Power-sharing and the Vertical Layering of Authority:
A Review of Current Practices
Stefan Wolff
I. The Context of Self-determination Conflicts and
Power-sharing
Self-determination conflicts are, at one level, also conflicts between competing views of
how decision-making powers should be allocated to different layers of authority within a
state, and thus how the state as a whole should be constructed. Traditionally, powers have
been, and still are, distributed between different vertical layers of authority, for example,
between central and local governments in unitary states, or between federal and federated
governments in federations and federacies. In addition to such vertical layering of authority,
the resolution of self-determination conflicts often requires additional mechanisms of powersharing that are horizontal, i.e., where power is (mandatorily) shared between different parties
at one-and-the-same level. While the level of such horizontal power-sharing can be the region
and/or the central government, the precise mechanisms and rules of such horizontal powersharing differ from case to case, and can be rigidly consociational, as in Northern Ireland, or
voluntary, as in Macedonia, where they are facilitated by the ethnic demography, the structure
of the country's party system and the rules of the electoral system.
Depending on the complexity of a given power-sharing system, it comprises one or more of
the following mechanisms: co-decision making (e.g., executive power-sharing), split
decision-making (e.g., territorial arrangements, such as federacy or federalism; or corporate
arrangements, such as cultural autonomy), and a range of pre-determined decisions (e.g.,
proportionality rules for representation for different communities in legislatures and the civil
service) or pre-determined procedures (e.g., qualified majority voting or parallel consent
regulations in legislatures).
Within systems of power-sharing the vertical layering of authority acquires extra
importance, often necessitating specific new institutional structures, thus adding to the overall
complexity of the process and outcome of state construction. However, the vertical layering
of authority also provides opportunities for instituting formal and informal mechanisms of
power-sharing at different levels of the political process - from the central government level
down to that of local communities. Yet, it can only accomplish this if two conditions are
fulfilled: the institutions and institutional structures created must be internally viable and
externally recognisable. That is, they must be capable in a technical sense of delivering the
outcomes they are set up to achieve (e.g., effectiveness and representativeness of the political
process) and the institutions and outcomes must be recognised by the agents participating in
Copyright (c) Stefan Wolff. All rights reserved. No reprint without permission.2
them as, if not desirable, at least preferable over continued violent conflict. Under these
conditions, vertically layered power-sharing institutions and the individual agents operating in
and through them will be capable of establishing a political process that is predictable and
stable. This in turn will facilitate, and over time be facilitated by, an increasing belief in the
authority of the institutions and institutional structures thus created.
***
With these preliminary considerations in mind, this chapter analyses state construction in
complex power-sharing systems from the perspective of how authority is distributed at and
between vertical layers of authority. The empirical basis for this analysis is provided by eight
recent cases of self-determination conflicts where attempts have been made to resolve them
by establishing complex power-sharing institutions. Examining the vertical layering of
authority in Bosnia and Herzegovina, Bougainville, Gagauzia, Kosovo, Macedonia,
Mindanao, Northern Ireland and South Ossetia, I initially evaluate the particular vertical
structures of state construction in each case and contextualise them briefly in the nature and
dynamics of each individual self-determination conflict. The sequence of case studies is
determined by the complexity of the institutional structures. I begin with Bosnia and
Herzegovina, where power-sharing exists at regional and central levels, and is complemented
by elements of devolution of powers to cantonal and municipal levels. At the next level of
complexity, regional consociations exist in Bougainville, Mindanao and Northern Ireland.
Here two traditional conflict resolution techniques combine - territorial autonomy and
consociational power-sharing. Although similar in this particular aspect, the three cases can
be further distinguished according to their institutional structures. The arrangements for
Bougainville include limited power-sharing (co-decision making) between the regional and
central authorities; in Northern Ireland, extensive arrangements for cross-border cooperation
between Northern Ireland and the Republic of Ireland, as well as between these two entities
and a range of others within the British Isles form part of the 1998 Agreement; and in
Mindanao, the co-optation of regional officials to corresponding central institutions again
provides for limited co-decision making. The remaining four cases are examples of territorial
autonomy (Gagauzia), enhanced local self-administration (Macedonia and, pending the
resolution of its final status, Kosovo), and a quasi-sovereign parallel entity (South Ossetia).
Following this description of the empirical basis of this chapter, I then assess the relevance
of the vertical layering of authority within complex power-sharing systems by comparing and
contrasting all eight cases from the perspective of the types of institutional structures; the
combination of vertical and horizontal power-sharing mechanisms; the distribution of powers
at and between different vertical layers of authority; the types of coordination between
different vertical layers of authority; the constitutional and legal entrenchment of the
Copyright (c) Stefan Wolff. All rights reserved. No reprint without permission.3
institutions created; and territory and population as boundaries of authority. Following this
thematic comparison, I examine three common and potentially problematic issues relating to
the vertical layering of public authority in complex power-sharing systems: the relationship
between vertical and horizontal layers of power-sharing, the coordination of government
activities at and between these different layers, and the overall political institutional
settlement within which vertically and horizontally structured institutions have to operate.
Synthesising this discussion, I conclude by outlining the role that the vertical layering of
authority can play as part of a power-sharing 'toolkit' by examining the main types of
institutional structures and mechanisms of policy coordination and by assessing their contextdependence.
II. Multiple Layers of Authority in Practice: A Brief
Review of Eight Case Studies of Complex Powersharing
In order to assess similarities and differences and their significance in the vertical
construction of state institutions, empirical data are required. Given the focus of this chapter,
the following case studies do not attempt to provide a comprehensive analysis of each conflict
and its settlement, but rather concentrate on how executive, legislative and judicial institutions
are constructed in the state overall and at multiple levels of authority.1
A. Bosnia and Herzegovina
The war in Bosnia and Herzegovina was part of a wider regional conflict - the
disintegration of Yugoslavia. Over three-and-a-half years, between 1992 and 1995, three main
conflict parties - Serbs in Bosnia (and their supporters in Serbia), Croats in Bosnia (and their
supporters in Croatia) and Bosnian Muslims - fought each other in shifting alliances with
different aims. Serbs sought secession and unification with Serbia, as they felt threatened in a
state potentially dominated by a Muslim or Muslim/Croat majority hostile to them. To some
extent, Croats shared this goal of secession and unification (with Croatia), while Muslims
fought to prevent the disintegration of what they perceived as their ancestral homeland. The
intensity of the conflict prompted the UN to declare six safe areas for Muslims and to
despatch a peacekeeping force for their protection. Following the breakdown of a four-month
ceasefire between Muslims and Serbs, the latter launched an intensive campaign against
Muslim safe areas between May and August 1994 in which large numbers of civilians were
deliberately targeted and killed. In response, NATO intensified its air strikes against the
(regular and irregular) armed forces of the Bosnian Serbs and eventually forced all three
conflict parties to the negotiating table in Dayton, Ohio in September 1994.
1
For detailed background on the eight case studies of self-determination conflicts, refer to Vol. 1 ** CROSS-REF
Copyright (c) Stefan Wolff. All rights reserved. No reprint without permission.4
The Dayton Peace Agreement of 1995 provides the legal foundation upon which the postwar Bosnian state has been constructed. It establishes several layers of authority: principally,
the state level, the entity level and the local level. Within the Bosnian-Croat Federation,
cantons provide a further layer of authority. All four layers of authority have their
competences clearly laid out in the Dayton Peace Agreement, its various annexes and followon documents, as well as various subsequent amendments. A significant change to this
structure was made in 1997 when the so-called Peace Implementation Council, uniting almost
sixty states and governmental and non-governmental organisations involved in the
implementation of the Dayton Peace Agreement, decided to endow the Office of the High
Representative with the authority to dismiss elected and unelected officials in Bosnia and
Herzegovina if they were deemed to obstruct the implementation of the Dayton Peace
Agreement, and to make legally binding decisions (i.e., to pass laws) in any area in which the
state or entity parliaments were unable or unwilling to legislate. This establishes the High
Representative not only as the ultimate arbiter in any cases of difficulties in implementing the
Dayton Peace Agreement and in coordinating policy between the institutions it established,
but endows the office, similar to that of the Special Representative of the UN SecretaryGeneral in Kosovo, with significant legislative and executive powers. This is comparable only
to the powers of the Secretary of State for Northern Ireland, who, through subsequent
amendment to the original Agreement, is able to suspend Northern Ireland's power-sharing
institutions and assume their executive and most of their legislative powers.
What is striking about the construction of the Bosnian state is the almost excess
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