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What organization regulates securities and other financial market investment?
Wiki User
∙ 12y ago
finra
Wiki User
∙ 12y ago
In the United States, the Securities and Exchange Commission (SEC) is responsible for regulating securities and other financial market investments. The SEC oversees the enforcement of regulations to ensure fair practices and protect investors. It also promotes transparency in financial markets and provides information to investors.
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Regulates securities and other financial market investments?
SEC
What organization regulates the sale of stock in corporations?
In India it is SEBI - Securities and Exchanges Board of India In USA it is SEC - Securities Exchange Commission
Which entity oversees and regulates Florida's financial entities including state-chartered banks and securities industry participants?
OFR
What does the Securities and Exchange Act of 1934 do?
The 1934 act regulates and controls the securities markets and related matters and practices. This act also includes regulations for reporting and registration forms for the financial statements and audit requirements.
What is the agency that regulates buying and selling of stock?
Securities and exchange commission
Who regulates the sale of stock in a corporation?
securities and exchange commission (SEC)
What regulates the sale of stock in a corporation?
securities and exchange commission (SEC)
Can Only the federal government regulates securities offerings?
Yes. The Securities and Exchange Commission is the federal agency that oversees this activity.
What is the Securities and Exchange Commission (SEC)?
federal agency that regulates the Stock Market
Who are regulators of sensex?
Securities & Exchanges Board of India - SEBI regulates the Sensex
Securities and Exchange Commission?
The Securities and Exchange Commission regulates businesses and their stocks. The Securities and Exchange Commission works to ensure that investors can rely on the information about stocks presented by businesses.
What government agency regulates Wall Street?
United states department of Securities and Commissions
