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Do you need a security license to sell indexed annuities?
Yes, in most cases, you need a security license to sell indexed annuities, as they are typically considered securities. This requires obtaining a license, such as the Series 6 or Series 7, depending on the specific products you intend to sell. Additionally, some states may have their own regulations that necessitate licensing. It's important to check both federal and state requirements to ensure compliance.
What license do you need to sell equity-indexed annuities?
To sell equity-indexed annuities, you typically need a life insurance license, as these products are considered insurance products. Additionally, depending on the state and specific circumstances, you may also need to complete training or obtain further certification related to variable products. It's essential to check your state's regulations, as requirements can vary.
What insurance license in Arizona is needed to sell annuities?
To the best of my knowledge, as in most states, a life license is required to sell annuities in Arizona. Good luck.
Do you need a series 6 or series 7 to sell fixed annuities?
no, just a life insurance license
What annuity requires a securities license?
Variable annuities require a securities license to sell them.
Do you need a security license to sell indexed annuities?
Yes, in most cases, you need a security license to sell indexed annuities, as they are typically considered securities. This requires obtaining a license, such as the Series 6 or Series 7, depending on the specific products you intend to sell. Additionally, some states may have their own regulations that necessitate licensing. It's important to check both federal and state requirements to ensure compliance.
What license do you need to sell equity-indexed annuities?
To sell equity-indexed annuities, you typically need a life insurance license, as these products are considered insurance products. Additionally, depending on the state and specific circumstances, you may also need to complete training or obtain further certification related to variable products. It's essential to check your state's regulations, as requirements can vary.
Can you sell annuities with a life insurance license?
Depending on your license you may be able to sell fixed annuities. Variable annuities require Series-7 license however
Can you sell fixed annuities yourself?
You can sell fixed annuities if you have a life insurance license.
What insurance license in Arizona is needed to sell annuities?
To the best of my knowledge, as in most states, a life license is required to sell annuities in Arizona. Good luck.
Do you need a series 6 or series 7 to sell fixed annuities?
no, just a life insurance license
Can you get a license to sell annuities in Ohio if you have a felony?
It is possible to get a license to sell annuities in Ohio with a felony, but it will depend on the nature of the felony, how recent it was, and other factors. You would need to disclose your felony on your license application and undergo a review by the state insurance department. Each case is considered on an individual basis.
What annuity requires a securities license?
Variable annuities require a securities license to sell them.
Can you sell equities with a series 6 license?
No, only mutual funds and fixed annuities.
What is a series 6 license used for?
The series 6 license allows the holder to sell mutual funds and fixed annuities.
What license is required to sell variable annuities?
To sell variable annuities, a financial professional typically needs to hold a life insurance license and a securities license, specifically the Series 6 or Series 7 license, which are issued by the Financial Industry Regulatory Authority (FINRA). The life insurance license allows the sale of insurance products, while the securities license is necessary for selling investment products like variable annuities. Additionally, compliance with state regulations is essential, which may require additional licenses or filings.
Can you sell a UIT with a series 6?
No, you cannot sell a Unit Investment Trust (UIT) with just a Series 6 license. To sell UITs, you typically need a Series 7 license, as it covers a broader range of securities, including UITs, stocks, and bonds. The Series 6 license is limited to selling mutual funds and variable annuities.
