financial services agency (FSA)
The Body Shop was previously listed on the London Stock Exchange (LSE) before it was acquired by L'Oréal in 2006. After the acquisition, it became a wholly owned subsidiary and is no longer publicly traded. As such, there is no current stock exchange listing for The Body Shop.
SEBI is the regulatory body of the Stock Markets in India. It registers and regulates the functioning of various intermediaries viz, Stock exchanges, Depositories, Merchant Bankers, Brokers, FIIs etac. As Stock exchanges is one of the intermediary. hence SEBI gives registration to the stock exchanges and regulate their functioning..
SEBI
Securities and Exchange Commission
Indian Stocks market is regulated by SEBI (Securities & Exchange Board Of India) The Securities and Exchange Board of India is the regulatory body for securities and commodity market in India under the ownership of Ministry of Finance, Government of India. It was established on 12 April 1988 as an executive body and was given statutory powers on 30 January 1992 through the SEBI Act, 1992.
Securities and Exchange Board of India (SEBI)
A regulatory body is also called a regulatory agency or regulatory authority. It is typically part of the executive branch of the government. It is a government body that was formed under the terms of a statute or legislative act.
State the relationship between regulatory/inspection body and registration.
they have have structural, defense and regulatory functions
Dear All My mother is also a registered Broker under membership no 565 with The Sikkim Stock Exchange Association Ltd . Few years back its address used to be at Kundeh Khang Tibet Road Gangtok -737101 . I my self is put up in Delhi and which to have some more details regarding the present position . As the stock exhange is a duly incorporate body and cannot be disolved . Pls do contact me at 09582731096 or my email contact rohatgi2003@yahoo.co.in . Regards Sandeep
It is the Securities Exchange Commission (SEC) in the United States and Securities Exchanges Board of India (SEBI) in India. Similarly every large economy has a supervisory body governing and regulating the stock and bond markets.
please tell about what happened in case any body one day buy a stock in nse and by mistake sale in bse same day. this way it is short sale in bse and you will get delivery in nse which is not covered in same day, so may be penalty charge by exchange? the exchange cover them from auction market