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The penalty for missing Regulation T (Reg T) requirements, which govern the extension of credit by brokers to customers, typically involves a margin call. If a customer fails to meet the required minimum equity in a margin account, the broker may liquidate positions to meet the margin requirement, or the customer may be required to deposit additional funds or securities. Additionally, continued violations may lead to restrictions on the account, including the conversion of the account to a cash account.

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6d ago

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