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Series 6 License is a National Association of Securities Dealers (NASD) license which requires individuals who wish to sell investment products such as unit investment trust funds, variable annuities and mutual funds. Those licensed individuals are called brokers or agents. Before getting a license, a person would need to take a Series 6 License Exam. This exam is composed of topics that include common and preferred stock, corporate and government securities, taxation, customer accounts, SEC/NASD rules, mutual funds, annuities, and variable insurance products. This exam is composed of 100 multiple choice questions.
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What is a series 6 license used for?
The series 6 license allows the holder to sell mutual funds and fixed annuities.
Where can I take series 7 classes.?
Provides books and computer training for NASD exams including the Series 6 license and Series 65 exam license. Series 7 exam training and NASD exam Provides books and computer training for NASD exams including the Series 6 license and Series 65 exam license. Series 7 exam training and NASD exam Provides books and computer training for NASD exams including the Series 6 license and Series 65 exam license. Series 7 exam training and NASD exam
What is a series 6 license?
Series 6 license is a type of securities license that the entitles the holder to as a registered limited representative who could sell mutual funds, variable annuities and insurance premiums. Holders of the Series 6 license aren't authorized to sell corporate or municipal securities, direct participation programs and options.
What is required for a Series 6a license?
The main requirements in getting a Series 6 license is by completing the Investment Company Representative Exam.
What type of license is necessary to work for Primerica?
Life insurance license Series 6, 63, 66, & 26. Mortgage license Health insurance license.
Do you need a series 6 or series 7 to sell fixed annuities?
no, just a life insurance license
What does a Series 6 license cost?
To obtain Series 6 license, you should take a Series 6 Licensing exam that cost for about $60-$70 dollars. There are many ways to find a licensing provider like searching a Series 6 course online or enrolling in an accredited and approved local school. After passing the exam, your state department or the certification body will award a license to be sent to you. In case you fail, you can wait for 30 days for a retake exam.
Can you sell equities with a series 6 license?
No, only mutual funds and fixed annuities.
Can you get a series 6 license with a felony DUI?
Yes, but it has to be at least 10 years old
What can you sell or do with a series 63 and 22 license?
Series 63 allows you to sell funds The answer is incorrect above. I obtained a Series 63 License in the state of Tennessee. The Series 63 License is NOT a license to sell FUNDS! It is a license to sell SECURITIES by means of Solicitation!
What are series 6 and 63 licenses for?
Series 6 license is require for professionals who sell mutual funds, variable annuities, retirement plans and insurance products as well. While for series 63 license, it is required for those wish to sell only investment company products like mutual funds and money-market funds.
What can you do or sell with a series 63?
A series 63 license is a license to sell securities. In order to obtain a series 63, you must pass an exam. Those who hold a series 63 license can sell securities in the state where they passed the test.
