answersLogoWhite

0


Best Answer

FINRA developed and operates the IARD system based on the SEC and NASAA's requirements. The SEC and NASAA chose FINRA to administrate the IARD system due to its technical experience with regulatory depositories and databases.

User Avatar

Wiki User

15y ago
This answer is:
User Avatar

Add your answer:

Earn +20 pts
Q: How is the investment adviser registration depository iard related to finra?
Write your answer...
Submit
Still have questions?
magnify glass
imp
Related questions

What does financially mean?

monetary somthing to do with what do with moneyof or relating to finance."an independent financial adviser"synonyms:monetary, money, economic, pecuniary, fiscal, banking, commercial, business, investment


What jobs have to do with horticulture?

adviser for plantation,gardendesigning,solve the related problems of horticulture


Did Lee Harvey Oswald work at the book depository in dallas Texas?

Oswald was hired at the Book Depository that very day he filled out that application (October 15, 1963). He started to work, as an "order filler" [for the then-minimum wage of $1.25 per hour], the next morning, Wednesday, October 16, 1963, which was the beginning of a new pay period at the Depository. (see the related link for the source of this information)


What are the Questions asked by customer related to investment?

Some common questions are: # Risk profile - Chances of losing the investment # Returns on Investment # Investment Tenure # Reputation of the investment house # etc...


What is affine registration using mutual information?

Registration between related individuals using information shared by each.


How are volatility and risk related in an investment?

The risk of an investment can be measured by observing how volatile the return of that investment has historically been over a period of time.


How are volatility and risk related in investment?

The risk of an investment can be measured by observing how volatile the return of that investment has historically been over a period of time.


Why people invest where their is more risk?

Return on investment is directly related to risk of investment--the riskier an investment is, the more you have to pay people for making it.


Who should one talk to for help in making an investment plan?

One should talk to an investment expert or an investment company for help in making an investment plan. In economics, investment is related to saving and deferring consumption.


GST Related Tags?

GST registration process GST registration eligibility GST registration documents GST registration requirements GST portal registration GST registration application GST registration form GST registration fee GST registration number GST registration status GST registration update GST registration amendment GST registration cancellation GST registration renewal GST registration certificate GST registration guidelines GST registration timeline GST registration verification GST registration online GST registration offline GST registration for businesses GST registration for individuals GST registration for exporters GST registration for importers GST registration compliance GST registration penalties GST registration audit GST registration queries GST registration helpline GST registration assistance


What is fullform of TRIMS?

Trade related investment measures


How can you register nirmalbaba samagam?

Registration for NirmalBaba Samagam can be done online. On spot registration is not possible. See related links for site.