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What else can I help you with?
What is the difference between the SEC and FINRA?
SEC - Securities and Exchange Commission; FINRA - Financial Industry Regulatory Authority; The SEC is a government agency, FINRA is not. They both have regulatory powers. FINRA is mainly concerned with the broker-dealer network and the SEC is the enforcement arm of the government which investigates criminal wrongdoing by companies and individuals involved in the securities business. More detailed information can be found here http://blog.etnasoft.com/2013/01/brokerage-regulations/
Who has powers to make laws?
== == The Congress. Art. I, sec 1 of the Constitution.
What is the responsibility of the SEC?
(SEC). It is in charge of implementing federal securities laws, and, as such, it sets up rules and regulations for the proper conduct of professionals operating within its regulatory jurisdiction.
What authority does the Financial Accounting Standards Board have over generally accepted accounting principles?
The FASB has the authority to establish GAAPs but has no authority to enforce its standards. The SEC and the AICPA are the organizations that provide the enforcement mechanism.
Who is better the Big 12 or the SEC?
Who is better over all time big 12 or sec
What is the brainsurges world record?
this one girl did it in 30 sec. and had 60 sec. left over
What is whole under root of sec theta - 1 over sec theta 1?
Ut is equual to tan(theta) / (sec(theta) + 1)
What is sec pi over 4?
sqrt(2) is.
200 feet over second equals how many miles over hours?
(200 ft/sec) x (1mile / 5280 ft) x (3600 sec / hour) = (200 x 3,600 / 5,280) (ft - mile - sec / sec - ft - hour)= 136.364 miles per hour (rounded)
Powers of congress are limited by?
article 1 sec 8
How long does it take to fall 200 feet?
just over 3 seconds. 32.2 ft/sec/sec not calculating in acceleration to terminal velocity. the 1st sec = 1 * 32.2ft + the 2nd sec = 2 * 64.4ft + the 3rd sec = 3 * 96.6ft = almost 200ft
What penalties can the SEC impose on companies?
by enforcement actions including bans on auditing or working for public companies; it can also ban trading in the securities of public companies.
