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List the possible penalties imposed by SEBI on Merchant Bankers and under what conditions?
The Securities and Exchange Board of India (SEBI) can impose several penalties on merchant bankers for violations such as non-compliance with regulations, misleading disclosures, or failure to fulfill their fiduciary duties. Possible penalties include monetary fines, suspension or cancellation of registration, and restrictions on their ability to operate in the capital markets. Additionally, SEBI may initiate prosecution for serious offenses, which could lead to imprisonment. The specific conditions for penalties depend on the severity and nature of the violation, as outlined in the SEBI Act and related regulations.
What are the objectives and functions of sebi critically evaluate performance of sebi?
Objectives of SEBI:As an important entity in the market it works with following objectives:1. It tries to develop the securities market.2. Promotes Investors Interest.3. Makes rules and regulations for the securities market.
Who is a CEO of sebi?
SEBI or Securities and Exchange Board of India is not a company neither does it work for profits. It is a the independent regulator of the stock markets in India. The highest post in SEBI is the Chairmanship. The current Chairman of SEBI is Upendra Kumar sinha
What are the objectives of sebi?
Established in 1992 with three main objectiveslTo protect the interest of investors in securities lTo promote the development of securities market lMake rules and regulations for the securities market
Who is governor of SEBI?
Dr.D.Subbarao
Do introduce the briefly the SEBI ACT with its background important provisions and benefit from the act?
the act is important because you need it for college admission, and its used to measure knowledge and skills.
Is Kolkata weir industries ltd under SEBI?
Yes, Kolkata Weir Industries Ltd is a publicly listed company and is therefore subject to regulations set by the Securities and Exchange Board of India (SEBI). As a publicly traded entity, it must comply with SEBI's guidelines regarding corporate governance, disclosures, and financial reporting. For the most current status and compliance, it's advisable to check SEBI's official website or the company's latest filings.
Is alchemist township India ltd is registered under sebi?
As of my last knowledge update in October 2023, Alchemist Township India Ltd. was not registered under the Securities and Exchange Board of India (SEBI). SEBI primarily regulates the securities market in India, and companies engaged in activities related to securities must comply with its regulations. For the most current status, it is advisable to check the official SEBI website or relevant financial regulatory sources.
What are the advantages and disadvantages of SEBI?
vantage of sebi
What is the procedure to get certification as a portfolio manager from SEBI?
WHAT IS WORK OF SEBI AND WHO IS MAINTAIN WHAT IS WORK OF SEBI AND WHO IS MAINTAIN
List the possible penalties imposed by SEBI on Merchant Bankers and under what conditions?
The Securities and Exchange Board of India (SEBI) can impose several penalties on merchant bankers for violations such as non-compliance with regulations, misleading disclosures, or failure to fulfill their fiduciary duties. Possible penalties include monetary fines, suspension or cancellation of registration, and restrictions on their ability to operate in the capital markets. Additionally, SEBI may initiate prosecution for serious offenses, which could lead to imprisonment. The specific conditions for penalties depend on the severity and nature of the violation, as outlined in the SEBI Act and related regulations.
What are the objectives and functions of sebi critically evaluate performance of sebi?
Objectives of SEBI:As an important entity in the market it works with following objectives:1. It tries to develop the securities market.2. Promotes Investors Interest.3. Makes rules and regulations for the securities market.
Is vibgyor sebi liste company?
vibgyor sebi listed
When was Sebi Tramontana born?
Sebi Tramontana was born in 1960.
Who is The Ceo or Head of Sebi Please tell about Sebi?
SEBI is the primary governing/regulatory body for the securities market in India. All transactions in the securities market in india are governed & regulated by SEBI.
Is it necessary for the broker to get registered with sebi?
Yes. It is mandated by SEBI Act.
Role of SEBI in regulating merchant banking industry?
at are the roles of SEBI
