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You can purchase a variable annuity on your own through a direct marketer, however make sure you are thoroughly self informed about all the intricacies of the product. You are wide open to all types of volatility without any expert help. Brokers are licensed and insured to operate within your state to provide you with education, experience, and assistance where and when you need it. Doing a little homework on a broker before dealing with them is an acceptable practice. With that all said if you still wish to do this on your own if there are no laws within your state prohibiting this than you may do this on your own.
What else can I help you with?
What FINRA Rule covers suitability of sales of variable annuities?
FINRA Rule 2330 covers the suitability of sales of variable annuities. This rule requires that broker-dealers and their registered representatives ensure that the purchase or exchange of a variable annuity is suitable for the customer based on their investment profile, including factors like financial situation, risk tolerance, and investment objectives. The rule emphasizes the need for thorough disclosure and understanding of the product's features and associated costs.
What service does a finance broker provide to consumers?
A finance broker is a professional who sells a variety of financial products to consumers. Such products include loans, buying and selling shares, annuities, pension funds, and other financial instruments. They do not own the products but act as the middleman between the actual institution and the consumer.
How can I engage in buying and selling stock without a broker?
You can engage in buying and selling stock without a broker by using online trading platforms or apps that allow you to directly trade stocks on the stock market. These platforms typically charge lower fees compared to traditional brokers, but it's important to research and understand the risks involved in trading stocks on your own.
Can you buy stock from the stock market?
You have to be a broker with a seat on the exchange to trade stocks on the stock exchange. You can get such a broker to buy and sell for you, but he will charge a commission. There are stocks that you can buy directly and other stocks that are not traded on the exchange and any broker can buy for you,
Where can one buy stocks without a broker?
There are many places where one can buy stocks individually, without a broker. Some of these places include Scottrade, etrade, as well as Options Xpress.
Where can I learn about axa variable annuity?
Probably a broker specilizing in annuities could tell you about the differences between Axa and other annuities. Online I would start with the company and then branch out into consumer reviews of that company and others. I'd also research the return on my investment.
What FINRA Rule covers suitability of sales of variable annuities?
FINRA Rule 2330 covers the suitability of sales of variable annuities. This rule requires that broker-dealers and their registered representatives ensure that the purchase or exchange of a variable annuity is suitable for the customer based on their investment profile, including factors like financial situation, risk tolerance, and investment objectives. The rule emphasizes the need for thorough disclosure and understanding of the product's features and associated costs.
Where can I purchase annuities?
These can be purchased through any investment broker. Be sure you understand the investment before purchasing.
Where can one go to buy an annuity?
Annuities are bought from brokerage and investment firms, usually through an insurance agent, broker, or licensed financial adviser. If you would like to avoid using an agent or broker, you can buy your annuity directly from a mutual fund company like Frankin Templeton, PIMCO, or T. Rowe.
Is it possible for me to sell my business without involving a broker?
Yes, it is possible to sell your business without involving a broker. You can directly market your business, negotiate with potential buyers, and handle the sale process on your own. However, using a broker can help streamline the process and potentially reach a larger pool of buyers.
Used by investors to buy and sell stocks without using a broker?
One method investors can use to buy and sell stocks is a direct stock purchase plan. This allows the investor to make transactions directly through the company without the aid of an agent or broker.
How do you sell The Walt Disney Company shares of stock without a broker.?
if u have a trading account u can sell or buy stock directly..
What is the training circle for sia?
The training circle is a broker and you will pay more through a broker than if you go directly to a training company.
What can you do with your series 6?
This course is designed for individuals who wish to sell only investment company products (e.g., mutual funds and money-market funds) and variable annuities for an NASD broker-dealer and firms that sell primarily insurance-related products. You can check out some available resources on the internet to know more about Series 6 Training Course
What is the name of the life insurance policy that only a securities broker can offer?
Variable Universal Life (VUL)
What service does a finance broker provide to consumers?
A finance broker is a professional who sells a variety of financial products to consumers. Such products include loans, buying and selling shares, annuities, pension funds, and other financial instruments. They do not own the products but act as the middleman between the actual institution and the consumer.
How can I engage in buying and selling stock without a broker?
You can engage in buying and selling stock without a broker by using online trading platforms or apps that allow you to directly trade stocks on the stock market. These platforms typically charge lower fees compared to traditional brokers, but it's important to research and understand the risks involved in trading stocks on your own.
