the national labor relations act apply to public sector unions or are they under the jurisdiction of the individual states?
NLRA and the Railway Labor Act apply to private sector unions, a federal labor act applies to fed employees, and state labor laws apply to state and local government employees.
The national origins act did not apply to immigrants from which country?
Mexico
What was the New Jersey Holding Company Act?
This allowed corporations to bring previously independent firms under unified control
Does the Fair Debt Collection Act apply only to the United States or does it apply also to Guatemala?
Only the U.S.
