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Is the Securities and Exchange Commission is responsible for setting margin requirements?
Yes, the Securities and Exchange Commission (SEC) is involved in setting margin requirements, but it works in conjunction with the Financial Industry Regulatory Authority (FINRA) and the Federal Reserve. The SEC establishes regulations that govern the securities industry, while the Federal Reserve has the authority to set margin requirements for credit extended by brokers and dealers. FINRA also enforces rules related to margin trading among its member firms. Thus, margin requirements are determined through collaboration among these regulatory bodies.
What else can I help you with?
Is responsible for enforcing laws that regulate stocks and bonds?
Securities and Exchange Commission
Who is responsible for enforcing laws that regulate stocks and bonds?
Securities and Exchange Commission
In what year was the Securities Exchange Commission established?
The US Securities and Exchange Commission is a federal agency that was formed in June 1934. The agency is responsible for enforcing and regulating laws in the security industry.
Securities and Exchange Commission?
The Securities and Exchange Commission regulates businesses and their stocks. The Securities and Exchange Commission works to ensure that investors can rely on the information about stocks presented by businesses.
What 1934 body created to regulate the stock market?
Securities and Exchange Commission
To regulate the stock market The Roosevelt Administration created what?
The U.S. Securities and Exchange Commission :) is the answer :P
Which type of citizens benefited most from the Securities and Exchange Commission?
Ordinary investors benefited most from the Securities and Exchange Commission.
Functions of Securities and exchange commission in Nigeria?
The function of the Securities and Exchange Commission in the country of Nigeria is to oversee the transactions of stocks. The commission has broad powers to uphold the integrity of the exchange.
What did SEC?
Securities and Exchange Commission
What does Securities and Exchange Commission?
sec
What is secp in Pakistan?
the securities and exchange commission of Pakistan was set up in pursuance of the securities and exchange commission of Pakistan act 1997.
Where does the securities and exchange commission receive it authority from?
The Securities and Exchange Commission receives its authority from the Securities Exchange Act of 1934. It is made up of five Commissioners who are appointed by the President with approval from the Senate.
