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Holy Roman Empire

 
American Heritage Dictionary:

Holy Roman Empire



A loosely federated European political entity that began with the papal coronation of the German king Otto I as the first emperor in 962 and lasted until Francis II's renunciation of the title at the instigation of Napoleon in 1806. The empire was troubled by papal-secular squabbles over authority and after the 13th century by the rising ambitions of nationalistic states. By 1273 the empire consisted primarily of the Hapsburg domains in Austria and Spain.

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Britannica Concise Encyclopedia:

Holy Roman Empire

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Realm of varying extent in medieval and modern western and central Europe. Traditionally believed to have been established by Charlemagne, who was crowned emperor by Pope Leo III in 800, the empire lasted until the renunciation of the imperial title by Francis II in 1806. The reign of the German Otto I (the Great; r. 962 – 973), who revived the imperial title after Carolingian decline, is also sometimes regarded as the beginning of the empire. The name Holy Roman Empire (not adopted until the reign of Frederick I Barbarossa) reflected Charlemagne's claim that his empire was the successor to the Roman Empire and that this temporal power was augmented by his status as God's principal vicar in the temporal realm (parallel to the pope's in the spiritual realm). The empire's core consisted of Germany, Austria, Bohemia, and Moravia. Switzerland, the Netherlands, and northern Italy sometimes formed part of it; France, Poland, Hungary, and Denmark were initially included, and Britain and Spain were nominal components. From the mid-11th century the emperors engaged in a great struggle with the papacy for dominance, and, particularly under the powerful Hohenstaufen dynasty (1138 – 1208, 1212 – 54), they fought with the popes over control of Italy. Rudolf I became the first Habsburg emperor in 1273, and from 1438 the Habsburg dynasty held the throne for centuries. Until 1356 the emperor was chosen by the German princes; thereafter he was formally elected by the electors. Outside their personal hereditary domains, emperors shared power with the imperial diet. During the Reformation the German princes largely defected to the Protestant camp, opposing the Catholic emperor. At the end of the Thirty Years' War, the Peace of Westphalia (1648) recognized the individual sovereignty of the empire's states; the empire thereafter became a loose federation of states and the title of emperor principally honorific. In the 18th century, issues of imperial succession resulted in the War of the Austrian Succession and the Seven Years' War. The greatly weakened empire was brought to an end by the victories of Napoleon. See also Guelphs and Ghibellines; Investiture Controversy; Concordat of Worms.

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Columbia Encyclopedia:

Holy Roman Empire

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Holy Roman Empire, designation for the political entity that originated at the coronation as emperor (962) of the German king Otto I and endured until the renunciation (1806) of the imperial title by Francis II. The term itself did not come into usage until several centuries after Otto's accession.

For a list of all emperors from Otto I to Francis II and the dates they reigned, see the table entitled Holy Roman Emperors.

Origins

The Holy Roman Empire was a successor state to the empire founded in 800 by Charlemagne (see also Carolingians), who revived the title of Roman emperor in the West. According to Carolingian theory, the Roman Empire had merely been suspended, not ended, by the abdication of the last Roman emperor in 476. In 800, Pope Leo III crowned Charlemagne Roman emperor, probably perceived more as a personal title than as a reference to a particular territorial rule. From the death of Arnulf (899), the last Carolingian to hold the imperial title, until Otto's coronation in Rome by Pope John XII, various rulers bore the imperial title but exercised no authority; among them were Louis III, king of Provence, and Berengar I, king of Italy.

Nature of the Empire

From the time of Otto's reign the imperial office was based on the German kingship. The German king, elected by the German princes, automatically sought imperial coronation by the pope. After 1045 a king who was not yet crowned emperor was known as king of the Romans, a title that asserted his right to the imperial throne and implied that he was emperor-designate. Not every German king became emperor, however, because the popes, especially when elections to the kingships were disputed, often claimed that the selection of the emperor was their prerogative. Despite the fact that the German kingship and the imperial office were technically elective, they tended to become hereditary.

At times the electors, the German princes who approved the succession to the German kingship, exercised real authority in choosing the king, although papal confirmation was still necessary for accession to the imperial throne. In 1338 at the diets of Rhense and Frankfurt the German princes proclaimed the electors' right to choose the emperor without papal intervention. The Golden Bull of 1356 issued by Charles IV reaffirmed this and regulated the election procedure. Emperors continued to be crowned by the pope until after the coronation (1530) of Charles V. Thereafter, following the precedent (1508) of Maximilian I, they were crowned at Frankfurt. Several early emperors were also crowned king of Italy with the iron crown of the Lombards. After 1438 the imperial office was held, with one exception, by the house of Hapsburg.

The empire was justified by the claim that, just as the pope was the vicar of God on earth in spiritual matters, so the emperor was God's temporal vicar; hence he claimed to be the supreme temporal ruler of Christendom. Actually, the power of the emperor never equaled his pretensions. Although the emperors were accorded diplomatic precedence over other rulers, their suzerainty early ceased over France, S Italy, Denmark, Poland, and Hungary; and their control over England, Sweden, and Spain was never more than nominal. The authority of the emperors in Italy and Germany was sometimes nonexistent, sometimes real.

The territorial limits of the empire varied, but it generally included Germany, Austria, Bohemia and Moravia, parts of N Italy, present-day Belgium, and, until 1648, the Netherlands and Switzerland. Some countries (e.g., Hungary) were ruled by the emperor or imperial prince but were outside the empire, while others (e.g., Flanders, Pomerania, Schleswig, and Holstein) were part of the empire but were ruled by foreign princes who held their lands in fief from the emperor and took part in the imperial diet.

History

Conflict with the Pope and the Italians

When Otto I became emperor, he renewed the traditions of the Carolingian empire that had been eroding for decades before Arnulf's death. Otto's empire comprised the German duchies, Lorraine (or Lotharingia), Italy, and Burgundy, which had its own nominal king. Burgundy (see Arles, kingdom of) was formally annexed in 1033.

The imperial position, however, was precarious from the start. A conflict over the relationship between the papacy and the imperial throne resulted in the investiture controversy during the reign of Henry IV (1084-1105), who appointed bishops to three sees already under the direction of papal appointees. He was also suspected of tolerating simony and other practices that the pope was trying to curb. In 1076, Henry IV withdrew his obedience to Pope Gregory VII and was excommunicated. Subsequent struggles between the popes Alexander III, Gregory IX, and Innocent IV and the emperors Frederick I and Frederick II concerned papal sovereignty in Italy. The papacy was victorious, and the emperors ceased to interfere seriously with papal affairs except during the Great Schism (see Schism, Great) of the 15th cent. and in the Italian Wars of the 16th cent.

Also untenable was the dual position of the emperors as rulers of Germany and of Italy; geography as well as cultural and political conditions separated the two countries. The defense of the empire against foreign attack was made more difficult by the repeated attempts of the emperors to maintain their authority in Italy against the opposition of the city-states (see commune), the papacy, and the petty princes. Frederick I failed to suppress the Lombard League, which had papal support. Frederick II, after inheriting Naples and Sicily, was primarily interested in Italian affairs; his conflict with the papacy produced the feud between Guelphs and Ghibellines throughout Italy and ruined the imperial authority there.

Conflict in Germany

The death (1254) of Conrad IV, the last ruling Hohenstaufen, was followed by an interregnum of 19 years. Opposing claimants to the imperial crown were unable to exercise authority during this period, and the power of the emperor declined considerably. The election (1273) of Rudolf I as the first Hapsburg German king restored some order, but after his death rival claimants renewed the strife. The effect of continued warfare and weak monarchs increased the power of the German princes, particularly the dukes of the great duchies of Bavaria, Saxony, Swabia, Franconia, Thuringia, and Upper and Lower Lorraine. The Golden Bull of 1356 conceded the princes' dominance over the monarchy.

The emperors maintained some authority against the nobles with the support of the towns and of the great ecclesiastical princes (e.g., the archbishop-electors of Cologne, Mainz, and Trier), who were imperial appointees. As the German towns grew in wealth and power, they entered leagues for defense against the nobles. Since they acted as a counterbalance to the nobility, they were generally favored by the emperors, who made them free imperial cities with a voice in the diet. The power of the emperors, however, had come to depend largely on the size and wealth of the emperors' hereditary domains. Thus, the Luxemburg emperors (Henry VII, Charles IV, Wenceslaus, and Sigismund) and the Hapsburg emperors concerned themselves with their own lands to the detriment of the unity of the empire.

During the reign of Maximilian I (1493-1519) the conflict between the dynastic policy of the Hapsburg emperors and the interests of the German empire (then known as the Holy Roman Empire of the German Nation) became pronounced. The princes attempted to remove the administration of the empire from the emperor and put it in the hands of an imperial council; the council would control all external and internal affairs of the empire. Under pressure Maximilian I created (1500) a council (see Reichsregiment) and an imperial court of justice. However, these were only temporary measures, since the Hapsburgs had no intention of pursuing German policy, which would conflict with their dynastic interests, particularly in Austria.

Dissolution of the Empire

In the 16th cent., under Charles V and Ferdinand I, imperial and Austrian affairs were practically identical. This identity was furthered by the Reformation, which generally aligned the German Protestant princes against the emperors, who championed Roman Catholicism. In the Thirty Years War (1618-48; see Ferdinand II; Ferdinand III; Wallenstein; Protestant Union) the emperor, allied with Spain, opposed the Protestant princes, who were allied chiefly with Sweden and France. The struggle ended with the virtual dissolution of the empire in the Peace of Westphalia (1648; see Westphalia, Peace of), which recognized the sovereignty of all the states of the empire; the only limitation was that the princes could not make alliances directed against the empire or the emperor.

Although the imperial title became largely honorific, the outward forms of the empire were retained; the emperors, with their hereditary lands, remained powerful monarchs. While the peace generally legalized the situation that had existed in the empire since the Reformation, it also advanced the growth of particularism and absolutism in the German states. The emperors suffered further loss of prestige in their wars against Louis XIV (see Dutch Wars b>3; Grand Alliance, War of the; Spanish Succession, War of the).

The death (1740) of Charles VI ended the male Hapsburg line, precipitating further conflict (see Austrian Succession, War of the; Seven Years War). While the elector of Bavaria was chosen (1742) emperor as Charles VII, Maria Theresa, daughter of Charles VI, defended her Hapsburg inheritance against the claims of Bavaria, Prussia, and Saxony. By the peace of Hubertusburg (1763), Francis I, husband of Maria Theresa, was recognized as emperor; however, Prussia, under King Frederick II, had emerged as the leading German power. Joseph II, successor of Francis I, adhered to the principles of the Enlightenment; he attempted to rationalize the administration of the imperial government but failed in the face of resistance by the particularist princes, especially Frederick II of Prussia.

During the French Revolutionary Wars the empire was completely reorganized by the treaty of Lunéville (1801) and by action of the diet in 1803. The number of states was greatly reduced, and the remaining states were aggrandized at the expense of the petty princedoms and ecclesiastical estates. In 1804, Holy Roman Emperor Francis II took the title Francis I, emperor of Austria, and after the establishment (1806) of the Confederation of the Rhine under Napoleon I, Francis renounced his title as Holy Roman Emperor. After the fall of Napoleon no attempt was made to restore the empire, but a German Confederation was established that lasted until 1866.

Bibliography

See H. A. L. Fisher, The Medieval Empire (1898, repr. 1969); J. W. Thompson, Feudal Germany (1928, repr. 1962); G. Barraclough, The Origins of Modern Germany (1946, rev. ed. 1947, repr. 1966); B. Tierney, ed., Crisis of Church and State, 1050-1300 (1964); T. F. Tout, The Empire and the Papacy, 918-1273 (8th ed. 1965); J. Bryce, The Holy Roman Empire (new ed. 1968); R. Folz, The Coronation of Charlemagne (tr. 1974); H. Wolfram, History of the Goths (1988); see also bibliographies under Middle Ages; Germany.


The Holy Roman Empire was a feudal monarchy that encompassed present-day Germany, the Netherlands, Belgium, Luxembourg, Switzerland, Austria, the Czech and Slovak Republics, as well as parts of eastern France, northern Italy, Slovenia, and western Poland at the start of the early modern centuries. It was created by the coronation of the Frankish king Charlemagne as Roman emperor by Pope Leo III on Christmas Day in the year 800, thus restoring in their eyes the western Roman Empire that had been leaderless since 476. Charlemagne's Frankish successor emperors faltered under political and military challenges, and his inheritance was permanently divided in 887. After 924 the western empire was again without an emperor until the coronation of Otto I, duke of Saxony, on 2 February 962. This coronation was seen to transfer the Roman imperial office to the heirs of the East Franks, the Germans. The position of emperor remained among the Germans until the Holy Roman Empire was abolished in the aftermath of the Napoleonic Wars in 1806.

In 1512 the name "Holy Roman Empire of the German Nation" (Heiliges römisches Reich deutscher Nation) became the official title of the empire, which spanned central Europe between the kingdom of France to the west and the kingdoms of Hungary and Poland to the east. In the north it was bounded by the Baltic and North Seas and by the Danish kingdom; in the south, it reached to the Alps. At no time in its long history did the empire possess clearly defined boundaries; its people, perhaps fifteen million in 1500, spoke a variety of languages and dialects. German predominated, but the advice of the Golden Bull of 1356 that future princes of the empire should learn the "German, Italian, and Slavic tongues" remained apposite. The multilingual empire stood at the crossroads of Europe and its emerging national cultures; it also included significant Jewish communities in the south and west. European trade and communication moved along the mighty rivers within the empire—the Rhine, the Main, the Danube, and the Elbe. On these rivers stood some of its most important cities: Cologne, the largest in the empire with about thirty thousand inhabitants, as well as Frankfurt, Vienna, and Hamburg. By 1500 there were about a dozen big cities with over ten thousand inhabitants each, and about twenty with between two and ten thousand people. Visitors to the empire from Italy, such as Niccolò Machiavelli, noted the size and wealth of these great German cities.

The history of the term "Holy Roman Empire of the German Nation" illustrates several key developments on the path to the early modern empire. The medieval "Roman Empire," ambiguously created through the imperial coronation of Charlemagne, was first given the adjective "holy" (sacrum imperium Romanum) by the Imperial Chancellery of Frederick I Barbarossa (ruled 1152–1190) in 1157. The term "Holy Roman Empire," used regularly from 1184, challenged the monopoly on the sacred presented by the papacy of the "Holy Roman Church" (sancta Romana Ecclesia) and presented the empire as an equal heir to the legacy of Rome. The first official use of the full term "Holy Roman Empire of the German Nation" in 1474 acknowledged that the empire had been for some time a German political unit in all practical terms. At the same time, the term also underscored a sense that it was the unique destiny of the Germans to rule the universal sacred empire of Christendom. In this way the term limited claims to the empire from ambitious French rulers such as Francis I (ruled 1515–1547), who campaigned for election to the imperial throne in 1519, only to be defeated by the Habsburg Charles of Ghent, Emperor Charles V (ruled 1519–1556).

The Holy Roman Empire developed a complex legal and political structure. Its central figure was the emperor, whose position combined ancient Roman pretensions of universal, divinely sanctioned rule with the Germanic tradition of elected kingship, overlaid with efforts to define the emperor as a feudal overlord and his leading princes as his vassals. The position of emperor was elected, a characteristic the empire shared with other European monarchies such as the papacy. Just as the cardinals, princes of the church, chose each new pope, so the leading princes of the empire, called electors, chose their emperor. Technically, each emperor was first chosen "king of the Romans," signifying his popular claim to the Roman Empire, by the leading nobles of the empire. The right of these princes to choose their king was precisely codified in 1356 by a proclamation of Emperor Charles IV (ruled 1346–1378) called the "Golden Bull." This bull, the fundamental law of the empire, limited the right to elect the king of the Romans to seven leading princes: three ecclesiastical electors, the archbishops of Mainz, Trier, and Cologne; and four lay electors, the king of Bohemia, the duke of Saxony, the margrave of Brandenburg, and the count Palatinate of the Rhine. Originally, the king of the Romans received the title of emperor only through coronation by the pope. This tradition was set aside by Maximilian I (ruled 1493–1519), who assumed the title "Elected Roman Emperor." His successor Charles V was the last emperor to be crowned in Italy; subsequent emperors were still elected and crowned king of the Romans by the electors and simply assumed the title of emperor without a separate coronation. Only males were allowed to hold the imperial office.

In 1438 Albert II of Habsburg was elected to the imperial throne; he was succeeded by his cousin Frederick III (ruled 1440–1493). From their base of power in Austria, the House of Habsburg outmaneuvered other leading families of the empire to secure their election to the imperial throne again and again; from the reign of Albert in 1438 forward, a Habsburg was always elected (except for a brief interlude from 1742 to 1745 when the Wittelsbach Prince Charles Albert of Bavaria was elected as Emperor Charles VII), and the office of the emperor became quasi-hereditary. This is less surprising when one realizes that by the mid-fifteenth century only a leading prince of the empire could benefit from the imperial title, as the prestige of the emperor's position far surpassed its actual power. In legal terms the emperor was "administrator of the empire" rather than "lord of the empire." The empire was divided into a patchwork of principalities, some large and powerful like Wittelsbach Bavaria, others small but independent, like the imperial abbeys in the southwest. In each of these principalities rulers exercised many of the functions associated by early modern and modern political theorists with sovereignty. In the first instance the princes of the empire—rather than the emperor—collected taxes, administered justice, minted coins, and claimed responsibility for the material and spiritual salvation of their subjects. Many of the principalities of the empire had their own parliamentary bodies representing the estates of the territory.

The territorial ambitions of the princes, alongside their predilection for partible inheritance, created a patchwork of German principalities that grew bewilderingly complex. By 1450 the empire contained the seven electoral principalities; twenty-five major secular principalities, such as the duchies of Austria, Bavaria, and Brunswick; about ninety archbishoprics, bishoprics, and imperial abbeys; over one hundred independent counties of very unequal importance; and seventy free imperial cities such as Cologne, Bremen, Lübeck, and Hamburg in the north; Strasbourg, Nuremberg, Ulm, and Augsburg in the south; and Frankfurt and Mühlhausen in central Germany. These cities were subject to no one but the emperor, which made them effectively independent. In his pathbreaking analysis of the empire's constitution in 1667, Samuel Pufendorf explained the fragmentation of political authority in the empire: "in the course of time, through the negligent complaisance of the emperors, the ambition of the princes, and the scheming of the clergy" the empire had developed from "an ordered monarchy" to "a kind of state so disharmonious" that it stood somewhere between a limited monarchy and a federation of sovereign principalities. Scholars today would explain the development in different terms but agree that the imperial monarchy had traded away considerable power and authority to the princes and the church during the medieval period.

Few European political units seem as remote and confusing as the Holy Roman Empire. At the start of the early modern period, the supranational, multiethnic structure of this feudal state made perfect sense, of course, to the people who lived in it and shaped its development. Indeed, in the period from 1450 to 1555 the Holy Roman Empire was a dynamic political unit of crucial importance to the growth of the Habsburg empire and the Protestant Reformation. It survived the chaos of the Thirty Years' War (1618–1648) to emerge as a guarantor of peace, if not progress, in central Europe. By the mid-eighteenth century, however, Europeans saw the Holy Roman Empire in a very different light. In a Europe of centralized, hereditary monarchies consolidating their nation-states, its polycentric, supranational structure, elected emperor, and ponderous parliament had become ever more difficult to understand and explain. When it ceased to exist in 1806, few understood its significance.

Imperial Institutions in the Renaissance

At the end of the fifteenth century the empire entered a period of institutional growth and increased political importance. The focus of the empire had shifted to its German-speaking lands, especially the wealthy southern area known as Upper Germany, which saw the birth and growth of effective imperial institutions. Foremost was its parliament, the Imperial Diet (Reichstag). The diet emerged from medieval political struggles that obligated the emperor to consult with his leading princes (in feudal terms, the holders of imperial fiefs) on decisions affecting the empire. These leading princes, including the seven electors, dukes and counts, bishops and abbots, and autonomous cities became known collectively as the "imperial estates" (Reichsstände) and their assembly as the Imperial Diet. The diet became the most important site of communication, conflict, and negotiation between the emperor and the estates.

The emperor did not rule as an autocrat but was bound by the resolutions of the Imperial Diet. As was typical of early modern statecraft, the diets often passed resolutions that could not be enforced (the Edict of Worms of 1521 is the most famous example), but its organization helped define the empire through its estates. From 1489 on, the diet met in three colleges, similar to the houses of the English Parliament: the college of the imperial electors, in which the three ecclesiastical and four lay electors each had a vote; the college of the imperial princes; and the college of the imperial free cities. The diet was summoned by the emperor only when needed; sessions were held in the leading imperial cities of the south, usually Augsburg, Nuremberg, Regensburg, or Speyer. When the diet met, the emperor presided, flanked by six of the electors, with the archbishop of Trier seated directly in front of the imperial throne. Along the sides of the hall sat the representatives of the college of imperial princes, and facing the emperor at the back of the hall were the representatives of the imperial free cities. Each college deliberated separately, voted within the college, and then cast one vote in the assembled diet. After 1663 the diet transformed itself into a body of representatives sitting permanently in Regensburg.

Frustration during the long reign of the neglectful Emperor Frederick III led to calls for imperial reform, and Emperor Maximilian I was willing to work with the estates to modernize the empire's institutions. The Imperial Diet in Worms in 1495 marked a turning point. Led by the archbishop-elector of Mainz, Berthold von Henneberg (1484–1504), the diet outlawed all private wars and noble feuding and established the Imperial Cameral Court (Reichskammergericht) to replace violence with arbitration. The imperial estates gathered in Worms in 1495 also voted to establish a new form of direct imperial taxation, the "Common Penny" (gemeiner Pfennig), to fund the Imperial Cameral Court. The tax was collected from all male inhabitants, regardless of status, for a period of four years and was renewed in 1512 and in 1542 to pay for the defense of the empire. The division of the empire into administrative districts called Imperial Circles (Kreise) was another innovation of the reign of Maximilian. Initially these districts served to enforce the imperial peace, but later their competence was extended to include imperial taxation and defense. From 1512, the empire was divided into ten Imperial Circles: the Austrian and Burgundian regions; the circle of the Rhenish electors; the Upper Saxon, Franconian, Bavarian, and Swabian circles; and the Upper Rhenish, Lower Rhenish-Westphalian, and Lower Saxon circles. The territories of the Bohemian crown, the Swiss Confederation, and the Italian imperial fiefs were not included in this plan.

These Circles and the Imperial Diet came to define the empire by the early sixteenth century and can help us distinguish between two conceptions of the empire. The greater empire was based on theoretical claims of universal dominion and historical claims of rule over Italy, Burgundy, and Germany. This greater empire encompassed all of Italy north of the Papal States (except Venice) as fiefs of the empire and included the kingdom of Bohemia, the Swiss Confederation, and the Habsburg Netherlands. Within these broad claims based on medieval precedent, feudal law, and dynastic connections, a second, more concentrated empire ("Reichstags-Deutschland") actually participated in the growth of imperial institutions in the fifteenth and sixteenth centuries. This empire, culturally German, found its political and institutional base in the southwest of the empire and in the electoral principalities. The diet was largely ignored by the Swiss Confederation, the Netherlands, and the kingdom of Bohemia (despite its king's position as an elector). The treaties of the Peace of Westphalia of 1648 confirmed the independence of the Netherlands and Switzerland from the empire; Bohemia, on the other hand, where the Thirty Years' War had begun, was firmly integrated into the dominion of its Austrian Habsburg rulers.

The threat to the empire posed by the dynamic Ottoman Empire stood on the agenda of almost every Imperial Diet during the reigns of Maximilian I and Charles V. Habsburg Austria was constantly threatened by Turkish invasion, and the Habsburg emperors called the estates together to request aid. The threat was especially clear when the Ottoman Turks conquered most of Hungary in 1526: Austria would be next. Vienna was besieged by an army led by Suleiman the Magnificent (ruled 1520–1566) in 1529. The dependence of the Habsburg emperors on the support of the imperial estates in their struggle against Turkish expansion deeply affected their response to the next great challenge of imperial politics, the Reformation.

Empire and Reformation

The Protestant Reformation did not cause the division of Germany into dozens of independent territories; in fact, the reverse is true. The extraordinarily diverse and divided political landscape of the empire in the early sixteenth century was the single most important factor in the spread of evangelical ideas and the adoption of church reforms. As it became clear to Martin Luther that the Church of Rome would not accept his theological and pastoral reforms (referred to as "evangelical"), he turned "to the Christian Nobility of the German Nation" (the title of his important treatise of 1520, An den christlichen Adel deutscher Nation) and exhorted them to take up their responsibility to reform the church. Their response was varied. Luther's own territorial ruler, Elector Frederick III the Wise of Saxony (ruled 1486–1525), was willing to allow the ideas of his unruly theologian to circulate in Saxony and in the empire; other princes and free imperial cities eagerly read, creatively interpreted, and put into practice the ideas coming out of Wittenberg. Emperor Charles V, like most of the German princes, appreciated Luther's criticism of the papacy and the Roman curia but wanted no part of Luther's fundamental theological challenge to the authority of the Church of Rome. Charles stated clearly that he would not "deny the religion of all his ancestors for the false teachings of a solitary monk."

The young emperor and the rebellious theologian met at the Diet of Worms in 1521. Luther's refusal to recant his teachings prompted the Edict of Worms, which threatened his supporters with the imperial ban and outlawry and prohibited his writings. Protected from arrest and trial for heresy by his prince, Frederick the Wise, and frightened by the disorder unleashed by the spread of evangelical ideas, Luther looked to the leading secular authorities of the empire to implement his ideas. This they did, taking advantage of the fragmentation of imperial and territorial authority across the empire. Individual principalities and city-states became "laboratories" for church reform and religious innovation. Because the builders of the first Protestant institutions were leaders among the estates of the empire, the conflict over reform and Reformation was played out in the institutions of the empire, above all in the Imperial Diets. It was at the Diet of Speyer in 1529 that the a group of princes including the elector of Saxony and the landgrave of Hesse and fourteen imperial free cities submitted an official protest against the suppression of the evangelical movement. The name "Protestant" arose from their action. The next Imperial Diet at Augsburg in 1530 produced a definitive Protestant statement of faith, the Augsburg Confession of Philipp Melanchthon, and a reinforcement of the Edict of Worms. Tensions rose and in 1531 the empire's leading Protestant princes and free cities formed a defensive alliance, the Schmalkaldic League. This alliance was not formally directed against the empire or its Catholic ruling house of Habsburg, but its confessional politics held an immense potential to disrupt the institutions of the empire.

War and Peace in the Confessional Era

The Protestant princes and free cities of the empire created their own territorial churches by seizing the lands of monasteries and churches, severing all links with Rome, and overseeing the doctrine and morals of their subjects. Scholars have labeled this process "confessionalization," and it is the defining characteristic of the empire in the period from the 1530s through the end of the seventeenth century. Confessionalization meant the doctrinal and organizational consolidation of the diverging Christian Reformations into established churches with mutually exclusive creeds, constitutions, and forms of piety. The power and authority of the princes was naturally reinforced by this new level of spiritual administration.

In the confessional era the line between insider and outsider became much sharper. Subjects and rulers together deployed the new scope of territorial authority to accuse, try, and burn witches; expel Jews and Christians of other confessions; and police the poor and the criminal. The cruel work of the great European witch persecutions reached its peak in the years between 1580 and 1660, and about half of the forty to fifty thousand executions took place in the empire. The promulgation of countless church and police ordinances allowed territorial rulers to envision (though not create) a land of godly, orderly, and obedient subjects. Geographically and politically, these territories resembled modern sovereign states, and this gain in power and authority by the individual estates of the empire proved irreversible.

The first evidence that power had shifted came in the aftermath of the Schmalkaldic War (1546–1547). Despite the military victory of Charles V over the Protestant princes, he was unable to roll back the progress of the Reformation before shifting alliances forced him to flee Germany in 1552. Exhausted by the struggle to return the German princes to the Catholic faith, Charles handed all responsibility for German affairs over to his brother, Archduke Ferdinand of Austria (ruled as emperor 1558–1564), who negotiated the Religious Peace of Augsburg in 1555. This agreement established the legal equality of the Evangelical and Catholic churches and the right of princes of the empire to choose either of these confessions for their territories. With the Religious Peace of Augsburg, the empire was divided among two mutually hostile Christian confessions: Roman Catholic and Evangelical (Lutheran). After 1563, Reformed (Calvinist) churches were also established. These divisions strained the imperial institutions described above, but they continued to function. The right of reform granted by the Peace of Augsburg strengthened the estates but also secured peace in the empire just as the Netherlands and France were engulfed in wars of religion.

The Peace of Augsburg lasted for sixty-three years, and the devastating Thirty Years' War (1618–1648) that followed was not an inevitable result of the political and confessional division of the empire. The weakness of the Habsburg emperors Rudolf II (ruled 1576–1612) and Matthias (ruled 1612–1619) paralyzed the very imperial institutions that had served to prevent war within the empire since 1555. The initial goals of Emperor Ferdinand II (ruled 1619–1637) were territorial rather than imperial; following the disorganization of his two predecessors, he sought to reimpose Habsburg authority in their hereditary lands, especially Bohemia, touching off the Bohemian revolt of 1618. This regional conflict rapidly spread as both Ferdinand and his opponents sought support (based on religion or reason of state) from within the empire and abroad. This raised a set of constitutional questions about the emperor's power to invite external (in this case, Spanish) forces into the empire, and the rights of the estates to resist the emperor. Some scholars have argued that these fundamental constitutional questions, as much as confessional hatred and international intervention, made the war so protracted and difficult to conclude.

Despite their successes in the Thirty Years' War, the Habsburgs did not shift the distribution of power in the empire from the princes to the emperor. Like Charles V before them, Ferdinand II and Ferdinand III (ruled 1637–1657) could not develop an imperial monarchy. The Westphalian treaties of 1648 that ended the war left the empire in the form established in 1555, "a monarchy caged by constituted aristocratic liberties," in the words of Thomas A. Brady, Jr. The Peace of Westphalia legitimized the Reformed confession in the empire and restored the territorial and confessional status of the empire to the year 1624, the "normal year" of the treaties.

The Westphalian settlement tied the longstanding balance between emperor and estates to an international agreement designed to bring lasting peace to Europe. France and Sweden stood as guarantors of the treaty's terms, and their purpose was to hold the empire as a whole passive in European affairs. The peace confirmed the broader European trend toward a system of fully sovereign, independent states but left the empire, with its fragmented sovereignty, and the imperial estates, with their lesser, territorial sovereignty within the empire, as exceptions that proved the rule.

Given the consolidation of the power and authority of the individual estates by the Peace of Westphalia, was the Holy Roman Empire a state after 1648? Historians of the nineteenth and most of the twentieth centuries, focused on the modern nation-state, answered in the negative, and critically. The origins of the modern state in Germany were seen in the larger territories of the empire, especially Brandenburg-Prussia. The apotheosis of the nation-state meant the condemnation of the Old Empire, which was denied any significant contribution to the modern state. Early modern political theorists offer a different perspective. Samuel Pufendorf described the empire as "resembling a monster" in his 1667 treatise on the empire's constitution, but Pufendorf, like most of his contemporaries, did not deny that the empire was a state—albeit a state with a complex and irregular constitution that did not fit with any classical model or modern system.

Art and Culture in the Polycentric Empire

In the century after the Peace of Westphalia, the fundamental acceptance of the existence of the empire by the other European powers led to a period of relative peace and prosperity. During this period German art, music, and learned culture once again flourished. Eighteenth-century observers lamented the empire's lack of a capital city that could serve as a cultural center, but the polycentric structure of the empire had its benefits for the cross-pollination of ideas and cultures. As noted above, the spread of Reformation ideas and their implementation benefited from the variety of religious orders, universities, independent city-states, and centers of printing in the empire. From the mid-seventeenth century, the polycentric empire offered an array of careers, patrons, and stimuli for the arts, especially architecture and music. The flowering of German baroque architecture after 1700 can be seen in the works of Johann Bernhard Fischer von Erlach and Johann Lucas von Hildebrandt in the Habsburg lands, Balthasar Neumann in Würzburg, Matthäus Daniel Pöppelmann in Saxony, and Andreas Schlüter in Berlin. These baroque palaces and churches, each testifying to the glory of a prince of the empire, rang with the music of the age, composed by Johann Sebastian Bach in Saxony, George Frideric Handel in Hanover and London, and Franz Joseph Haydn and Wolfgang Amadeus Mozart in Vienna. The careers of these men were shaped by the variety of courts and confessions unique to the empire.

Austro-Prussian Dualism and the End of the Empire

The revival of the Habsburgs' military power and imperial authority began during the reign of Emperor Leopold I (ruled 1658–1705), as the empire was threatened by French and Turkish aggression. These threats resulted in the loss of imperial cities like Strasbourg to France (1681) and the Ottoman siege of Vienna (1683), but without imperial leadership the damage could have been much worse. This demonstrated to even the most powerful princes of the empire that its central institutions, including the emperor, were indispensable to the defense and organization of the empire and its constituent territories. By 1700 the estates focused on strengthening the Imperial Circles and the Imperial Army and supported legislation such as the Imperial Trades Edict of 1731, which regulated the craft guilds of the empire. The two highest courts of the empire, the Imperial Cameral Court and the Imperial Aulic Court (Reichshofrat) also grew more effective. These courts settled several major interterritorial disputes through peaceful arbitration in the late seventeenth and eighteenth centuries. They also resolved disputes within territories between princes and their estates. In a case cited by Peter H. Wilson, Duke William Hyacinth, ruler of Nassau-Siegen, was exiled from his tiny principality in 1707 by soldiers from Cologne acting on the instructions of the Imperial Aulic Court, which had ruled that he had forfeited his throne through his autocratic and irrational policies. In the free imperial city of Hamburg, a century-long dispute between the city council and the citizenry was settled in 1712 through an imperial commission. In 1719 the estates of Mecklenburg obtained a verdict and military intervention to prevent their prince's use of his standing army against his own subjects, and in 1764 the Württemberg estates secured an injunction against their duke's attempt to collect new taxes by force. At least a quarter of all cases heard by the Imperial Aulic Court in the period 1648–1806 were brought by subjects against their rulers, a clear sign of the relevance of imperial institutions to subjects and princes in the last 150 years of the empire.

By the mid-eighteenth century the creation of standing armies divided the empire into "armed" and "unarmed" territories. Brandenburg-Prussia led the way with a standing army established by Frederick William I, the Great Elector (ruled 1640–1688). The Hohenzollern electors of Brandenburg, who were also the dukes of Prussia (which lay outside the empire), acquired the title of "king in Prussia" in 1701—an elevation sanctioned by Emperor Leopold I in return for military support from Brandenburg-Prussia. By the reign of Frederick II the Great (ruled 1740–1786), Brandenburg-Prussia had joined the great powers of Europe and pursued its own foreign policy. For Brandenburg-Prussia, as for Austria, the empire was now only one political factor among many.

Historians speak of the "centrifugal forces" that pulled the empire apart in the late eighteenth century. Its two largest principalities, Habsburg Austria and Hohenzollern Brandenburg-Prussia, expanded eastward in the seventeenth and eighteenth centuries, each tapping sources of authority and power outside the empire; the rulers of Saxony and Hanover did the same by accepting crowns in Poland and Great Britain. The lesser territories of the empire, the so-called "Third Germany," focused more attention on the empire, but competition between Austria and Brandenburg-Prussia, the rigidity of the treaties of Westphalia, and the ponderous pace of imperial institutions combined to leave the empire politically impotent. A series of reforms in 1803 came too late to restore political relevance to the empire and could not prevent its elimination, through the abdication of Emperor Francis II (ruled 1792–1806), at the instigation of Napoleon. The tradition of the empire died, and its revival was not seriously discussed at the Congress of Vienna in 1815.

Bibliography

Primary Sources

Lindberg, Carter, ed. The European Reformations Source-book. Oxford and Malden, Mass., 2000. Good documentation of the Protestant Reformation in the empire.

Macartney, C. A., ed. The Habsburg and Hohenzollern Dynasties in the Seventeenth and Eighteenth Centuries. New York, 1970.

Pufendorf, Samuel. Die Verfassung des deutschen Reiches. Translated and edited by Horst Denzer. Frankfurt am Main, 1994. Translation of De statu imperii Germanici (1667).

Scott, Tom, and Robert W. Scribner, eds. and trans. The German Peasants' War: A History in Documents. Atlantic Highlands, N.J., 1991. Hundreds of documents never before translated into English on the largest rebellion in the history of the empire.

Secondary Sources

Aretin, Karl Otmar, Freiherr von. Das alte Reich, 1648–1806. 4 vols. Stuttgart, 1993–2000. Fundamental to any discussion of the empire after the Peace of Westphalia.

Asch, Ronald G. The Thirty Years War: The Holy Roman Empire and Europe, 1618–1648. Basingstoke, U.K., 1997.

Blickle, Peter. Obedient Germans? A Rebuttal: A New View of German History. Translated by Thomas A. Brady, Jr. Charlottesville, Va., 1997.

Brady, Thomas A., Jr. "Settlements: The Holy Roman Empire." In Handbook of European History, 1400–1600: Late Middle Ages, Renaissance, and Reformation. 2 vols. Edited by Thomas A. Brady, Jr., Heiko A. Oberman, and James D. Tracy. Leiden and New York, 1994–1995.

——. Turning Swiss: Cities and Empire, 1450–1550. Cambridge, U.K., and New York, 1985.

Carsten, F. L. Princes and Parliaments in Germany, from the Fifteenth to the Eighteenth Century. Oxford, 1959. Still valuable for its detail and comparative breadth.

Evans, R. J. W. Rudolf II and His World: A Study in Intellectual History, 1576–1612. Oxford, 1973. Reprint, Oxford, 1994.

Fichtner, Paula S. The Habsburg Monarchy, 1490–1848: Attributes of Empire. New York, 2003.

Gagliardo, John G. Germany under the Old Regime, 1600– 1790. London and New York, 1991.

Heer, Friedrich. The Holy Roman Empire. Translated by Janet Sondheimer. New York, 1968. Reprint, New York, 2002. Well-illustrated.

Hsia, R. Po-chia. Social Discipline in the Reformation: Central Europe, 1550–1750. London and New York, 1989.

Hughes, Michael. Early Modern Germany, 1477–1806. Basingstoke, U.K., 1992.

Mann, Golo. Wallenstein: His Life Narrated. Translated by Charles Kessler. New York, 1976. Classic biography of one of the central figures of the Thirty Years' War.

Moeller, Bernd. Imperial Cities and the Reformation: Three Essays. Edited and translated by H. C. Erik Midelfort and Mark U. Edwards, Jr. Durham, N.C., 1982.

Press, Volker. "The Habsburg Lands: The Holy Roman Empire, 1400–1555." In Handbook of European History, 1400–1600: Late Middle Ages, Renaissance, and Reformation. Edited by Thomas A. Brady, Jr., Heiko A. Oberman, and James D. Tracy. 2 vols. Leiden and New York, 1994–1995.

Schindling, Anton, and Walter Ziegler, eds. Die Territorien des Reichs im Zeitalter der Reformation und Konfessionalisierung: Land und Konfession, 1500–1650. Katholisches Leben und Kirchenreform im Zeitalter der Glaubensspaltung, 49. 7 vols. Münster, 1989–1997. An invaluable reference work, especially for the smaller territories of the empire.

Scribner, Robert W., and Sheilagh C. Ogilvie, eds. Germany: A New Social and Economic History. 2 vols. London and New York, 1996. Vol. 1, 1450–1630, is edited by Robert W. Scribner; vol. 2, 1630–1800, by Sheilagh Ogilvie.

Vierhaus, Rudolf. Germany in the Age of Absolutism. Translated by Jonathan B. Knudsen. Cambridge, U.K., and New York, 1988.

Walker, Mack. German Home Towns: Community, State, and General Estate, 1648–1871. Ithaca, N.Y., 1971.

Wilson, Peter H. The Holy Roman Empire, 1495–1806. New York, 1999. A concise and effective summary of the history and institutions of the early modern empire in light of current revisionist scholarship.

Zophy, Jonathan W., ed. The Holy Roman Empire: A Dictionary Handbook. Westport, Conn., 1980.

—CRAIG KOSLOFSKY

A major political institution in Europe that lasted from the ninth to the nineteenth centuries. It was loosely organized and modeled somewhat on the ancient Roman Empire. It included great amounts of territory in the central and western parts of Europe. Charlemagne was its first emperor. In later years, the emperors were Germans and Austrians. The empire declined greatly in power after the sixteenth century.

  • The eighteenth-century French author Voltaire once wrote that the Holy Roman Empire was “neither holy, Roman, nor an empire.”

  • Wikipedia on Answers.com:

    Holy Roman Empire

    Top
    Holy Roman Empire[1]
    Imperium Romanum Sacrum
    Heiliges Römisches Reich
    Sacro Romano Impero

     

    962–1806
    Imperial Banner Quaternion Eagle
    The extent of the Holy Roman Empire around 1600, superimposed over today's state borders
    Capital None specified; Imperial Diet seated in Regensburg from 1594 to 1806
    Language(s) Latin, German, Italian, various West Germanic languages, Romance languages and Slavic languages
    Religion Roman Catholicism; Lutheranism (officially recognized since the Peace of Augsburg 1555) and Calvinism (officially recognized since the Peace of Westphalia 1648)
    Government Elective monarchy
    Emperor
     - 962–973 Otto I (first)
     - 1792–1806 Francis II (last)
    Legislature Imperial Diet
    Historical era Middle Ages
    Early modern period
     - Otto I is crowned Emperor of the Romans 2 February 962
     - Conrad II assumes
        crown of Burgundy
    2 February 1033
     - Peace of Augsburg 25 September 1555
     - Peace of Westphalia 24 October 1648
     - Francis II abdicated 6 August 1806
    Preceded by
    Succeeded by
    Middle Francia
    East Francia
    Old Swiss Confederacy
    Dutch Republic
    Confederation of the Rhine
    Austrian Empire
    First French Empire
    Kingdom of Italy
    Kingdom of Prussia
    United States of Belgium
    Principality of Liechtenstein
    County of East Frisia
    Today part of  Germany
     Austria
     Belgium
     Czech Republic

     Liechtenstein
     Luxembourg
     Monaco
     The Netherlands
     San Marino
     Slovenia
     Switzerland
     Croatia
     France
     Italy
     Poland
     Slovakia
     Denmark

    The Holy Roman Empire (HRE; German: Heiliges Römisches Reich (HRR), Latin: Imperium Romanum Sacrum (IRS), Italian: Sacro Romano Impero (SRI)) was an empire (Reich) that existed from 962 to 1806 in Central Europe. It was ruled by the Holy Roman Emperor. Its character changed during the Middle Ages and the Early Modern period, when the power of the emperor gradually weakened in favour of the princes. In its last centuries, its character became quite close to a union of territories.

    The empire's territory was centered on the Kingdom of Germany, and included neighboring territories, which at its peak included the Kingdom of Italy and the Kingdom of Burgundy. For much of its history, the Empire consisted of hundreds of smaller sub-units, principalities, duchies, counties, Free Imperial Cities and other domains.

    Otto I was crowned King of Germany in 962, but he is nevertheless considered by some to have been the first Holy Roman Emperor (German: Römisch-Deutscher Kaiser) in retrospect, although the Roman imperial title was first restored to Charlemagne. Otto was the first emperor of the realm who was not a member of the earlier Carolingian dynasty.[2] The last Holy Roman Emperor was Francis II, who abdicated and dissolved the Empire in 1806 during the Napoleonic Wars. In a decree following the 1512 Diet of Cologne, the name was officially changed to Holy Roman Empire of the German Nation (German: Heiliges Römisches Reich Deutscher Nation, Latin: Imperium Romanum Sacrum Nationis Germanicæ).[3]

    The territories and dominion of the Holy Roman Empire in terms of present-day states comprised Germany (except Southern Schleswig), Austria (except Burgenland), the Czech Republic, Switzerland and Liechtenstein, the Netherlands, Belgium, Luxembourg and Slovenia (except Prekmurje), besides significant parts of eastern France (mainly Artois, Alsace, Franche-Comté, French Flanders, Savoy and Lorraine), northern Italy (mainly Lombardy, Piedmont, Emilia-Romagna, Tuscany, Trentino and South Tyrol), and western Poland (mainly Silesia, Pomerania and Neumark).

    Contents

    Name

    The term sacrum (i.e., "holy") in connection with the medieval Roman Empire was used from 1157, under Frederick I Barbarossa.[4] The term was added to reflect Frederick's ambition to dominate Italy and the Papacy.[5] Before 1157, the realm was merely referred to as the Roman Empire.[3]

    In a decree following the 1512 Diet of Cologne, the name was officially changed to Holy Roman Empire of the German Nation (German: Heiliges Römisches Reich Deutscher Nation, Latin: Imperium Romanum Sacrum Nationis Germanicæ).[6] This form was first used in a document in 1474.[5]

    The Holy Roman Empire was named after the Roman Empire and was considered its continuation. This is based in the medieval concept of translatio imperii.[7]

    The French Enlightenment writer Voltaire remarked sardonically: "This agglomeration which was called and which still calls itself the Holy Roman Empire was neither holy, nor Roman, nor an empire."[8]

    History

    Carolingian forerunners

    The Holy Roman Empire looked to Charlemagne, King of the Franks, as its founder, who had been crowned Emperor of the Romans in 800 by Pope Leo III.[9][10] The Western Roman Empire was thus revived (Latin: renovatio Romanorum imperii) by transferring it to the Frankish king. This translatio imperii remained the basis for the Holy Roman Empire, at least in theory, until its demise in 1806.

    The Carolingian imperial crown was initially disputed among the Carolingian rulers of Western Francia (France) and Eastern Francia (Germany), with first the western king (Charles the Bald) and then the eastern (Charles the Fat) attaining the prize. However, after the death of Charles the Fat in 888 the Carolingian Empire broke asunder, never to be restored. According to Regino of Prüm, each part of the realm elected a "kinglet" from its own "bowels." After the death of Charles the Fat those crowned Emperor by the Pope controlled only territories in Italy. The last such Emperor was Berengar I of Italy who died in 924.

    High Middle Ages

    Formation

    The Holy Roman Empire in 1000.

    Around 900, East Francia saw the reemergence of autonomous stem duchies (Franconia, Bavaria, Alemannia and Saxony). After the Carolingian king Louis the Child died without issue in 911, East Francia did not turn to the Carolingian ruler of West Francia to take over the realm but elected one of the dukes, Conrad of Franconia, as Rex Francorum Orientalum. On his deathbed, Conrad yielded the crown to his main rival, Henry of Saxony (r. 919–36), who was elected king at the Diet of Fritzlar in 919. Henry reached a truce with the raiding Magyars and in 933 won a first victory against them in the Battle of Riade.

    Henry died in 936 but his descendants, the Liudolfing (or Ottonian) dynasty, would continue to rule the Eastern kingdom for roughly a century. Henry's designated successor, Otto, was elected King in Aachen in 936. He overcame a series of revolts—both from an elder brother and from several dukes. After that, the king managed to control the appointment of dukes and often also employed bishops in administrative affairs.

    The Kingdom had no permanent capital city and the kings travelled from residence to residence (called Kaiserpfalz) to discharge affairs. However, each king preferred certain places, in Otto's case, the city of Magdeburg. Kingship continued to be transferred by election, but Kings often had their sons elected during their lifetime, enabling them to keep the crown for their families. This only changed after the end of the Salian dynasty in the 12th century.

    In 955, Otto won a decisive victory over the Magyars in the Battle of Lechfeld. In 951, Otto came to the aid of Adelaide, the widowed queen of Italy, defeating her enemies. He then married her and took control over Italy. In 962, Otto was crowned Emperor by the Pope. From then on, the affairs of the German kingdom were intertwined with that of Italy and the Papacy. Otto's coronation as Emperor made the German kings successors to the Empire of Charlemagne, which through translatio imperii also made them successors to Ancient Rome.

    This also renewed the conflict with the Eastern Emperor in Constantinople, especially after Otto's son Otto II (r. 967–83) adopted the designation imperator Romanorum. Still, Otto formed marital ties with the east, when he married the Byzantine princess Theophanu. Their son, Otto III, focused his attention on Italy and Rome and employed widespread diplomacy but died young in 1002, to be succeeded by his cousin Henry II, who focused on Germany.

    When Henry II died in 1024, Conrad II, first of the Salian Dynasty, was then elected king in 1024 only after some debate among dukes and nobles, which would eventually develop into the collegiate of Electors.

    Investiture Controversy

    Kings often employed bishops in administrative affairs and often determined who would be appointed to ecclesiastical offices. In the wake of the Cluniac Reforms, this involvement was increasingly seen as inappropriate by the Papacy. The reform-minded Pope Gregory VII was determined to oppose such practices, leading to the Investiture Controversy with King Henry IV (r. 1056–1106), who repudiated the Pope's interference and persuaded his bishops to excommunicate the Pope, whom he famously addressed as "Hildebrand... Not Pope but false monk!" The Pope, in turn, excommunicated the king, declared him deposed and dissolved the oaths of loyalty made to Henry. The king found himself with almost no political support and was forced to make the famous Walk to Canossa in 1077, by which he achieved a lifting of the excommunication at the price of humiliation. Meanwhile, the German princes had elected another king, Rudolf of Swabia. Henry managed to defeat him but was subsequently confronted with more uprisings, renewed excommunication and even the rebellion of his sons. It was his second son, Henry V, who managed to reach an agreement with both the Pope and the bishops in the 1122 Concordat of Worms. The political power of the Empire was maintained but the conflict had demonstrated the limits of any ruler's power, especially in regard to the Church, and robbed the king of the sacral status he had previously enjoyed. Both the Pope and the German princes had surfaced as major players in the political system of the Empire.

    Hohenstaufen dynasty

    When the Salian dynasty ended with Henry V's death in 1125, the princes chose not to elect the next of kin, but rather Lothair, the moderately powerful but already old Duke of Saxony. When he died in 1138, the princes again aimed at checking royal power; accordingly they did not elect Lothair's favoured heir, his son-in-law Henry the Proud of the Welf family, but Conrad III of the Hohenstaufen family, close relatives of the Salians, leading to over a century of strife between the two houses. Conrad ousted the Welfs from the possessions, but after his death in 1152, his nephew Frederick I "Barbarossa" succeeded and made peace with the Welfs, restoring his cousin Henry the Lion to his — albeit diminished — possessions.

    The Hohenstaufen rulers increasingly lent land to ministerialia, formerly non-free service men, which Frederick hoped would be more reliable than dukes. Initially used mainly for war services, this new class of people would form the basis for the later knights, another basis of imperial power. Another important constitutional move at Roncaglia was the establishment of a new peace (Landfrieden) for all of the Empire, an attempt to (on the one hand) abolish private feuds not only between the many dukes, but on the other hand a means to tie the Emperor's subordinates to a legal system of jurisdiction and public prosecution of criminal acts — a predecessor of the modern concept of "rule of law". Another new concept of the time was the systematic foundation of new cities, both by the Emperor and the local dukes. These were partly caused by the explosion in population, but also to concentrate economic power at strategic locations, while formerly cities only existed in the shape of either old Roman foundations or older bishoprics. Cities that were founded in the 12th century include Freiburg, possibly the economic model for many later cities, and Munich.

    Frederick was crowned Emperor in 1155 and emphasised the Empire's "Romanness", partly in an attempt to justify the Emperor's power independently of the (now strengthened) Pope. An imperial assembly at the fields of Roncaglia in 1158 reclaimed imperial rights in reference to Justinian's Corpus Juris Civilis. Imperial rights had been referred to as regalia since the Investiture Controversy, but were enumerated for the first time at Roncaglia as well. This comprehensive list included public roads, tariffs, coining, collecting punitive fees and the investiture, the seating and unseating of office holders. These rights were now explicitly rooted in Roman Law, a far-reaching constitutional act.

    Frederick's policies were mainly aimed at Italy, where he clashed with the increasingly wealthy and free-minded cities of the north, especially Milan. He also embroiled himself in another conflict with the Papacy by supporting a candidate elected by a minority against Pope Alexander III (1159–81). Frederick supported a succession of antipopes before finally making peace with Alexander in 1177. In Germany, the Emperor had repeatedly protected Henry the Lion against complaints by rival princes or cities (especially in the cases of Munich and Lübeck). Henry's support of Frederick's policies was only lackluster and in a critical situation during the Italian wars, Henry refused the Emperor's plea for military support. After his return to Germany, an embittered Frederick opened proceedings against the Duke, resulting in a public ban and the confiscation of all territories.

    During the Hohenstaufen period, German princes facilitated a successful, peaceful eastward settlement of lands previously sparsely inhabited by West Slavs or uninhabited, by German speaking farmers, traders and craftsmen from the western part of the Empire, both Christians and Jews. The gradual germanization of these lands was a complex phenomenon which should not be interpreted in terms of 19th century nationalism's bias. By the eastward settlement the Empire's influence increased to eventually include Pomerania and Silesia – also due to intermarriage of the local, still mostly Slavic, rulers with German spouses. Also, the Teutonic Knights were invited to Prussia by Duke Konrad of Masovia to Christianise the Prussians in 1226. The monastic state of the Teutonic Order (German: Deutschordensstaat) and its later German successor states of Prussia however never were part of the Holy Roman Empire.

    In 1190, Barbarossa participated in the Third Crusade and died in Asia Minor. Under his son and successor, Henry VI, the Hohenstaufen dynasty reached its apex. Henry added the Norman kingdom of Sicily to his domains, held English king Richard Lionheart captive and aimed to establishing a hereditary monarchy, when he died in 1197. As his son, Frederick II, though already elected king, was still a small child and living in Sicily, German princes chose to elect an adult king, which resulted in the dual election of Barbarossa's youngest son Philip of Swabia and Henry the Lion's son Otto of Brunswick, who competed for the crown. Otto prevailed for a while after Philip was murdered in a private squabble in 1208 until he began to also claim Sicily. Pope Innocent III, who feared the threat posed by a union of the Empire and Sicily, now supported Sicily's king Frederick II, who marched to Germany and defeated Otto. After his victory, Frederick did not act upon his promise to keep the two realms separate - though he had made his son Henry king of Sicily before marching on Germany, he still reserved real political power for himself. This continued after Frederick was crowned Emperor in 1220. Fearing Frederick's concentration of power, the Pope finally excommunicated the Emperor. Another point was the crusade, which Frederick had promised but repeatedly postponed. Now, though excommunicated, Frederick led the crusade in 1228, which however ended in negotiations and a temporary restoration of the Kingdom of Jerusalem. The conflict with the Pope endured who later supported the election of an anti-king in Germany.

    Despite his imperial claims, Frederick's rule was a major turning point towards the disintegration of a central rule in the Empire. While concentrated on establishing a modern, centralised state in Sicily, he was mostly absent from Germany and issued far-reaching privileges to Germany's secular and ecclesiastical princes: In the 1220 Confoederatio cum principibus ecclesiasticis, Frederick gave up a number of regalia in favour of the bishops, among them tariffs, coining, and fortification. The 1232 Statutum in favorem principum mostly extended these privileges to secular territories. Although many of these privileges had existed earlier, they were now granted globally, and once and for all, to allow the German princes to maintain order north of the Alps while Frederick wanted to concentrate on Italy. The 1232 document marked the first time that the German dukes were called domini terræ, owners of their lands, a remarkable change in terminology as well.

    Interregnum

    The Reichssturmfahne, in use as military banner during the 13th and early 14th centuries.

    After the death of Frederick II in 1250, the German kingdom was divided among his son Conrad IV (died 1254) and the anti-king, William of Holland (died 1256). Conrad's death was followed by the Interregnum, during which no king could achieve universal recognition and the princes managed to consolidate their holdings and became even more independent rulers. After 1257, the crown was contested between Richard of Cornwall, who was supported by the Guelph party, and Alfonso X of Castile, who was recognised by the Hohenstaufen party but never set foot on German soil. After Richard's death in 1273, the Interregnum ended with unanimous election of Rudolph I of Habsburg, a minor pro-Staufen count.

    Changes in political structure

    The 13th century also saw a general structural change in how land was administered, preparing the shift of political power towards the rising bourgeoisie at the expense of aristocratic feudalism that would characterize the Late Middle Ages.

    Instead of personal duties, money increasingly became the common means to represent economic value in agriculture. Peasants were increasingly required to pay tribute for their lands. The concept of "property" began to replace more ancient forms of jurisdiction, although they were still very much tied together. In the territories (not at the level of the Empire), power became increasingly bundled: Whoever owned the land had jurisdiction, from which other powers derived. It is important to note, however, that jurisdiction at this time did not include legislation, which virtually did not exist until well into the 15th century. Court practice heavily relied on traditional customs or rules described as customary.

    It is during this time that the territories began to transform themselves into predecessors of modern states. The process varied greatly among the various lands and was most advanced in those territories that were most identical to the lands of the old Germanic tribes, e.g. Bavaria. It was slower in those scattered territories that were founded through imperial privileges.

    Late Middle Ages

    Rise of the territories after the Hohenstaufen

    Holy Roman Empire from 1273–1378, and its principal royal dynasties

    The difficulties in electing the king eventually led to the emergence of a fixed college of Prince-electors (Kurfürsten), whose composition and procedures were set forth in the Golden Bull of 1356. This development probably best symbolises the emerging duality between emperor and realm (Kaiser und Reich), which were no longer considered identical. This is also revealed in the way the post-Hohenstaufen kings attempted to sustain their power. Earlier, the Empire's strength (and finances) greatly relied on the Empire's own lands, the so-called Reichsgut, which always belonged to the king of the day and included many Imperial Cities. After the 13th century, the relevance of the Reichsgut faded, even though some parts of it did remain until the Empire's end in 1806. Instead, the Reichsgut was increasingly pawned to local dukes, sometimes to raise money for the Empire, but more frequently to reward faithful duty or as an attempt to establish control over the dukes. The direct governance of the Reichsgut no longer matched the needs of either the king or the dukes.

    Instead, the kings, beginning with Rudolph I of Habsburg, increasingly relied on the lands of their respective dynasties to support their power. In contrast with the Reichsgut, which was mostly scattered and difficult to administer, these territories were relatively compact and thus easier to control. In 1282, Rudolph I thus lent Austria and Styria to his own sons.

    With Henry VII, the House of Luxembourg entered the stage. In 1312, Henry was crowned as the first Holy Roman Emperor since Frederick II. After him all kings and emperors relied on the lands of their own family (Hausmacht): Louis IV of Wittelsbach (king 1314, emperor 1328–47) relied on his lands in Bavaria; Charles IV of Luxembourg, the grandson of Henry VII, drew strength from his own lands in Bohemia. Interestingly, it was thus increasingly in the king's own interest to strengthen the power of the territories, since the king profited from such a benefit in his own lands as well.

    Imperial reform

    Map of the Empire showing division into Circles in 1512

    The "constitution" of the Empire was still largely unsettled at the beginning of the 15th century. Although some procedures and institutions had been fixed, for example by the Golden Bull of 1356, the rules of how the king, the electors, and the other dukes should cooperate in the Empire much depended on the personality of the respective king. It therefore proved somewhat damaging that Sigismund of Luxemburg (king 1410, emperor 1433–37) and Frederick III of Habsburg (king 1440, emperor 1452–93) neglected the old core lands of the empire and mostly resided in their own lands. Without the presence of the king, the old institution of the Hoftag, the assembly of the realm's leading men, deteriorated. The Imperial Diet as a legislative organ of the Empire did not exist at that time. Even worse, dukes often went into feuds against each other that, more often than not, escalated into local wars.

    Simultaneously, the Church was in a state of crisis too, with wide-reaching effects in the Empire. The conflict between several papal claimants (two anti-popes and the legitimate Pope) was only resolved at the Council of Constance (1414–18); after 1419, much energy was spent on fighting the Hussites. The medieval idea of unifying all Christendom into a single political entity, of which the Church and the Empire were the leading institutions, began to decline.

    With these drastic changes, much discussion emerged in the 15th century about the Empire itself. Rules from the past no longer adequately described the structure of the time, and a reinforcement of earlier Landfrieden was urgently called for. During this time, the concept of "reform" emerged, in the original sense of the Latin verb re-formare, to regain an earlier shape that had been lost.

    When Frederick III needed the dukes to finance war against Hungary in 1486 and at the same time had his son, later Maximilian I elected king, he was presented with the dukes' united demand to participate in an Imperial Court. For the first time, the assembly of the electors and other dukes was now called the Imperial Diet (German Reichstag) (to be joined by the Imperial Free Cities later). While Frederick refused, his more conciliatory son finally convened the Diet at Worms in 1495, after his father's death in 1493. Here, the king and the dukes agreed on four bills, commonly referred to as the Reichsreform (Imperial Reform): a set of legal acts to give the disintegrating Empire back some structure. Among others, this act produced the Imperial Circle Estates and the Reichskammergericht (Imperial Chamber Court); structures that would—to a degree—persist until the end of the Empire in 1806.

    However, it took a few more decades until the new regulation was universally accepted and the new court actually began to function; only in 1512 would the Imperial Circles be finalised. The King also made sure that his own court, the Reichshofrat, continued to function in parallel to the Reichskammergericht. In this year, the Empire also received its new title, the Heiliges Römisches Reich Deutscher Nation ("Holy Roman Empire of the German Nation").

    Reformation and Renaissance

    In 1516, Ferdinand II of Aragon, grandfather of the future Holy Roman Emperor Charles V, died. Due to a combination of (1) the traditions of dynastic succession in Aragon, which permitted maternal inheritance with no precedence for female rule; (2) the insanity of Charles's mother, Joanna of Castile; and (3) the insistence by his remaining grandfather, Maximilian I, that he take up his royal titles, Charles initiated his reign in Castile and Aragon, a union which evolved into Spain, in conjunction with his mother. This ensured for the first time that all the realms of the Iberian peninsula (save for Portugal) would be united by one monarch under one nascent Spanish crown, with the founding territories retaining their separate governance codes and laws. In 1519, already reigning as Carlos I in Spain, Charles took up the imperial title as Karl V. The balance (and imbalance) between these separate inheritances would be defining elements of his reign, and would ensure that personal union between the Spanish and German crowns would be short-lived. The latter would end up going to a more junior branch of the Habsburgs in the person of Charles's brother Ferdinand, while the senior branch continued rule in Spain and in the Burgundian inheritance in the person of Charles's son, Philip II of Spain.

    In addition to conflicts between his Spanish and German inheritances, conflicts of religion would be another source of tension during the reign of Charles V. Before Charles even began his reign in the Holy Roman Empire, in 1517, Martin Luther initiated what would later be known as the Reformation. At this time, many local dukes saw it as a chance to oppose the hegemony of Emperor Charles V. The empire then became fatally divided along religious lines, with the north, the east, and many of the major cities—Strasbourg, Frankfurt and Nuremberg—becoming Protestant while the southern and western regions largely remained Catholic.

    Carta itineraria europae (by Waldseemüller, 1520 dedicated to Emperor Charles V.)

    From 1515 to 1523, the Habsburg government in the Netherlands also had to contend with the Frisian peasant rebellion, led first by Pier Gerlofs Donia and then by his nephew Wijerd Jelckama. The rebels were initially successful, but after a series of defeats, the remaining leaders were taken and decapitated in 1523. This was a blow for the Holy Roman Empire since many major cities were sacked and as many as 132 ships sunk (once even 28 in a single battle).

    Baroque period

    Charles V continued to battle the French and the Protestant princes in Germany for much of his reign. After his son Philip married Queen Mary of England, it appeared that France would be completely surrounded by Habsburg domains, but this hope proved unfounded when the marriage produced no children. In 1555, Paul IV was elected pope and took the side of France, whereupon an exhausted Charles finally gave up his hopes of a world Christian empire. He abdicated and divided his territories between Philip and Ferdinand of Austria. The Peace of Augsburg ended the war in Germany and accepted the existence of the Protestant princes, although not Calvinism, Anabaptism, or Zwingliism.

    Germany would enjoy relative peace for the next six decades. On the eastern front, the Turks continued to loom large as a threat, although war would mean further compromises with the Protestant princes, and so the Emperor sought to avoid that. In the west, the Rhineland increasingly fell under French influence. After the Dutch revolt against Spain erupted, the Empire remained neutral. A side effect was the Cologne War, which ravaged much of the upper Rhine.

    After Ferdinand died in 1564, his son Maximilian II became Emperor, and like his father, accepted the existence of Protestantism and the need for occasional compromise with it. Maximilian was succeeded in 1576 by Rudolf II, a strange man who preferred classical Greek philosophy to Christianity and lived an isolated existence in Bohemia. He became afraid to act when the Catholic Church was forcibly reasserting control in Austria and Hungary and the Protestant princes became upset over this. Imperial power sharply deteriorated by the time of Rudolf's death in 1612. When Bohemians rebelled against the Emperor, the immediate result was the series of conflicts known as the Thirty Years' War (1618–48), which devastated the Empire. Foreign powers, including France and Sweden, intervened in the conflict and strengthened those fighting Imperial power, but also seized considerable territory for themselves. The long conflict so bled the Empire that it never recovered its strength.

    At the Battle of Vienna (1683), the Army of the Holy Roman Empire, led by the Polish King John III Sobieski, decisively defeated a large Turkish army, ending the western colonial Ottoman advance and leading to the eventual dismemberment of the Ottoman Empire in Europe. The HRE army was half Polish/Lithuanian Commonwealth forces, mostly cavalry, and half Holy Roman Empire forces (German/Austrian), mostly infantry. The cavalry charge was the largest in the history of warfare.

    The Empire after the Peace of Westphalia, 1648
    de Fer, Nicolas (1705) (in French), L’Empire d’Allemagne [The German Empire] (map) .
    Map of the Holy Roman Empire in 1789. The map is dominated by the Habsburg Monarchy (brown) and the Kingdom of Prussia (blue), besides a large number of small states (many of them too small to be shown on map)

    The actual end of the empire came in several steps. The Peace of Westphalia in 1648, which ended the Thirty Years' War, gave the territories almost complete sovereignty. The Swiss Confederation, which had already established quasi-independence in 1499, as well as the Northern Netherlands, left the Empire. Although its constituent states still had some restrictions—in particular, they could not form alliances against the Emperor — the Empire from this point was a powerless entity, existing in name only. The Habsburg Emperors instead focused on consolidating their own estates in Austria and elsewhere.

    Modern period

    Prussia and Austria

    By the rise of Louis XIV, the Habsburgs were dependent on the position as Archdukes of Austria to counter the rise of Prussia, some of whose territories lay inside the Empire. Throughout the 18th century, the Habsburgs were embroiled in various European conflicts, such as the War of the Spanish Succession, the War of the Polish Succession and the War of the Austrian Succession. The German dualism between Austria and Prussia dominated the empire's history after 1740.

    French Revolutionary Wars and final dissolution

    From 1792 onwards, revolutionary France was at war with various parts of the Empire intermittently. The German Mediatisation was the series of mediatisations and secularisations that occurred in 1795–1814, during the latter part of the era of the French Revolution and then the Napoleonic Era.

    Mediatisation was the process of annexing the lands of one sovereign monarchy to another, often leaving the annexed some rights. Secularisation was the redistribution to secular states of the secular lands held by an ecclesiastical ruler such as a bishop or an abbot.

    The Empire was formally dissolved on 6 August 1806 when the last Holy Roman Emperor Francis II (from 1804, Emperor Francis I of Austria) abdicated, following a military defeat by the French under Napoleon (see Treaty of Pressburg). Napoleon reorganized much of the Empire into the Confederation of the Rhine, a French satellite. Francis' House of Habsburg-Lorraine survived the demise of the Empire, continuing to reign as Emperors of Austria and Kings of Hungary until the Habsburg empire's final dissolution in 1918 in the aftermath of World War I.

    The Napoleonic Confederation of the Rhine was replaced by a new union, the German Confederation, in 1815, following the end of the Napoleonic Wars. It lasted until 1866 when Prussia founded the North German Confederation, a forerunner of the German Empire which united the German-speaking territories outside of Austria and Switzerland under Prussian leadership in 1871. This later served as the predecessor-state of modern Germany.

    Institutions

    The Holy Roman Empire was not a highly centralized state like most countries today. Instead, it was divided into dozens—eventually hundreds—of individual entities governed by kings,[11] dukes, counts, bishops, abbots or other rulers, collectively known as princes. There were also some areas ruled directly by the Emperor. At no time could the Emperor simply issue decrees and govern autonomously over the Empire. His power was severely restricted by the various local leaders.

    From the High Middle Ages onwards, the Holy Roman Empire was marked by an uneasy coexistence of the princes of the local territories who were struggling to take power away from it. To a greater extent than in other medieval kingdoms such as France and England, the Emperors were unable to gain much control over the lands that they formally owned. Instead, to secure their own position from the threat of being deposed, Emperors were forced to grant more and more autonomy to local rulers, both nobles and bishops. This process began in the 11th century with the Investiture Controversy and was more or less concluded with the 1648 Peace of Westphalia. Several Emperors attempted to reverse this steady dissemination of their authority, but were thwarted both by the papacy and by the princes of the Empire.

    Imperial estates

    The number of territories in the Empire was considerable, rising to approximately 300 at the time of the Peace of Westphalia. Many of these Kleinstaaten ("little states") covered no more than a few square miles, or included several non-contiguous pieces, so the Empire was often called a Flickenteppich ("patchwork carpet").

    An entity was considered a Reichsstand (imperial estate) if, according to feudal law, it had no authority above it except the Holy Roman Emperor himself. The imperial estates comprised:

    • Territories ruled by a hereditary nobleman, such as a prince, archduke, duke, or count.
    • Territories in which secular authority was held by a clerical dignitary, such as an archbishop, bishop, or abbot. Such a cleric was a prince of the church. In the common case of a prince-bishop, this temporal territory (called a prince-bishopric) frequently overlapped with his often-larger ecclesiastical diocese, giving the bishop both civil and clerical powers. Examples include the three prince-archbishoprics: Cologne, Trier, and Mainz.
    • Free imperial cities, which were subject only to the jurisdiction of the emperor.

    For a list of Reichsstände in 1792, see List of Reichstag participants (1792).

    King of the Romans

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    The crown of the Holy Roman Empire (2nd half of the 10th century), now held in the Schatzkammer (Vienna)

    A prospective Emperor had first to be elected King of the Romans (Latin: Rex romanorum; German: römischer König). German kings had been elected since the 9th century; at that point they were chosen by the leaders of the five most important tribes (the Salian Franks of Lorraine, Ripuarian Franks of Franconia, Saxons, Bavarians and Swabians). In the Holy Roman Empire, the main dukes and bishops of the kingdom elected the King of the Romans. In 1356, Emperor Charles IV issued the Golden Bull, which limited the electors to seven: the Count Palatine of the Rhine, the King of Bohemia, the Duke of Saxony, the Margrave of Brandenburg and the archbishops of Cologne, Mainz, and Trier. During the Thirty Years' War, the Duke of Bavaria was given the right to vote as the eighth elector. A candidate for election would be expected to offer concessions of land or money to the electors in order to secure their vote.

    After being elected, the King of the Romans could theoretically claim the title of "Emperor" only after being crowned by the Pope. In many cases, this took several years while the King was held up by other tasks: frequently he first had to resolve conflicts in rebellious northern Italy, or was in quarrel with the Pope himself. Later Emperors dispensed with the papal coronation altogether, being content with the styling Emperor-Elect: the last Emperor to be crowned by the Pope was Charles V in 1530.

    The Emperor had to be a man of good character over 18 years. All four of his grandparents were expected to be of noble blood. No law required him to be a Catholic, though imperial law assumed that he was. He did not need to be a German (neither Alfonso X of Castile nor Richard of Cornwall, who contested for the crown in the 13th century, were themselves German). By the 17th century candidates generally possessed estates within the Empire.

    Imperial Diet (Reichstag)

    The Imperial Diet (Reichstag, or Reichsversammlung) was the legislative body of the Holy Roman Empire and theoretically superior to the emperor himself. It was divided into three classes. The first class, the Council of Electors, consisted of the electors, or the princes who could vote for King of the Romans. The second class, the Council of Princes, consisted of the other princes. The Council of Princes was divided into two "benches," one for secular rulers and one for ecclesiastical ones. Higher-ranking princes had individual votes, while lower-ranking princes were grouped into "colleges" by geography. Each college had one vote.

    The third class was the Council of Imperial Cities, which was divided into two colleges: Swabia and the Rhine. The Council of Imperial Cities was not fully happy with the others; it could not vote on several matters such as the admission of new territories. The representation of the Free Cities at the Diet had become common since the late Middle Ages. Nevertheless, their participation was formally acknowledged only as late as in 1648 with the Peace of Westphalia ending the Thirty Years' War.

    Imperial courts

    The Empire also had two courts: the Reichshofrat (also known in English as the Aulic Council) at the court of the King/Emperor, and the Reichskammergericht (Imperial Chamber Court), established with the Imperial Reform of 1495.

    Imperial circles

    As part of the Imperial Reform, six Imperial Circles were established in 1500; four more were established in 1512. These were regional groupings of most (though not all) of the various states of the Empire for the purposes of defence, imperial taxation, supervision of coining, peace-keeping functions and public security. Each circle had its own parliament, known as a Kreistag ("Circle Diet"), and one or more directors, who coordinated the affairs of the circle. Not all imperial territories were included within the imperial circles, even after 1512; the Lands of the Bohemian Crown were excluded, as were Switzerland, the imperial fiefs in northern Italy, the lands of the Imperial Knights, and certain other small territories like the Lordship of Jever.

    See also

    Notes

    1. ^ Names of the Holy Roman Empire in other languages:
      • Latin: Imperium Romanum Sacrum
      • German: Heiliges Römisches Reich
      • Italian: Sacro Romano Impero
    2. ^ Martin Arbage, "Otto I", in Medieval Italy: An Encyclopedia (Routledge, 2004), p. 810 online: "Otto can be considered the first ruler of the Holy Roman empire, though that term was not used until the twelfth century."
    3. ^ a b Peter Hamish Wilson, The Holy Roman Empire, 1495–1806, MacMillan Press 1999, London, page 2; The Holy Roman Empire of the German Nation at the Embassy of the Federal Republic of Germany in London website
    4. ^ Peter Moraw, Heiliges Reich, in: Lexikon des Mittelalters, Munich & Zurich: Artemis 1977–1999, vol. 4, col. 2025–2028.
    5. ^ a b Joachim Whaley, ed. (2011). Germany and the Holy Roman Empire: Volume I: Maximilian I to the Peace of Westphalia, 1493-1648. Oxford University Press. p. 17. 
    6. ^ Peter Hamish Wilson, The Holy Roman Empire, 1495-1806, MacMillan Press 1999, London, page 2; The Holy Roman Empire of the German Nation at the Embassy of the Federal Republic of Germany in London website
    7. ^ Whaley 2011, pp. 17-20
    8. ^ Original text: Ce corps qui s'appelait et qui s'appelle encore le saint empire romain n'était en aucune manière ni saint, ni romain, ni empire. In Essai sur l'histoire générale et sur les mœurs et l'esprit des nations, Chapter 70 (1756)
    9. ^ Pagden, Percy (2008). World's at War: The 2,500-Year Struggle Between East and West (First ed.). Random House. p. 147. 
    10. ^ Bryce, James (1968). The Holy Roman Empire. Macmilan. 
    11. ^ The only prince allowed to call himself "king" of a territory in the Empire was the King of Bohemia (after 1556 usually the Emperor himself). Some other princes were kings by virtue of kingdoms they controlled outside of the Empire

    References

    • Heinz Angermeier, Das Alte Reich in der deutschen Geschichte. Studien über Kontinuitäten und Zäsuren, München 1991
    • Karl Otmar Freiherr von Aretin, Das Alte Reich 1648–1806. 4 vols. Stuttgart, 1993–2000
    • Peter Claus Hartmann, Kulturgeschichte des Heiligen Römischen Reiches 1648 bis 1806. Wien, 2001
    • Georg Schmidt, Geschichte des Alten Reiches. München, 1999
    • James Bryce, The Holy Roman Empire. ISBN 0-333-03609-3
    • Jonathan W. Zophy (ed.), The Holy Roman Empire: A Dictionary Handbook. Greenwood Press, 1980
    • Deutsche Reichstagsakten
    • George Donaldson, Germany: A Complete History. Gotham Books, New York 1985
    • Jason Phillip Coy, Benjamin Marschke, David Warren Sabean, The Holy Roman Empire, Reconsidered, Berghahn Books (2010)

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