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Securities Exchange Commission (SEC)

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14y ago

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Related Questions

Did the Federal securities act regulated the selling of stock on stock market?

No, the federal securities act did not regulate the selling of stock on the stock market. :)


How are stock trading brokers regulated?

They are usually regulated by the US Securities and Exchange Commission and the Commodity Futures Trading Commission. Some are regulated by the Financial Services Authority.


Is the New york stock exchange a federal regulated agency?

The NYSE is not an FRA.


What did the federal security act do?

Regulated stock market and restricted margin buying.


What program regulated industry and raised wages and prices?

emergency banking act


What was the purpose of the sec during roosevelts new deal?

The SEC regulated the stock marketduring the Great Depression.


What is the stock offset that is listed on my paystub?

The stock offset on your paystub is the amount deducted from your pay to purchase company stock through an employee stock purchase plan or other stock-related program.


What is the stock market regulated by?

Indian Stocks market is regulated by SEBI (Securities & Exchange Board Of India) The Securities and Exchange Board of India is the regulatory body for securities and commodity market in India under the ownership of Ministry of Finance, Government of India. It was established on 12 April 1988 as an executive body and was given statutory powers on 30 January 1992 through the SEBI Act, 1992.


Which New Deal program was struck down because it regulated commerce improperly?

The National Industrial Recovery Act.


What is the nature of a stock broker?

Stock brokers are regulated professional individuals who are usually associated with a brokerage firm or broker-dealer. They buy and sell shares and other securities through a stock exchange or over the counter in return for a fee or commission. Their clients can be individuals or institutions.


What is HCCI?

This is the stock symbol for Heritage-Crystal Clean, LLC. The company disposes of highly-regulated waste materials that can't be discarded in municipal trash.


What is a stock option tutorial?

A stock option tutorial is an online program, or a seminar that one can take, which is going to teach them which options to purchase in the market .