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In what year was the Securities Exchange Commission established?
The US Securities and Exchange Commission is a federal agency that was formed in June 1934. The agency is responsible for enforcing and regulating laws in the security industry.
What is SEBI?
The Securities and Exchange Board of India (SEBI) is the regulator for the securities market in India. It was established in the year 1988 and given statutory form in 1992.
What is the SEC and what year did it start?
SEC stands for the U.S. Securities and Exchange Commission. It began June 6, 1934, with the passing of the Securities Exchange Act of 1934 (SEC is listed in section 4).
Sec founded in 1933 what year did sewanee withdraw?
The Securities and Exchange Commisions (SEC) was founded in 1934.
What are securities with maturities of one year or less classified as?
Money market instruments are securities with maturities of one year or less. A common stock is an example of something that is not a money market security.
WHY life insurance company paid high commission in first year?
First year commissions on life insurance policies can go as high as 140 percent. Commissions are high in the first year because that's the year in which the agent has all of the marketing and servicing expenses. Life insurance policies generally pay 5% or less or even no renewal commissions because there isn't anything for the selling agent to do once the policy is in force.
How are insurance agents remunerated?
Agents may receive commissions in two ways: a first-year commission for making the sale (usually 55 percent of the total first-year premium), or a series of smaller commissions paid when the insured pays
What year did the us government deregulate the securities trading business?
1970
Where are capital markets?
securities with more than a year to maturity are traded
Which year was waec established and what are it functions?
It was established in the year 1952
Who started stock exchange in the world?
The world's first stock exchange was established under the rule of King Phillip the Good, in Antwerp, Belgium in 1460. http://www.investopedia.com/articles/07/stock-exchange-history.asp#axzz1z7pXNRH9 provides additional information. However please note 1531 is the year in which the stock exchange started functioning in a building.
In what year did Advent Claymore Convertible Securities and Income Fund - AVK - have its IPO?
Advent Claymore Convertible Securities and Income Fund (AVK)had its IPO in 2003.
