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What is a pos ami filing?

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Anonymous

∙ 13y ago
Updated: 3/23/2024

It is a registration statement with the SEC to register securities for sales only under the Investment Companies Act of 1940 (i.e. not under the 33 Act as well). Therefore, such securities can not be sold publicly, but are sold in private placements to certain qualified investors.

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∙ 13y ago
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