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No, you do not necessarily need a broker or dealer to engage in dealer paper transactions. Dealer paper refers to short-term promissory notes issued by a financial institution or corporation, and these can be bought or sold directly between parties without the need for an intermediary. However, brokers or dealers can facilitate transactions and provide access to a broader market.
What else can I help you with?
Commercial paper that is sold without going through a broker or dealer is known as?
Direct paper.
How do you get a car dealer and broker license in new york?
How do you get a car dealer and broker license in pa?
What licensing is need for me to become a broker or dealer ?
It depends on what type of broker dealer you want to be. Try a Google search for it.
Can broker dealer for sale help me find a good broker?
If you are the owner of a small business or in a position where you will be making a lot of upcoming transactions a broker dealer could be very helpful.
Where can I find an independent broker dealer?
If you need a broker deal but can't do it yourself you can get yourself an independent broker dealer. You can visit this site for more information on finding one: www.summitbrokerage.com.
Can you find a list of boutique broker dealer companies?
ConsumerBase - http://www.consumerbase.com - is a list broker company that can help you compile this list. We offer extensive lists, including those for broker dealer companies.
Is JP Morgan a registered broker dealer?
Yes
What is the definition of a broker dealer?
Any individual or firm that buys and/or sells securities and is registered with the SEC is a broker dealer. A broker-dealer refers to a firm that trades securities for itself and for other customers. When a trade is completed for the customer they are considered brokers and when it is completed for their own firm they are considered dealers.
How does the role of a dealer differ from that of a commodities broker?
In contrast to the broker's role as an agent, a dealer acts as a principal in relations with customers. This is the only difference between commodities brokers and dealers.
What is the full form of BDW?
BDW can be Broker-Dealer Withdrawal.
Is it safe to use an online independent broker dealer?
Having an online independent broker dealer can be safe if it follows certain qualifications. This includes legitimacy, and most importantly true privacy.
Is broker dealer hyphenated?
No, "broker dealer" is not hyphenated. It is typically written as two separate words when referring to a firm or individual that buys and sells securities on behalf of clients or for its own account. However, in some contexts or specific phrases, it may be hyphenated, such as "broker-dealer" when used as a compound adjective before a noun.
