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An SRO is a membership organization that makes and enforces rules for its members based on the federal securities laws. The SEC has the responsibility of reviewing and approving the rules made by SROs.

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Who regulates stocks and bonds?

There is one government agency - Security and Exchange Commission (SEC) and two Self Regulating Organizations (SROs) who mandate or administer regulations for stocks and bonds: NASD (They recently changed the name to FINRA) and MSRB. * SEC regulates stocks, treasury securities, and municipal bonds * FINRA administers regulations by SEC for Over The Counter stocks (e.g., the stocks traded on NASDQ). * MSRB administers regulations by SEC in relations to Municipal Stocks. * Corporate bonds and notes are hardly regulated, since thy mostly trade in Over The Counter markets.


What organizations does the SEC oversee?

oversees self-regulatory organizations (SROs), which include stock exchanges, the National Association of Security Dealers (NASD), the Municipal Securities Rulemaking Board (MSRB), clearing agencies, transfer agents, and securities information processors


How do you put sec cubed in a calculator?

sec x = 1/cos x → sec³ x = 1/cos³ x or sec³ x = (cos x)^-3 Therefore to enter sec³ x on a calculator: Newer, "natural" calculators: mathio: sec³ x → [x-power] [cos] [<angle>] [)] [navigate →] [(-)] [3] [=] lineio: sec³ x → [(] [cos] [)] [)] [x-power] [(-)] [3] [)] [=] Older, function acts on displayed number calculators: sec³ x → [angle] [cos] [x-power] [3] [±] [=]


Who is better the Big 12 or the SEC?

Who is better over all time big 12 or sec


What is the brainsurges world record?

this one girl did it in 30 sec. and had 60 sec. left over


What is whole under root of sec theta - 1 over sec theta 1?

Ut is equual to tan(theta) / (sec(theta) + 1)


What is sec pi over 4?

sqrt(2) is.


What is 2 times 3 to the sec power take away 8 over 6 take away 4?

2*3>2-8/6-4?


200 feet over second equals how many miles over hours?

(200 ft/sec) x (1mile / 5280 ft) x (3600 sec / hour) = (200 x 3,600 / 5,280) (ft - mile - sec / sec - ft - hour)= 136.364 miles per hour (rounded)


How long does it take to fall 200 feet?

just over 3 seconds. 32.2 ft/sec/sec not calculating in acceleration to terminal velocity. the 1st sec = 1 * 32.2ft + the 2nd sec = 2 * 64.4ft + the 3rd sec = 3 * 96.6ft = almost 200ft


What is sec theta - 1 over cos theta?

zero


Who has the power to make the laws?

== == The Congress. Art. I, sec 1 of the Constitution.