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What is the role of a stock trading broker?
A stock trading broker's role is to buy and sell stocks and securities on behalf of someone else for a fee. A stock broker must have a professional designation depending on what securities they are selling and what services they provide their client.
What is the role of depository?
Depositories play a crucial role in the financial system by providing a safe place for investors to deposit and store their securities, such as stocks and bonds. They also facilitate the transfer of these securities between buyers and sellers through electronic book-entry systems, making trading more efficient and secure. Additionally, depositories help reduce the risk of fraud and theft associated with physical securities certificates.
What is CSPC?
CSPC stands for the China Securities Regulatory Commission (CSRC), which is responsible for regulating the securities and futures markets in China. It oversees the issuance and trading of securities, protects investors' rights, and ensures the stability and transparency of the market. CSPC also plays a crucial role in formulating policies and regulations to promote fair trading practices and prevent financial fraud.
For what crime was Michael Milken imprisoned for in the 1980's?
Michael Milken was imprisoned in the 1980s for securities fraud and other financial crimes related to his role in the high-yield bond market. He was also charged with insider trading and violating securities laws.
What is the role of rbi in banking?
government securities
What is the role of a trading assistant job with a financial institution?
A trading assistant works under the supervision of a head trader. The responsibilities of a trading assistant include ensuring that a business enterprise or a financial institution receives correct bond transactions or security prices in stock and applying mathematical acumen for the assessment of price levels on securities exchanges.
What is the function of bursa Malaysia?
Bursa Malaysia is the main stock exchange in Malaysia, where public listed companies list their securities for trading. It provides a platform for companies to raise capital by issuing shares and for investors to buy and sell these securities. Bursa Malaysia also plays a crucial role in regulating and supervising the securities market to ensure fair trading practices and investor protection.
What regulatory framework?
The fundamental parts of the legal framework supporting an efficient domestic government securities market usually include an explicit empowerment of the government to borrow, budgetary rules for the issuance of government securities, rules for the organization of the primary market, role of central bank as agent for the government, the debt-management framework, rules governing issuance of government securities, and rules pertaining to the secondary market
What is regulatory system?
The fundamental parts of the legal framework supporting an efficient domestic government securities market usually include an explicit empowerment of the government to borrow, budgetary rules for the issuance of government securities, rules for the organization of the primary market, role of central bank as agent for the government, the debt-management framework, rules governing issuance of government securities, and rules pertaining to the secondary market
Explain the role of company as a moral agent?
role of the company as a moral agent
What is the role of Internet agent and explain the Role of consumer goals on the Internet?
What is the role of Internet agent and explain the Role of consumer goals on the Internet ?
What is the role of the sebi?
SEBI is the primary governing/regulatory body for the securities market in India. All transactions in the securities market in india are governed & regulated by SEBI. The SEBI Governs the following 1. New Issues (Initial Public Offering or IPO) 2. Listing agreement of companies with Stock Exchanges 3. Trading Mechanisms 4. Investor Protection 5. Corporate disclosure by listed companies etc.
