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the main features of sebi is exchange of securities and developing the securities market

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List the possible penalties imposed by SEBI on Merchant Bankers and under what conditions?

The Securities and Exchange Board of India (SEBI) can impose several penalties on merchant bankers for violations such as non-compliance with regulations, misleading disclosures, or failure to fulfill their fiduciary duties. Possible penalties include monetary fines, suspension or cancellation of registration, and restrictions on their ability to operate in the capital markets. Additionally, SEBI may initiate prosecution for serious offenses, which could lead to imprisonment. The specific conditions for penalties depend on the severity and nature of the violation, as outlined in the SEBI Act and related regulations.


What are the objectives and functions of sebi critically evaluate performance of sebi?

Objectives of SEBI:As an important entity in the market it works with following objectives:1. It tries to develop the securities market.2. Promotes Investors Interest.3. Makes rules and regulations for the securities market.


Who is a CEO of sebi?

SEBI or Securities and Exchange Board of India is not a company neither does it work for profits. It is a the independent regulator of the stock markets in India. The highest post in SEBI is the Chairmanship. The current Chairman of SEBI is Upendra Kumar sinha


What are the objectives of sebi?

Established in 1992 with three main objectiveslTo protect the interest of investors in securities lTo promote the development of securities market lMake rules and regulations for the securities market


Who is governor of SEBI?

Dr.D.Subbarao

Related Questions

Do introduce the briefly the SEBI ACT with its background important provisions and benefit from the act?

the act is important because you need it for college admission, and its used to measure knowledge and skills.


What are the advantages and disadvantages of SEBI?

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What is the procedure to get certification as a portfolio manager from SEBI?

WHAT IS WORK OF SEBI AND WHO IS MAINTAIN WHAT IS WORK OF SEBI AND WHO IS MAINTAIN


What are the objectives and functions of sebi critically evaluate performance of sebi?

Objectives of SEBI:As an important entity in the market it works with following objectives:1. It tries to develop the securities market.2. Promotes Investors Interest.3. Makes rules and regulations for the securities market.


When was Sebi Tramontana born?

Sebi Tramontana was born in 1960.


Is vibgyor sebi liste company?

vibgyor sebi listed


Who is The Ceo or Head of Sebi Please tell about Sebi?

SEBI is the primary governing/regulatory body for the securities market in India. All transactions in the securities market in india are governed & regulated by SEBI.


Is it necessary for the broker to get registered with sebi?

Yes. It is mandated by SEBI Act.


Role of SEBI in regulating merchant banking industry?

at are the roles of SEBI


What are the work of sebi?

Its main function is 1.To regulate the capital markets in india. 2.It provide rules and regulations for capital market. 3.It takes action fraudlent


Who is the chairman of SEBI 2011?

U . K. Sinha is the current chairman of SEBI


Who is a CEO of sebi?

SEBI or Securities and Exchange Board of India is not a company neither does it work for profits. It is a the independent regulator of the stock markets in India. The highest post in SEBI is the Chairmanship. The current Chairman of SEBI is Upendra Kumar sinha