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Q: Regulates securities and other financial market investments?
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What organization regulates securities and other financial market investment?

In the United States, the Securities and Exchange Commission (SEC) is responsible for regulating securities and other financial market investments. The SEC oversees the enforcement of regulations to ensure fair practices and protect investors. It also promotes transparency in financial markets and provides information to investors.


What is the Securities and Exchange Commission (SEC)?

federal agency that regulates the Stock Market


What has the author John L Teall written?

John L. Teall has written: 'Financial market analytics' -- subject(s): Mathematics, Business mathematics, Investments 'Financial trading and investing' -- subject(s): Securities, Prices, Speculation, Investments 'Quantitative methods for finance and investments' -- subject(s): Mathematical models, Finance, Investments


A market in which an investor purchases financial securities via an investment bank or other representative from the issuer of those securities is?

Primary market


Who regulates the stock exhanges in India?

SEBI is the primary governing/regulatory body for the securities market in India. All transactions in the securities market in india are governed & regulated by SEBI.SEBI stands for Securities and Exchanges Board of India


How do you use the word regulates in a sentence?

The thermostat regulates the temperature in the home.


What Regulates securities and other financial market investments?

The Securities and Exchange Commission, the Commodity Futures Trading Commission, and the U.S. Department of Justice monitor and enforce relevant laws and regulations concerning securities and futures markets.


What is financial markets?

A financial marketis the market (physical or networked) where financial securities are issued and traded. There are two classifications of markets: primary market (where new stocks and bonds are issued) and secondary markets (where selling and purchasing of existing securities among market participants are conducted). Furthermore there are several kinds of market, such as:Fixed income market: a market where securities that guaranty a certain amount of income (i.e. bonds) are tradedCapital market: a market where long term debt and equity are tradedMoney market: a market where short term securities are tradedDerivative market: a market where derivatives (i.e. futures and options) are traded


What is the synonym for International credit market?

it is an international financial market where participants buy and sell debt securities


Why in an efficient market investments have an NPV of 0?

why investment in financial market have zero NPV? where as firms can find many investments in their product markets with positive NPVs.


Different components of financial of securities market?

Components of the Capital market: 1. Bond Market - the market for debt instrument of any kind. 2. Mortgage Market - deals with loan or residential, commercial, and industrial real estate and on farmland. 3. Stock Market - common and preferred stocks issued by corporations are traded.


What is STT in Investments?

STT is securities and transaction tax; its a tax one has to pay for buying and selling shares (stocks) on stock market