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In order to become a stockbroker in the United States, a candidate must pass the General Securities Representative Examination
In the UK, brokers are required to pass the SII Certificate in Securities.
This qualification is achieved by passing two exams: Either Unit 1: FSA Financial regulations or Unit 6 Principles of Financial Regulation for MiFID compliant retail trading, and either Unit 2: Securities, Unit 3: Derivatives or Unit 4: for both Securities and Derivatives. Passing Unit 1 or Unit 6 identifies individuals as having attained FSA Approved Person Status.
What else can I help you with?
Average age of a stock brocker?
61
What does a stock brocker do?
Stock broker - a salesperson who specializing in buying and selling securities
How much does a stock brocker get?
It really depends on how long you have been a stock brocker and how many clients you have gathered upon your time as a stock broker. a new stock brocker who just started working has between 60-80k pr. year. but the average wage as a stock broker who has worked a while is 100k +. a good stock broker can earn all between 100k to 1000 000k. but that is in rare cases.
When was brocker way born?
Brocker Way was born in 1989.
When was Patricia Brocker born?
Patricia Brocker was born in 1966.
How much money does a stock brocker makes?
Usually it is 0.25% or brokerage per transaction + service charges + annual fees
How do you become a stock brocker?
Stock broker is a profitable profession if you know your role. You can become a stock broker by achieving financial certification. Having bachelors or masters in Finance can help you to have a better grip of the job.
When was Gavin Brocker born?
Gavin Brocker was born in 1983, in Plumstead, London, England, UK.
What has the author James H Brocker written?
James H. Brocker has written: 'Father Damien, The Lands of'
How old is brocker way?
22?
What is a stock brocker?
A stock broker is a licensed agent who buys and sells stocks for both retail and institutional clients. In Canada, a stock broker is called a Registered Representative who is required to complete 30 hours of professional development and 12 hours of compliance training in every three year.
What are the listing requirements for the Zimbabwe Stock Exchange?
what are the listing requirements of zimbabwe stock exchange
