answersLogoWhite

0


Best Answer

The Series 6 allows you to sell open ended funds (mutual funds), Unit Investment Trusts and ETF's (new issues only), Face Amount Certificate Companies, new issues of closed-ended funds, and variable insurance products (if you also have you insurance licensing in your state). You can NOT sell individual stocks or bonds.

User Avatar

Wiki User

14y ago
This answer is:
User Avatar

Add your answer:

Earn +20 pts
Q: What can you do or sell with a Series 6 license?
Write your answer...
Submit
Still have questions?
magnify glass
imp
Related questions

What is a series 6 license used for?

The series 6 license allows the holder to sell mutual funds and fixed annuities.


What is a series 6 license?

Series 6 license is a type of securities license that the entitles the holder to as a registered limited representative who could sell mutual funds, variable annuities and insurance premiums. Holders of the Series 6 license aren't authorized to sell corporate or municipal securities, direct participation programs and options.


What can you sell or do with a series 63 and 22 license?

Series 63 allows you to sell funds The answer is incorrect above. I obtained a Series 63 License in the state of Tennessee. The Series 63 License is NOT a license to sell FUNDS! It is a license to sell SECURITIES by means of Solicitation!


Do you need a series 6 or series 7 to sell fixed annuities?

no, just a life insurance license


Can you sell equities with a series 6 license?

No, only mutual funds and fixed annuities.


What can you do or sell with a series 63?

A series 63 license is a license to sell securities. In order to obtain a series 63, you must pass an exam. Those who hold a series 63 license can sell securities in the state where they passed the test.


What are series 6 and 63 licenses for?

Series 6 license is require for professionals who sell mutual funds, variable annuities, retirement plans and insurance products as well. While for series 63 license, it is required for those wish to sell only investment company products like mutual funds and money-market funds.


Can you sell annuities with a life insurance license?

Depending on your license you may be able to sell fixed annuities. Variable annuities require Series-7 license however


Where can I take series 7 classes.?

Provides books and computer training for NASD exams including the Series 6 license and Series 65 exam license. Series 7 exam training and NASD exam Provides books and computer training for NASD exams including the Series 6 license and Series 65 exam license. Series 7 exam training and NASD exam Provides books and computer training for NASD exams including the Series 6 license and Series 65 exam license. Series 7 exam training and NASD exam


Can you sell ETFs with a series 6?

No.


What is required for a Series 6a license?

The main requirements in getting a Series 6 license is by completing the Investment Company Representative Exam.


How many cars can you sell in Oklahoma without a dealers license?

6