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What is the difference between hedge funds and mutual funds?
Mutual funds and hedge funds both pools investor's money into one larger, centrally-managed set of assets. The main difference is in legal structure and regulation. In the US, mutual funds are heavily regulated by the Securities and Exchange Commission (SEC). Because they are unregulated, hedge funds are not open to the general public. The US government only allows high net worth individuals and institutional investors to invest in them. Before 2005, the SEC did not regulate hedge funds at all. Their freedom is now being curtailed. The SEC is now asserting some regulatory power. In the UK, the Financial Services Authority already exercises much more oversight. This is driving hedge funds overseas. In the US, Mutual funds are investment companies that must register with the U.S. Securities and Exchange Commission and are subject to strict regulation under four federal laws: the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940 and the Investment Advisers Act. Hedge Funds are not considered to be investment companies, and are thus excluded under the federal securities laws. This may be because of the private nature of their offerings or the financial means and sophistication of their investors (e.g., investment funds with no more than 100 investors and private investment funds whose investors each have a substantial amount of investment assets - $5 million minimum for some funds under Investment Company Act of 1940). Thus, unlike Mutual Funds Hedge Funds do not have to face: * periodic reports under the Securities Exchange Act of 1934; * regulations on the structure and operation of funds; * NASD rules limiting sales charges and other distribution fees that need to be presented in comparable and standard form (e.g., expense ratios); * restrictions on ability to leverage or borrow against the value of securities in its portfolio, which practically eliminate the ability to buy on margin and sell short; * requirements to value portfolios and price their securities daily based on market quotations; * requirements by law to allow shareholders to redeem their shares at any time; * requirements regarding a fund's portfolio diversification and its distribution of earnings; * NASD oversight of fund advertisements and other sales materials; * the need for majority of independent directors who are responsible for extensive oversight of the fund's policies and procedures.
What is the difference between a holding company and an investment company?
A holding company is a company that owns the outstanding stock of other companies, giving it control over those companies' operations and management. An investment company, on the other hand, is a company that pools money from investors and uses that money to buy securities, such as stocks, bonds, and real estate. The primary business of an investment company is to invest in these securities and manage them to generate income and capital appreciation for the investors. In summary, a holding company acquires and controls other companies, while an investment company pools money from investors to invest in securities. My Recommendation: ๐ก๐ญ๐ญ๐ฉ๐ฌ://๐ฐ๐ฐ๐ฐ.๐๐ข๐ ๐ข๐ฌ๐ญ๐จ๐ซ๐๐๐.๐๐จ๐ฆ/๐ซ๐๐๐ข๐ซ/๐๐๐๐๐๐/๐๐ก๐ซ๐ฎ๐ฏ๐ซ๐๐ฃ_๐๐๐๐/
The majority of corporations in the US are?
LLC.
How do the majority of people living in Michigan earn a living?
The majority of people living in Michigan earn their living from the land. This might include farming or fishing careers.
Who runs corporations?
The majority share holder/s
Can you kick your 16 year old pregnant daughter out of your home in California?
The daughter being pregnant does not eliminate the responsiblity of a parent to support their child until they reach the age of majority.
What are the educational requirements for an entry-level position in the securities field?
Brokerage clerks are responsible for the majority of the daily operations and for processing much of the paperwork that is generated. These positions are often considered entry-level jobs with the potential for promotion
What is the difference between hedge funds and mutual funds?
Mutual funds and hedge funds both pools investor's money into one larger, centrally-managed set of assets. The main difference is in legal structure and regulation. In the US, mutual funds are heavily regulated by the Securities and Exchange Commission (SEC). Because they are unregulated, hedge funds are not open to the general public. The US government only allows high net worth individuals and institutional investors to invest in them. Before 2005, the SEC did not regulate hedge funds at all. Their freedom is now being curtailed. The SEC is now asserting some regulatory power. In the UK, the Financial Services Authority already exercises much more oversight. This is driving hedge funds overseas. In the US, Mutual funds are investment companies that must register with the U.S. Securities and Exchange Commission and are subject to strict regulation under four federal laws: the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940 and the Investment Advisers Act. Hedge Funds are not considered to be investment companies, and are thus excluded under the federal securities laws. This may be because of the private nature of their offerings or the financial means and sophistication of their investors (e.g., investment funds with no more than 100 investors and private investment funds whose investors each have a substantial amount of investment assets - $5 million minimum for some funds under Investment Company Act of 1940). Thus, unlike Mutual Funds Hedge Funds do not have to face: * periodic reports under the Securities Exchange Act of 1934; * regulations on the structure and operation of funds; * NASD rules limiting sales charges and other distribution fees that need to be presented in comparable and standard form (e.g., expense ratios); * restrictions on ability to leverage or borrow against the value of securities in its portfolio, which practically eliminate the ability to buy on margin and sell short; * requirements to value portfolios and price their securities daily based on market quotations; * requirements by law to allow shareholders to redeem their shares at any time; * requirements regarding a fund's portfolio diversification and its distribution of earnings; * NASD oversight of fund advertisements and other sales materials; * the need for majority of independent directors who are responsible for extensive oversight of the fund's policies and procedures.
Where do most of the people in the securities field work?
brokerage firms employ the majority of the workers in this industry. Headquarters for these firms are located in New York City, where most of the executives and support personnel work. Mutual fund management companies and regional brokerages
How many companies in Australia?
According to the Australian Companies & Securities Commission (also called ASIC) there were over 1.7 million companies incorporated in Australia at the end of 2009. The vast majority of these were private companies, also called proprietary limited companies.
The majority is or the majority are?
the majority is
Can two directors eliminate the third director in a private limited company?
Directors are chosen by shareholders. Of course, in a private limited company, directors are probably also shareholders. But for two directors to fire a third director, they would have to control the majority of the shares.
Can I open a minor Demat account with Definedge Securities What is the process, and are there any specific requirements?
Yes, you can open a minor Demat account with Definedge Securities. A minor Demat account is specifically designed for individuals below the age of 18, allowing them to hold and trade securities under the supervision of a guardian. Here's a step-by-step guide to help you understand the process: What is a Minor Demat Account? A minor Demat account is a type of Demat account opened in the name of a minor (below 18 years of age). The account is operated by a guardian (parent or legal guardian) until the minor attains the age of majority (18 years). After turning 18, the account can be converted into a regular Demat account. Eligibility for a Minor Demat Account The minor must be below 18 years of age. A guardian (parent or legal guardian) must be appointed to operate the account. Both the minor and the guardian must have valid KYC documents. Documents Required To open a minor Demat account with Definedge Securities, you will need the following documents: For the Minor: Birth certificate or any valid proof of date of birth. Aadhaar card (if applicable). PAN card (optional for minors, but recommended). For the Guardian: PAN card (mandatory). Aadhaar card. Proof of address (e.g., passport, utility bills, etc.). Passport-sized photographs. Steps to Open a Minor Demat Account with Definedge Securities Visit Definedge Securities Website: Go to the official website of Definedge Securities and navigate to the Demat account opening section. Select Minor Demat Account: Choose the option to open a minor Demat account. Fill the Application Form: Provide the required details of the minor and the guardian. Submit Documents: Upload scanned copies of the necessary documents. In-Person Verification (IPV): Definedge Securities may require an in-person verification of the guardian. Account Activation: Once the application is processed and approved, the minor Demat account will be activated. Key Points to Remember The guardian will have full control over the account until the minor turns 18. Only the guardian can operate the account and execute transactions. After the minor turns 18, the account must be converted into a regular Demat account by submitting a conversion request. Why Choose Definedge Securities? Definedge Securities offers a seamless and user-friendly account opening process. They provide excellent customer support to guide you through the process. Competitive brokerage rates and a robust trading platform make it a reliable choice for investors. Final Thoughts Opening a minor Demat account with Definedge Securities is a straightforward process, provided you have all the necessary documents. Itโs a great way to introduce minors to the world of investing and help them build a financial portfolio early in life. If you have any specific queries, you can always reach out to Definedge Securitiesโ customer support for assistance. Pro Tip: Before opening the account, ensure you understand the rules and regulations governing minor Demat accounts to avoid any complications in the future. This storyline is designed to provide a clear and concise answer to the Quora question while highlighting the key steps and requirements for opening a minor Demat account with Definedge Securities. Key Points to Remember The guardian will have full control over the account until the minor turns 18. Only the guardian can operate the account and execute transactions. After the minor turns 18, the account must be converted into a regular Demat account by submitting a conversion request. Why Choose Definedge Securities? Definedge Securities offers a seamless and user-friendly account opening process. They provide excellent customer support to guide you through the process. Competitive brokerage rates and a robust trading platform make it a reliable choice for investors. Opening a minor Demat account with Definedge Securities is a straightforward process, provided you have all the necessary documents. Itโs a great way to introduce minors to the world of investing and help them build a financial portfolio early in life. If you have any specific queries, you can always reach out to Definedge Securitiesโ customer support for assistance.
The party with more members in the Senate is called the?
majority party
Which part of a supreme court decision presents the argument in favor of the courts ruling?
majority opinion
Who makes the rules under a social contract?
the majority the majority
How did some MLAs become ministers?
Some MLAs become ministers when their party wins more than half the number of constituencies in a state and thus is in majority. The party which is in majority then makes a cabinet whose members are called ministers.
