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Do broker dealers have to be registered?

Broker dealers have to register themselves with the SEC, but the principle or managing partner does not have to be a registered rep with a series 7 license. But the firm does have to have at least one on staff.


Is there anyway to buy 08 Yamaha R1 that never been owned and is in brand new condition?

Yes - many dealers will have unsold stock from 2008 (either unregistered or "pre-registered") but you will need to shop around. Alternatively, there are plenty of bikes on sale with very low mileage (under 3000 miles) and one careful, "mature" owner which are almost as good as brand new.


Can people melt my silver into bars for me?

Yes, registered dealers in precious metals regularly melt scrap into ingots.


What is the closest Honda car dealership to Waxahachie, TX?

There are a lot of Honda dealers in Fort Worth and Dallas. The nearest is Vandergriff Honda on Interstate 20 in Arlington.


Who are registered dealers under value added tax?

registered dealer under vat are those who has file form C with prescribed procedure , form , fee etc which is submitted to the registrar and the registrar has given the form D so who has the form D given by registrar is registered dealer .


Where to find a list of small to midsized broker-dealers?

You can find a list of small to midsized broker-dealers through industry directories such as the Financial Industry Regulatory Authority (FINRA) BrokerCheck, which provides information on registered firms. Additionally, resources like the Securities and Exchange Commission (SEC) website offer insights into registered firms. Trade associations like the Financial Services Institute (FSI) or the National Association of Independent Broker-Dealers (NAIBD) may also have lists or member directories. Finally, financial industry publications and databases can provide comprehensive lists and profiles of broker-dealers.


Where Can you buy a bugatti veyron in Australia?

There are no official dealers in Australia because the vehicle is available only in left-hand drive and can't be registered to drive on a road.


Is a German MG 81 A Class III weapon or a curio and relic?

Both. It is a C&R weapon that requires a BATFE transfer if it was registered prior to May 1986. If it was not registered, It is a Pre 86 dealers sample and can not be owned by civillians. If you hold a C&R license, you can transfer a registered MG81 directly to you as a out of state buyer.


How do I find who has registered under Securities exchange act 1934 section 15-D?

All registered Broker /Dealers are supposed to file FOCUS report with SEC annually. You can possibly browse www.sec.gov site , look for the list of FOCUS Reports filed to find the filers' names


How many registered guns are in the US?

Unless stolen before making it to a retailer, they all are when bought. --- Firearms are not registered when sold by retailers (FFL dealers) unless they are required to be registered in a particular state. And the registration is usually done by the local police department in those states. FFL dealers record the buyer's information from form 4473 in their "bound book" and then they are obligated to keep these records for as long as they remain in business and keep their federal firearms license renewed. Gues it all depends on what the OP meant by "registered"


Does the 2002 vauxhall vectra 2.0 dti have a timing chain or belt?

my vectra is registered aug. 02 on the new shape with the 2.0 dti and have been told from the dealers that its a chain and not a belt, hope this helps Dave


What is the phone number for the Saturn Dealer in Arlington, Texas?

Saturn of Arlington is located at 1111 Interstate 20. Their phone number is 817-467-9064. There are also Saturn dealers in Hurst (817-284-6000), and Fort Worth (817-367-1000).